W. H. R. Rivers · 1923 · First edition, Kegan Paul, Trench, Trubner & Co., London / Harcourt, Brace & Company, New York, 1923 (Archive.org conflictdream00rive, University of Illinois copy, DjVu text layer) · Public Domain · uncorrected OCR — being verified against the scan
Rivers's dream-analysis lectures, drawing on his own dreams and his wartime psychiatric work; published posthumously 1923 (Rivers died 1922) with a preface by G. Elliot Smith dated 1st November 1922.
Served verbatim, era-bound vocabulary and all — the house frames, it never
paraphrases; what a passage does and does not show rides its receipt.
Chapter I
DREAMS have always excited man’s curiosity and
wonder, and there can be little doubt that they have
had a most important place in determining some of
the deepest and most widespread of his beliefs. In
the childhood of man one of his greatest difficulties
must have lain in his acquirement of the power to
distinguish the experience of the waking life from that
of sleep, and among many peoples, if not even some-
times among ourselves, the distinction is incomplete.
Not only have the occurrences of sleep had a large,
if not a preponderant, rdle in determining man’s
belief in a spiritual world, but they must have taken
a large part in producing that mysterious aspect of its
experience which gives to religion in general its peculiar
character.
From quite early times it has been held that dreams
are not mere accidental occurrences of sleep, but have
a definite meaning. The interpretation of dreams
was very prominent in early literature, and in the
Old Testament it is assumed without question that
such dreams as those of Pharaoh and his servants
had definite meanings. Among nearly all peoples there
grew up definite systems of dream-interpretation,
according to which each image of a dream had a specific
meaning, and nearly all literatures, including our own,
have dream-books which give these meanings. Pharaoh
only became greatly exercised about his dreams of
I A
the seven fat kine and the seven lean kine and of the
seven full ears and the seven blasted ears of corn after
his own wise men had failed to interpret them on
the traditional lines of the time, so that a stranger
had to be fetched out of prison to provide the solution.
In accordance with the spirit of that time the solution
expected and given was of a prophetic kind. Dreams
were regarded as means of foretelling the future, and
this view is not only still widely held in popular belief,
but it shows its influence also in the great importance
attached to what is called the prospective value of
the dream by one of the two chief schools of scientific
dream-interpretation at the present time.
It is only during the last twenty years that we have
made any real advance in the scientific study of the
subject. Until still more recent times psychologists
in general have paid but little attention to dreams.
When I suggested a question on dreams in a Univer-
sity examination not many years ago, it was objected
that the students would know nothing about the
subject, which meant, of course, that they had been
taught nothing about it. The consideration of the
psychology of dreams was not deemed worthy of
inclusion in a course of academic psychology.
The great revolution in the attitude of psychologists
which has since occurred is due to Freud—I think one
might say entirely due to him. Among the many
aspects of the vast influence which Freud has exerted
upon psychology, none is more prominent than that
concerned with dreams and their interpretation,
It is natural, therefore, that I should make his work the
starting-point of this discussion, and that a considerable
part of the book will deal with criticism of his views.
I am very far from accepting everything that Freud
has taught about the psychology of dreams, and I
hope in this book to do my best to make clear where,
in my opinion, his views should be accepted; where
we must refuse to follow him; and where our treat-
ment, though running near his, should nevertheless
diverge from it somewhat; either in its course or in its
ultimate goal.
The first great contribution made by Freud to our
understanding of the dream is his distinction between
the manifest and the latent content. The older inter-
preters were chiefly interested in the incidents of the
dream as actually experienced. If they dreamt of a
death or a birth they were content if they were able
to discover that on the previous day, or at some earlier
time, they had seen a funeral or had heard of an addition
to the family of an acquaintance. They gave no
explanation of the irrational and fantastic character
of the dream, nor did such explanation seem to them
necessary. They were content to regard this char-
acter as proper to the dream and as no more in need of
explanation than the imaginative character of poetry or
the mournful nature of a tragedy. Even now there are
prominent “ scientific ’’ writers who believe that they
have provided a sufficient explanation of a dream when
they have been able to refer its incidents to associations
arising out of waking experience.
By Freud the features of the dream as experienced
and related by the dreamer are spoken of as the mani-
fest content, and this is sonly regarded as of interest
in that it is held to be the expression of a deeper mean-
ing, an expression of thoughts Which Freud calls the
latent content. This distinction between the manifest
and latent contents and the view that the manifest
content is an expression of a deeper meaning, are
the most important and essential features of Freud’s
scheme of dream-interpretation.
A second feature is that, according to Freud, this
deeper meaning always takes the form of the fulfilment
of a wish, and that, the manifest content of the dream is
thé expression.in more or-less symbolic form of some
desire of the dreamer. I may say here at once that
while I accept without hesitation Freud’s distinction
between the manifest and latent contents of the dream,
I regard the view that every dream is a wish-fulfilment
as an inadequate expression of the relation between
the two kinds of content. A large part of this book
will be devoted to a criticism of this aspect of Freud’s
position, and an endeavour to state a different point of
view.
A third feature of Freud’s scheme is that the manifest
content becomes the expression of thé Wish through a
process of distortion, whereby the real meaning of the
dream is disguised from the dreamer. Freud believes
that it is the function, or one of the functions, of the
dream to protect the sleeper from . thoughts w which might
so disturb him if they reached his consciousnessthat he
would awake. The dream is regarded as the guardian
of sleep. Freud believes that in the dream the dis-
turbing thoughts are so distorted and disguised that
their real nature is not recognised by the sleeping-
consciousness. This again is a subject in which I shall
not be able to follow Freud faithfully. Consequently
I shall not speak of the process by which the manifest
content is produced as a distortion of the latent content,
but shall use the word “ transformation ”’ in its place.
I shall speak of the manifest content of the dream as
coming into being by a process of transformation of a
wish or other form of latent content.
I propose to leave until the next chapter an account
of the processes by which this transformation is effected,
the processes which Freud has summed up under the
general title of the ‘ dream-work.’”’ I shall only
mention now one other feature of his scheme of dream-
interpretation. According to Freud the process of
transformation, or, as he would call it, distortion,
is due to the necessity of overcoming resistance to
the appearance of the latent content in consciousness,
even in the form of a dream. It is supposed that the
manifest dream is an occurrence in which experience
appears in the consciousness of sleep which has been
banished from the consciousness of the waking life
by processes of repression or suppression, and that
the process of transformation is necessary in order to
overcome a resistance to his appearance. Freud has
given a metaphorical expression to this resistance
by the use of the simile of the social process of censor-
Ship. He supposes that the experience kept out
of the consciousness of waking life can only find access
to the consciousness of sleep if it suffers such trans-
formation or distortion that its real meaning will not
be recognised by the sleeper. The feature of resistance
thus presented to the direct and undisguised appearance
of the latent content Freud calls censorship.
I must be content with this general sketch of Freud’s
scheme of dream-interpretation. I propose now to give
a brief account of the history of my own attitude
towards the scheme; one which I believe to represent
that of many students of the older psychology.
Though I had taken much interest in the general
views of Freud before the war, I had not attempted to
master his theory of dreams. I was more interested
in the applications of his scheme to the explanation of
psychoneurosis and the anomalous behaviour of every-
day life. When the war brought me into touch with
dreams as prominent symptoms of nervous disorder
and as the means of learning the real nature of the
mental states underlying the psychoneuroses of
war, it became necessary to study Freud’s scheme of
dream-interpretation more closely, and I read his book
carefully. This reading, however, left a most unsatis-
factory impression on my mind. The interpretations
seemed to me forced and arbitrary, and the general
method of so unscientific a kind that it might be used
to prove. anything. Let me give one or two instances,
Freud claims that several of his patients’ dreams
depended upon the desire to convict Freud himself
of error when he assumed the nature of dreams to be
wish-fulfilments, and yet he continues, apparently
without hesitation, to rely upon the analysis of his
own dreams, in which the desire to show the rightness
of his views must have been a far stronger motive than,
or at least as strong a motive as, could have been
present in the case of his patients.
Again, the idea that an event of a dream may indicate
either one thing or its opposite, gives an arbitrary
character to the whole process of dream-interpretation,
which must be most unsatisfactory to anyone accus-
tomed to scientific method. One of Freud’s rules of
interpretation is that every element of the dream
may be interpreted by its opposite as well as by itself,
and that only the connections of the dream can enable
the interpreter to decide in favour of one or the other.
Such a method would reduce any other science to an
absurdity, and doubts must be raised whether psycho-
logy can have methods of its own which would make it
necessary to separate it from all other sciences and
put it in a distinct category. At this time I had little
opportunity for testing dream-interpretation practi-
cally. I was serving in a hospital for private soldiers,
where the idea had got about that dreams were used
by the medical officers as means of testing whether
their patients were to be sent back to France, and it
was only rarely that one was able to obtain more than
the merest fragments of a dream. Such dreams
as were related by my patients were usually of a very
simple kind and, so far as they went, furnished con-
firmation of Freud’s view that dreams have the ful-
filment of a wish as their motive.* Thus, one soldier
* In this paragraph I think Dr Rivers underestimates the extent
of the experience of dream-interpretation he acquired at the Maghull
Hospital, and especially the part such experience played in shaping
his own views on the réle of conflict.—G, E. S.
dreamt that he was sent back to the front, but directly
he landed in France, peace was declared.
In October 1916 I was transferred to a hospital for
officers, where I soon began to obtain from my patients
dreams of a less simple kind, but I made no great
progress in dream-analysis or in the clinical utilisation
of dreams until I had a dream myself which went
far to convince me of the truth of the main lines of
the Freudian position. Before I record this dream I
should like to say a few words about my method of
dream-interpretation, which differs in some important
respects from that of most other workers, especially
those of the psycho-analytic school. In the inter-
pretation of dreams by the dreamer himself, it is custom-
ary to use the method adopted in the psycho-analytic
investigation of others, and to make each image or
incident of the dream the starting-point of a process
of free association. It is believed by Freud and his
followers that the thoughts coming into the mind in
association with the image or incident of the dream
will lead back to the dream thought which formed
the corresponding feature of the latent content.
As I have said, my own method is different. In
order to make its nature clear, I must describe a special
feature of my mental make-up which I have utilised
in this process.
For many years I have been the habitual subject of an
experience in which, as soon as I become aware that I
am awake, I find that I am thinking, and have for
some time been thinking, over some problem, usually
in connection with the scientific work upon which I
am at the time engaged. Many of the scientific ideas
which I value most, as well as the language in which
they are expressed, have come to me in this half-
sleeping, half-waking state directly continuous with
definite sleep. When I began to analyse my dreams I
frequently had a similar experience in which as soon
as I was awake I found that I was already having,
and had for some time been having, thoughts about a
dream, the dream itself being still clearly in my mind.
In some cases it was difficult to say where the dream
ended and the unwitting analysis had begun, but a
distinction was usually possible, owing to my lack of
imagery when awake.* I could be confident that so.
long as the experience was accompanied by definite
imagery, it was that of a dream or of a dream-like
state, while the period when imagery was absent was
one in which I was no longer dreaming, though I may
not yet have realised that I was awake.
This peculiarity of my experience of the process of
awaking introduces a special feature into the records
and analyses of my own dreams. There can be little
question that the ideal condition for an irreproachable
analysis of a dream is one in which the dream is fully
recorded before the analysis begins. In this case all
danger is avoided that elements derived from, or
suggested by, the analysis may be incorporated into
the tissue of the dream. In many cases in which I
awoke from a dream more or less suddenly I was able
to fulfil this ideal condition, but in the frequent cases
in which the dream passed insensibly into the half-
waking, half-sleeping and unwitting process of analysis,
the danger to which I have referred cannot be excluded.
The comparison of dreams so analysed, or partially
so analysed, with those where the act of awaking was
sudden shows, however, that there is little or no
difference between them, and I am inclined to regard
my unwitting or partially unwitting method of analysis
as one especially likely to lead one to the real thoughts
and emotions forming the latent content of the dream.
In other cases, after having fully awaked and re-
*See Instinct and the Unconscious, Cambridge, 1920; 2nd
Edition, 1922. The page references given elsewhere in this book
apply equally to both editions.
corded the dream, I would fall into the half-waking,
half-sleeping state, and not infrequently it was in
this state that the thoughts came which furnished
the explanation of the dream. In more than one case
this later period of sleepiness passed into one which
must be regarded as sleep, for the clue to the nature
of the dream came as a definite image. In this case
we may regard the interpretation of a dream as having
been furnished by a second dream, even though, as
a matter of fact, this second dream may have consisted
only of a single image.
Where the solution of the dream failed to come in
this more or less spontaneous way, I adopted the more
usual procedure of turning my attention to different
elements of the manifest content, allowing any associa-
tions so aroused to pass through my mind. I also
searched the experience of the day or two before the
dream which could have taken part in determining
the nature of the manifest content, and in some cases
found that the experience which had determined the
manifest content was of distinct service in the process
of reaching the deeper meaning of the dream. When
I had reached what seemed to me to be the inter-
pretation of the dream, I wrote out the analysis as
fully as possible and, except in a few cases, the excep-
tions being definitely noted in my records, the complete
analysis of the dream had been made and recorded
before breakfast on the morning immediately following
the dream.*
THE ‘‘ PRESIDENCY ”’ DREAM
I can now return to my dream. I dreamt I was ina
Cambridge College garden—not the garden of any one
college, but it was thought of vaguely, in the manner
* Other aspects of this problem are discussed in Chapter IV on
Methods of Dream-Analysis.
so characteristic of the dream, as a kind of composite
of the gardens of three colleges of which Pembroke
was perhaps the most prominent. In this dream-
garden I met my friend Professor X, with whom I
entered into conversation I did not remember what
we said, but when I left him I went towards a building
with the idea that a meeting of the Council was being
held there, and, more vaguely, that the Council in
question was that of the Royal Anthropological Institute
of which both Professor X and I were members. As
I was entering the room I hesitated, because it occurred
to me that they might be discussing some matter in
which I was myself concerned. I entered, however,
and found a number of people sitting round a table
whom, with one exception, I did not know. The
exception was a prominent member of the Council of
the Institute who was reading a list of names, which
I took to be those of the persons who were being pro-
posed as members of the Council for the ensuing year.
I failed to recognise these names as those of any persons
I knew.* When the reader had finished, he put the
paper from which he had been reading on the table,
and I leaned over to look at it, in order to ascertain
who had been nominated as President, for I knew that
his name would appear at the head of the list of new
members of Council There I read
S. Poole.
In the thoughts which followed, when from later
experience I can be fairly certain that I was in the half-
* The fact that the persons proposed for membership of the
Council were allunknown to me has someinterest. It has often been
in my thoughts how large a proportion of members of the Council
are unknown as anthropologists, and it is more than probable that
my failure to recognise the names of the persons proposed at the
dream-meeting is connected with this opinion. It is noteworthy
that the ‘‘ prominent member of the Council’ who read the list is a
representative of the older school of anthropologists whose influence
is sometimes a matter of annoyance to me in connection with the
management of the affairs of the Institute.
IO
waking state, I thought of the name as connected
with Stanley Pool, the great bend of the Congo, while
the person who came into my mind was Professor
Lane-Poole, the Orientalist. I wondered why, if they
were choosing an Oxford scholar, they had not rather
chosen Professor Haverfield, whose work seemed to
me to lie nearer the interests of the Institute. About
this stage I became aware of the fact that I was in
bed and that the experience through which I had
just passed was that of a dream. Interested as I was
at the time in dream-interpretation, it was natural that
I should begin a process of analysis, or rather continue
the analysis which had already begun in the thoughts
of the half-waking state which I have already related.
The first fact which occurred to me was that it was
about the date at which the meeting would normally
occur at which the President and Council of the Institute
for the ensuing year would be chosen. I was also
aware that my name would almost certainly have been
considered for the position of President if I had not
been working at so great a distance from London.
Some time earlier I had discussed the question whether
I should accept the Presidency, if it were offered to me,
with Professor X who had appeared in the dream. In
this conversation I had made clear a definite conflict
which was present in my mind in relation to the posi-
tion. On the one side was a natural desire to hold a
position of honour, the leading position in connection
with anthropology in Great Britain, and one which,
for certain family reasons,* I should especially value.
The motives on the other side were that its duties
would involve a great deal of time and trouble; that the
business of presiding at meetings was highly irksome to
* This reason was that my mother’s brother, James Hunt, had
been one of the founders and the first President of the Anthropo-
logical Society of London, one of the two societies by the fusion of
which the Institute was formed.
Il
me, and that I had certain disqualifications for the
post, especially the stammering to which I am liable
when I have to make speeches of a ceremonial kind,
such as inevitably fall to the lot of a President. I
had gone over these reasons in my conversation with
Professor X, and had then inclined to the view that I
would, on the whole, prefer not to hold the position,
rather with the idea that, as a result of our conversation,
it might not be offered to me, for I suspected that I
should not have the strength of mind to refuse it if it
were actually offered.
‘It will thus be obvious that there were amply suffi-
cient grounds for a conflict of a definite kind. Though
I was not aware that the matter had been active in my
thoughts at the time, I knew that the Presidency for
the ensuing year would be decided about this time,
and the receipt of the journal Man,* which would
have reached me a day or two earlier, might well have
tended to arouse the conflict.
A meeting of the Council of the Anthropological
Institute being thus natural as the subject-matter of a
dream, it remained to discover why the dream should
have taken its especial form, and why the name “5S.
Poole ’’ should have appeared in place of my own name,
if the dream were the fulfilment of a wish that I should
be nominated as President. It soon became obvious—
I was not aware of any difficulty in reaching the con-
clusion—that the name I saw on the paper of the
dream was a transformation of my own name, and my
first impression was that the initial ‘‘S ”’ was the final
letter of my own surname transposed so as to become
the initial of a baptismal name. As is every boy
whose name is derived from a natural object, I had been
miscalled Streams, Waters, and other variants at school,
* On the cover of this journal it is customary to print a list of the
names of the office-bearers and Council of the Royal Anthropological
Institute.
I2
but so far as I could recollect, my name had never in
actual life taken the form assumed in the dream, but
I had no doubt that the dream-name was only another
such variant.* The dream thus seemed to furnish
confirmation of two of.the most important features
of Freud’s scheme: his theory of the dream as a wish-
fulfilment and his view that the manifest content is a
transformation of this latent wish of such a kind that
is not recognised by the sleeper, but only becomes
apparent through a process of interpretation in the
waking state, and in the vast majority of dreams
never becomes apparent at all. In this case the trans-
formation was even of a kind to which the term dis-
tortion might legitimately be applied.
The use of a certain disposition of water in Nature
in place of that to which my proper name has reference
might also be regarded as an example of that mechanism
of the dream-work which Freud calls displacement.
The interest attendant upon seeing my own name in a
certain connection had been transferred from that
name to one which had no significance for me while
dreaming and only became significant through a process
of examination after waking.
My impression at the time, then, was that two
prominent features of Freud’s scheme of dream-
formation found striking confirmation in the example
I have related. Before I consider the matter critically,
however, it may be well to examine certain features
of the manifest dream more closely with the aim of
discovering how they were determined. It is necessary
to explain why the name “S. Poole” should have
taken the place of my own; why the letter “e”’
should have appeared at the end of the word “ pool,”’
which would be the more natural variant of my name ;
why the final letter of my own name should either have
* For another example of a pun on the name Rivers, see theTrans-
ference Dream in Chapter II, page 32.
disappeared or have been transferred to the beginning ;
and why Professor Lane-Poole and Stanley Pool
should have been so prominent in the thoughts of the
half-waking state which immediately followed the
dream.
As I have already said, my first impression was that
the “‘S”’ of the dream-name was the transposed final
letter of my own name, a transposition which would
be assisted by my familiarity as an anthropologist
with Stanley Pool as a geographical expression. The
first step in the further analysis of these features of
the manifest content occurred at breakfast on a morning
following the dream. On relating the dream to my
colleagues one of them told me that Dr Lane-Poole’s
Christian name was Stanley, a fact of which I was
certainly not manifestly aware. It became evident
that if I could discover why Dr Lane-Poole’s name
had taken the place of my own, I should also obtain
the explanation of the prominence of ‘‘ Stanley Pool ”’
in the thoughts following the dream.
The next step in the analysis of the manifest content
occurred a day or two later when glancing through the
Scotsman I found the name of Lieutenant S. Pool
among those who had received the Military Cross.
As Lieutenant Pool was a member of the R.A.M.C.,
it occurred to me that I might have seen his name
before my dream in one of the medical papers, and on
consulting the British Medical Journal of 2nd December,
I found not only that the name was there in the form
“Temp. Lieut. Samuel Pool, M.B., R.A.M.C.,” but
that it occupied a prominent position at the head of
a column,* so that it would almost certainly have
struck the eye of anyone reading through the list.
I had no doubt that I had seen the paper, as it was my
habitual practice to read it, but I had no witting
memory of having done so, or of having seen the name in
* Brit. Med. Jour., 2nd December 1916, page 775.
question. If, as I have no doubt, I had seen this
name, it would have helped to determine the special
form assumed by the dream-surrogate of my name.
If the initial S was the transposed end-letter of my
name, it would have helped to determine this trans-
position.
A more difficult topic was the substitution of Dr
Lane-Poole for myself, and on this I could for some
time obtain no light whatever. Several weeks later,
however, a patient who was leaving the hospital
returned to me a book-catalogue which I had lent
him. The patient was a theological student and the
catalogue was one of theological and Oriental books,
and, on looking through it, I found that Dr Lane-
Poole’s name occurred in it in the form “S, Lane-
Poole.” I do not know when I looked through this
catalogue, or even with certainty whether I had read
it at all, though it is very unlikely that I omitted to
do so before lending it. I tried to discover from the
bookseller exactly when it was sent to me, but without
success, and I must be content to mention the possibility
that this catalogue may have furnished the occasion for
the appearance of Dr Lane-Poole in my dream-thoughts,
and consequently for the final letter of my dream-name.
Of the various elements of the process by which my
name was transformed in the dream, that which will
arouse most doubt—it certainly gave me such doubts—
is the transposition by which the final letter of my own
name became an initial letter of my dream-name. It
is therefore of interest that, through the kindness of
Mrs Eder, I am able to give a similar example of this
process. One of her patients had a dream in which
he saw the following name: |
L. Pestiles,
Associations with this word gave both “ pastilles ”
and ‘‘ Bastille,’”’ both of which words contain a double
4 in place of the single / of the dream-name. It is
highly probable that here also we have to do with a
case of transposition of a letter, in this case a trans-
position from its proper position in the middle of two
words to become the initial letter of a dream-name.
Having now explained as far as possible how the
manifest content of the dream was determined, I can
return to consider more closely how far the dream is in
harmony with Freud’s scheme. There is no question
concerning one most important feature of this scheme.
In the dream an outstanding, indeed the essential,
element of the latent content appeared in such a guise
that its nature was not recognised by myself so long
as I was asleep. A wish that I should be chosen to
be president of a society was disguised by the appear-
ance of my name in a distorted form. The dream
differed from many of the dreams of adults, or at any
rate of educated adults, in that in other respects the
manifest content of the dream was closely connected
with the wish that formed its motive. Though there
was the fantastic feature that a meeting of the Council
of a London Society took place in an outhouse of a
Cambridge College garden, a feature that is possibly
connected with my objection to the journeys to London
which the Presidency would involve, the actual setting
of the dream was just such a meeting of the Council
of the Society as would normally decide the choice
of a new President, and the chief actors were not dis-
guised, but their identity was clearly recognised in
the dream, being people active in the affairs of the
Society. Indeed, it was the unusually small amount
of transformation or distortion in the dream as a whole
which made it so easy to recognise the transformation
which produced its culminating feature. It was the
small amount of transformation, or rather its limitation
to the central point of the dream, which made the
process so obvious.
I have so far assumed that the dream I have related
provides a good example of the fulfilment of a wish,
and I may now consider this matter more fully. When
looked at from one point of view, the appearance of
my name, though in transformed character, as President
of a Society was undoubtedly the fulfilment of a wish
which was clearly present in my mind, at any rate
beneath the surface, but this wish was in conflict with
other wishes. To say that the dream I have related
expressed the fulfilment of a wish seems too simple
a way of expressing the situation. The dream was
rather the expression of a conflict between a number
of wishes, or more accurately between a number of
conative trends, some of which might be called wishes,
while others were rather of the nature of fears or
apprehensions. I prefer, therefore, to regard the dream
as the expression of a conflict, and as an attempt to
solve the conflict by such means as are available during
sleep.
If we regard mental experience as being arranged in
strata or levels comparable with those which we now
believe to be represented in the nervous system, the
dream may be regarded as the solution of a conflict
by means of processes belonging to those levels of
activity which are still active in sleep. In setting-out,
therefore, on our study of dream-psychology in this
book, I propose to regard Freud’s formula as unduly
simple, and suggest as an alternative the working
hypothesis that the dream is the solution or attempted
solution of a conflict which finds expression in ways
characteristic of different levels of early experience.*
It will become our business to inquire not only whether
this hypothesis is capable of explaining the many
* For a preliminary statement of this position, see my paper on
‘‘Freud’s Concept of the Censorship’? in The Psycho-analytic
Review, republished as one of the Appendices in Instinct and the
Unconscious. The view now put forward is formulated especially
on pages 230-232 of the latter work.
17 B
varieties of the experience of sleep, but also whether
the adoption of modes of expression characteristic
of different periods of life bears any relation to the
character of the desire or other state which is finding
expression in the dream.
Chapter II
IN the first chapter I dealt especially with those parts of
Freud’s scheme of dream-interpretation according to
which the manifest dream, the dream as we experience
it, is the fulfilment of a latent desire in the dreamer’s
mind, expressing itself in a symbolic form through the
intermediation of a process of transformation or, as
Freud prefers to call it, distortion.
I left on one side the nature of this process of trans-
formation or distortion, a process which Freud has
called “the dream-work.” I propose now to begin
the consideration of the processes which make up this
dream-work.
Freud himself distinguishes four main processes:
(i) condensation ; (ii) displacement; (ili) plastic re-
presentation, and (iv) secondary elaboration.
The first of these, condensation, is a process with
which it is not necessary to deal at length because,
in my opinion, it is not a process which is especially
characteristic of the dream, but is a feature of every
mental process, waking or sleeping It is just as much
a character of mental products in general as of the
dream. If you take any of the ideas which I am now
trying to bring before you, or any of the images which
may be called up in your minds on hearing my words,
you will find that there is condensed in each of them
a vast mass of experience derived both from the conver-
sation and reading of everyday life and from special
studies. In exactly the same way it is possible to
show that any image or incident of a dream is the
product of a process of condensation in which many
different experiences have converged. Thus, to take
an example from the dream considered in Chapter I,
the dream-name ‘“ S. Poole’”’ was found to have heen
determined, partly by a fanciful resemblance to my
own name; partly by the fact that a similar name
had been seen in a medical paper a day or two earlier ;
partly perhaps by the fact that I had noticed the name
of Dr Lane-Poole in a book-catalogue, and partly
by my anthropological interests which would have
given to some chance reference to Stanley Pool more
meaning to me than it would have had to another
person. Moreover, it is probable that a deeper analysis
than that carried out by myself would have led to
other elements of experience which had taken a part
in determining that S. Poole should have been nomi-
nated by the dream-consciousness as a substitute for
myself.
The second process singled out by Freud is that he
calls displacement (Verschiebung). I believe that this
process, as described by Freud, is one in which several
processes are combined which should properly be
distinguished from one another. I shall only mention
here one to which Freud ascribes especial import-
ance, according to which the image or incident which
is most important in the manifest dream is not a
symbol of the most important latent dream-thought,
but is an image of an indifferent kind to which the
interest of the latent thought has been displaced. If
again I take my “ Presidency ” dream as an example,
it cannot be regarded as an example of a displacement
of this kind. There can be little question that the
prominent image of the dream was the name of S.,
Poole of the dream-president, and few, I think, will
question that the prominent feature of the latent
dream-thoughts was my repressed wish to be President.
There was displacement in that the interest in myself as
President was transferred to the neutral personage
S. Poole, of the dream, but there was no displacement
of the kind which Freud regards as the most char-
acteristic form of the process.
The third element which Freud finds in the dream-
work, that which he calls plastic representation, is
one the nature of which can be made clearer if we
distinguish in it two different processes, symbolisation
and dramatisation. By means of the first of these two
processes the latent dream-thoughts find expression
by means of symbols. The images of a dream are
symbols of the elements which enter into the conflict
by which, as was explained in the last chapter, the
dream has been determined. The process of dramatisa-
tion is closely connected with this use of symbols.
The dreamer sees in the dream persons moving before
him and events happening which give it a dramatic
character by which the conflict is made concrete
and, though in altered guise, conspicuous.
The dream related in Chapter I is not a good example
of either of these processes. The Presidency dream
had a certain dramatic character, but this was of much
the same nature as that of the process, viz., the choice
of a President, which the dream was illustrating,
and the S. Poole of the dream can hardly be regarded
as a good example of a symbol. I propose to devote
the larger part of this chapter to the consideration
of a dream which illustrates far more aptly these two
processes of symbolisation and dramatisation.
I do not propose to speak at length about Freud’s
fourth process of the dream-work, that which he calls
secondary elaboration. This is a process in which
the dream as experienced is modified and altered
in the process of relating it or of recalling it if it has
disappeared, or seems to have disappeared, from
memory. As will be evident, it is a process of great
ai
importance whenever we are trying to estimate the
value of a dream as evidence, whether for some prac-
tical purpose, such as medical diagnosis, or for some
scientific purpose, such as that of discovering the nature
of the mental processes by which the character of
dreams in general is determined, but it is not in itself
a process of any great scientific interest, and I shall
say little about it in this book.
I can now turn to the dream by means of which I
propose to illustrate these processes of the dream-work.
It is a dream of one of my patients, a medical man
with the rank of captain in the R.A.M.C. who had
served in France. This service, and especially certain
experiences centring round the death of a French
prisoner who had been mortally wounded during his
escape from the German lines, had given him such a
horror of medical practice that he was extremely
reluctant to return to the practice of his profession.
His relatives, and especially his wife’s people who
came from Canada, unaware of the real motives of
this reluctance, were using all their mfluence to induce
him to return to medical practice. Shortly before
the dream he had talked over the whole situation
with me, and I had suggested that he should take up
“Public Health,” where he would rarely, if ever,
be subjected to experiences which would recall the
horrors of his war service. A few days later he sent
me an account of the dream by which I propose to
illustrate the nature of the processes of symbolisation
and dramatisation.
THE ‘“‘ SUICIDE ’’ DREAM
[ give this dream in the form in which it was recorded
for me by my patient, whom I will call ‘‘ Captain.”
“ T was seated in the front of the stalls at the Golders
Green Empire. I was to give a speech on ‘ The Present
22 |
Struggle.’ I felt extremely nervous, because I was of
two minds on the subject on which I had to speak.
You were on the stage with me when I mounted it,
and everybody I knew and had known seemed to be
there. Gathering courage I commenced: ‘ Ladies and
Gentlemen, I desire to address you on ‘‘ The Present
Struggle.” ’ Even as I started speaking I noticed
that the seat I had just left was occupied by a man,
though I had not seen him come in. I felt compelled
to address myself to this man in particular. He
appeared to be a stranger to me, yet there was some-
thing familiar about him. He looked like a Viking,
that is, so far as his complexion, hair and eyes were
concerned. I mean that his eyes shone fiercely blue
and his hair seemed luminous gold.
“T resumed: ‘ We must continue the struggle to
the last man. Better let us die than lose our manhood
and independence and become the slaves of an alien
people.’
“The man in the seat seemed to become intensely
depressed as I said these words. Yet, though he
approved, my words seemed to arouse some dissent
in other parts of the hall, and it was then that I noticed
that there were two stewards, one at each exit. The
steward on my left was a Canadian with the face of
my father-in-law, and the man on my right was Dr X,
wearing his post-mortem apron and gloves. I con-
tinued pointing out how everything depended upon our
putting out our mightiest fight. The man in my chair
cheered and his eyes shone.
‘‘« Silence there,’ threatened the Canadian, ‘or Ill
deal with you,’ as he glanced at the man in my chair.
‘T’'ll give you a taste of this,’ and he held up a stick
towards the man. Then I noticed that a snake was
crawling up the stick and it seemed to menace the man
in my seat. I was filled with horror, and then I noticed
that the man in my chair had changed. As he looked
at the Canadian his eyes became dark and filled with
infinite suffering and he seemed to be almost another
person, for his hair had become dark and his skin was no
longer fair. He so affected me that I became less
confident. ‘I know,’ I said, ‘that we have suffered
and are all suffering dreadful agony.’ At this the man .
in my chair, still dark in eye and face, groaned aloud
in agony.
“““ What rest peace would bring us all,’ I continued.
The man’s eyes now showed such agony that I felt it
would be merciful if I killed him immediately, and
Dr X seemed to read my thoughts, for he smiled.
‘T'll deal with him,’ shouted the Canadian, and putting
his stick with the snake down, he held up a lady’s
corset and cried: ‘I’ve a straight-waistcoat for him.’
Here you interposed from the platform saying, ‘ Order
there. Let the man alone. Go on, Captain. The
fellow is ill, very ill.’
“ Taking courage I went on, telling them that despite
our intense suffering we must go on. ‘ There must
be no surrender. We must not give in.’ Again the
man in my seat became a different being. His stature
seemed to increase. Again his eyes seemed to shine
blue fire, his hair was of gold and he cheered aloud.
This enraged the Canadian at the exit and he again
lifted the stick with the snake writhing on it. ‘TI’ll
give him a taste of this,’ he shouted, and the man in
my chair seemed to shrink. Again he was suffering
dreadfully and I could not bear to see it. His eyes
showed such agony that I felt I must kill him. Dr
X smiled grimly and approvingly at me and shouted :
‘This way for the Angel of Peace.’ You then inter-
posed, saying that the man was so ill. I said: ‘Tl
put him out of his misery,’ and took up a revolver
which lay on the table. ‘He won’t feel it,’ I said,
‘there will be no blood and he will stop breathing at
once.’ ‘ Don’t do it,’ you said, ‘ the man is ill, but he
will get well.’ I could no longer stand the look in
the man’s eyes and determined to shoot. I was just
raising the revolver when I heard the voice of my son
saying, ‘ Don’t do it, daddy, you'll hurt me too.’
“TI woke, feeling ill and very depressed. It seemed
very terrible and was the worst dream I ever had in
my life.”
I knew the patient so well that I was able to interpret
nearly every feature of the dream at once. From
boyhood the patient had wished that he had been fair
and had had blue eyes, and this wish, combined with
the fact that the man occupied his seat in the audience
left no doubt whatever in my mind that the man in
the patient’s chair was the dream-substitute of the
patient himself. We can with confidence interpret
the dream-experiences of the man in the audience
as those of the patient. I recognised at once that the
Canadian who had the face of his father-in-law repre-
sented his wife’s people, and that the stick with the
snake first creeping up it and then writhing round
it was a symbol of Medicine, with which his wife’s
people were, in fact, threatening him. Dr X, the
guardian of one of the exits of the hall, was a friend
of the dreamer who had recently committed suicide,
whence his approval of the resolve of the patient to
shoot the man in the audience. As this man was the
dream-surrogate of the patient, the shooting, if it
had taken place, would have been a dream-homicide
symbolising an act of suicide, the suicidal nature of
the act being disguised by the transformation of the
dream in which the patient was represented by the man
in the audience.
The voice of the sleeper’s child in the dream repre-
sented the element in the conflict arising out of the
social sentiment whereby a suicide inflicts a stigma
upon those he leaves behind him.
The attitude towards the corset waved before the
man in the audience undoubtedly represents the
relation of the dreamer towards his wife, but the
record of the dream leaves the exact nature of this
relation doubtful. The eyes of the man again became
blue and his skin fair after the incident of the corset, .
but it is doubtful whether this change was directly
due to the waving of the corset, or to the nature of
the speech which the dreamer was making. The
comparison of the corset with a straight-waistcoat
points to one aspect at least of the dreamer’s attitude
towards his wife being one of antagonism. It is
probable that the doubtful character of the interpreta-
tion only reflects the ambivalent attitude of the patient
towards his wife, his love for her being blended with
antagonism due, at any rate in part, to her being one
of the forces driving him back to the practice of
Medicine.
The speech of the dreamer was a direct indication
of a conflict which I knew to be actively present
between manifest opinions that the war must be
fought to a finish and deeper feelings that a struggle
involving such horrors as those which he had experi-
enced should continue. At the same time, there can
be little doubt that it was also a symbolic expression
of the conflict between desire to continue the work of
his profession and horror.at the thoughts which the
practice of his profession, even in the modified form I
had recommended, would inevitably arouse.
Among incidents of the dream which were readily
explained by my knowledge of the patient I may
mention the stress laid on the expression of agony
in the eyes of the man in the audience, which was
derived from a special feature of the experience with
the dying French prisoner to whom I have already
referred. The choice of a revolver for the suicide and
the mention of the absence of blood and the fact that
breathing would stop at once were also referable to
this experience. The mention of the rest brought by
peace and Dr X’s use of the words “‘ Angel of Peace ”’
as an expression for ‘“ death,’ show clearly that the
speech about the war symbolised his own struggle,
with the desire for death as its end.
The two means of exit from the hall may be taken to
represent the two alternative solutions of his conflict,
which at the moment seemed possible; one, the
return to Medicine, symbolised by his father-in-law
with his stick and snake; the other, suicide, symbolised
or represented by a person who had recently committed
this act.
The impression received by the dreamer as he was
beginning his speech that everyone he knew or had
ever known was there, may be taken as an expression
of the thought that the act then prominent in the
dreamer’s thoughts was one which, through the pub-
licity attendant upon suicide, would become as
prominent in the minds of all those he knew or had
ever known as at the moment his place on the plat-
form of the dream made him prominent to all those
present.
This is not the place to consider the practical or the
prospective value of this dream, but I may say in
passing that I have never known a dream which had
more important practical consequences. I was con-
vinced at once that the mere thought of returning to
Medicine, even in the modified form I had suggested,
was so painful to the patient that he was contemplating
suicide. When he visited me at my request I was
doubtful at first whether simply to act on this conclu-
sion without revealing my grounds for advising that
he should renounce all thoughts of return to Medicine,
or whether I should go into the situation with him
fully. A short conversation soon made it clear that
he had been entertaining definite thoughts of suicide,
thoughts which had been strengthened, if not suggested,
by the recent suicide of his friend, Dr X, whose role in
the dream it was to encourage its transformed suicide.
I went into the whole situation carefully with the
patient, and it was decided that he should give up all
thoughts of Medicine and enter upon some other
career.
Having now interpreted the dream, at any rate in its
main outlines, let us consider how far it supports
Freud’s scheme of the production and function of the
dream. In the first place, the interpretation has shown
that the dream was the transformed expression of a
wish to commit suicide in order to escape from a
conflict which was becoming intolerable. On the one
side was the patient’s intense desire to give up the
practice of Medicine, not merely on account of anticipa-
tion of the horrors which medical practice, and especi-
ally the sight of blood, would inevitably recall, but
also on account of the fears for his reason with which,
in common with nearly every sufferer from the severer
forms of anxiety-neurosis, the patient was troubled.
On the other side of the conflict was not only the desire
to please his wife’s relatives as well as his own, but also
the natural objection to give up a profession for the
practice of which he had given many years of prepara-
tion, while combined with this was the knowledge
that he had no other clear prospect of maintaining
his wife and family. His love for his child was acting
more explicitly perhaps than any other feature of the
situation as a motive for continuing the practice of his
profession.
While the dream was thus clearly the expression of a
violent conflict between wishes of different kinds, it
was at the same time so transformed in the dream that
the patient, even after he had written out the dream
and was talking about it to me, had no idea of its
inner meaning. He wholly failed to recognise that
the man in the audience was the dream-representative -
of himself. He was even unaware that the stick
with the snake writhing round it was a symbol of Medi-
cine though, even while he was talking to me about the
dream, he was wearing on his tunic the badge of the
R.A.M.C. Not only during the dream, but even after
much consideration in the waking state, the deeper
meaning of the dream was wholly hidden from him,
The transformation, transparent as it seems to be,
was sufficient to disguise the nature of the conflict of
which his sleep had been the scene.
If we now turn to the processes which make up the
dream-work, it would be difficult to find better examples
of the processes of dramatisation and symbolisation.
In the representation of Medicine by a snake writhing
round a stick; of his wife by a corset; of the act of
suicide by a recent example of this act, we have char-
acteristic examples of symbols, while a dramatic
character of the whole dream is present in an intense
degree.
Of condensation the dream is full of examples, only a
few of which I have been able to give, but even in the
main outlines of the analysis we have in the speech
of the dreamer not merely an expression of views
about the war which the dreamer actually held, but
the speech at the same time expressed another conflict
of a wholly different kind which was also finding expres-
sion in the dream as a whole. Another example of
condensation is the combination of the ancient desire to
have blue eyes and of certain experiences with a French
prisoner during the war, both of which contributed
to make the eyes of his substitute so prominent in the
dream. Again, the horror of this substitute, when
threatened with the symbol of Medicine, was the ex-
pression of a large number of experiences by which
this horror was produced and supported.
It is when we turn to displacement that the dream
fails to support the Freudian position. There is no
question that the prominent element of the dream-
thoughts was the danger of suicide. Though this
act was disguised by the use of a dream-surrogate in
place of the dreamer himself, suicide, disguised as
homicide, was the outstanding feature of the manifest
content of the dream. There was displacement in
the sense that the dreamer did not direct the revolver
towards himself but aimed it at his dream-repre-
sentative and there was displacement in that the horror
of Medicine and the love of his wife showed themselves
not in himself but in the eyes, hair and face of his
dream-surrogate. If, however, we understand dis-
placement in the Freudian sense as a process in which
the outstanding feature of the manifest content does
not correspond with the outstanding feature of the
’ Iatent content, the dream cannot be regarded as an
example of the process. In this dream disguise was
effected by means of symbolisation rather than by
displacement,
If now we consider how far the dream is an example
of wish-fulfilment, we find a situation very similar to
that presented by my own dream. The patient un-
doubtedly wished to kill himself as a means of escaping
from an intolerable situation. In waking life the
patient knew that he was in danger of suicide from
which, at any rate at times, he wished to be saved,
and in the dream this wish was realised in a dramatic
manner by the intervention of his child at the moment
when the symbolic suicide was about to take place.
But the dream expressed far more than this and,
as in the case of my own dream, the view that this
dream was a wish-fulfilment is far too simple. Again,
I think there is good reason to suppose that the really
important desire in the dreamer’s mind was for suicide,
for “the peace of death ’’ emphasised in one passage
of the dream, and that from this point of view the
dream was not a fulfilment but the negation of a wish.
As in the case of my own dream, it is at least equally
possible to regard the dream as a whole as an attempted
solution of a conflict of a very complicated kind which
was going on in the mind of the dreamer, a conflict of
which I have already enumerated the leading elements
on either side.
Accepting, at any rate provisionally, the view that
the dream was an attempted solution of a conflict,
let us inquire how far it was one in which the elements
found expression in forms characteristic of different
periods of life. In the first place, the form in which
the patient himself found expression in the dream
revealed a characteristic phantasy of childhood.
From childhood the patient had wished that he had
blue eyes and fair hair and skin, and his appearance in
the dream as a Viking was a thorough realisation of
this infantile desire. The form taken by the symboli-
sation of Medicine was the result of a relatively late
experience, but the symbolisation itself was a process
of a characteristically youthful kind, though one which
is frequently persistent in adult life, and especially
in collective manifestations, such as heraldry and the
wearing of uniforms and badges.
The act of being saved from suicide found expression
in the dream through the intervention of his child, a
process characteristic of the kind of melodrama which
appeals to the youth, but which was of far too crude
a kind to appeal to my patient in his waking state.
The conflict between the deeper desire for the peace
of death and the duty to live, especially for the sake of
his son, was expressed in the dream by a dramatic
struggle between the symbolic expressions of various
factors which entered into the conflict, ending in a
dramatic dénouement in which, at the moment of
directing the revolver at his dream-substitute, he was
saved by the voice of his child. The whole dream is a
striking example of a process according to which the
dream is a solution or attempted solution of a conflict
by means of symbolic images and metaphors char-
acteristic of different periods of life. In this case
most of the symbols were of a youthful kind, but it
is of great significance that there was one image which.
was largely devoid of this symbolic character, and
was of a kind which would make a direct appeal to the
adult mind. I refer to the adoption in the dream of Dr
X as arepresentative of suicide. It is doubtful whether
one would be justified in speaking of the image of Dr X
as it appeared in the dream as a symbol. Dr X had
committed suicide quite recently, and there is no ques-
tion that when the patient was thinking of suicide in
the waking state at this time, the example of Dr X
was clearly in his mind. The appearance of Dr X
in the manifest dream must be regarded as an example
of suicide of a kind which would appeal to the adult,
rather than as a symbol of suicide such as might be
regarded as characteristic of childhood or youth.
Though the substitution of a surrogate for himself
disguised from the dreamer the fact that he was about
to commit a symbolic suicide, the presence of Dr X
on the stage and his obvious approval of the proposed
act came nearer to the realisation of the deeper meaning
of the dream than any other part of its content. I
propose now to give a second dream of this patient,
which may have.occurred a week or two later, because
it illustrates points already considered and others
which I shall have to discuss later.
TRANSFERENCE DREAM
The dream was as follows :
‘“‘ T was on a journey which seemed as if it would never
end. I had come from a very hilly country and far
back I could see many small rivers among the hills
joining to form the large river by the side of which
I felt I must continue my terrible journey. I felt
terribly exhausted and the river was friendly and
sang to me to swim on my journey and take courage.
“T did so and felt happy and could take powerful
strokes with ease and became so full of confidence
that I landed and determined to walk, again keeping
close by the bank of the river which I felt would help
meon. YetsomehowI felt I ought to fight ahead on my
own. The ground, however, was full of menace, alive
with snakes, and harsh and forbidding like the desert.
‘“‘T stumbled and fell again and again, encouraged not
a little by the voice of the river until I was confronted
by a hideous blood-red snake reared up to strike with
its tail curled round a log of dead wood. The French-
man held it in tether round the neck by a rope which
was blood.
‘‘Then I heard my boy’s voice from afar: ‘Swim in
the river, daddy, or he will get you,’ and I knew I was
so safe in the river, and yet that I would only have to
leave it again to struggle on. So I determined, since
I could not go on alone and could not pass the French-
man with his awful companion to turn away into the
terrible plain which was strewn with whitened bones,”’
This dream was of so horrible a character that the
patient awoke vomiting.
The character of this dream leaves little doubt that
the snake still served to symbolise Medicine and its
horrors, but this meaning was more disguised than in
the earlier dream by the colour of the snake and by
the fact that only its tail was now connected, with
the log of dead wood taking the place of the stick
which more nearly resembled the caduceus of the earlier
symbol. Without the presence of the symbol of the
earlier dream it would have been difficult and hazardous
to recognise in this image of a dream the symbol of
Medicine.
Goch: Cc
At the same time the association of the snake of the
second dream with the dying Frenchman who had come
to stand in the mind of the patient for so much of his
horror of Medicine only serves to confirm the conclu-
sion that the snake was a symbol of Medicine, while
‘“ the rope of blood ”’ brings out again the horror of blood .
which was connected in so many ways with the patient's
dread of following his profession. We have here an
elaboration of symbolism which leaves no doubt as to
the meaning of the dream, though this elaboration was
of a kind to disguise this meaning more fully from the
sleeper.
If Medicine had been symbolised in the same way as
in the earlier dream, the meaning of the symbol would
have been recognised by the dreamer. Whatever
may have been the basis of the elaboration of the
symbolism, there can be little question that it served
the function of disguising from the sleeper the meaning
of his dream.
The confrontation of the dreamer with a modified
form of the symbolisation of Medicine by snake and
stick, however, was only an incident of the dream and
not its main motive. This motive may now be con-
sidered. As soon as I heard the dream, I had no doubt
that its meaning was one in which I was intimately
concerned, and that it furnished another example of
the capacity of my name for symbolisation or trans-
formation. I was puzzled by the union of many small
rivers to make up the large river by the side of which
the dreamer was journeying, but it seems possible
that this was the way in which the dream-consciousness
symbolised the plural form of my name.
It is clear that the river symbolised a person or
object upon whom or which the dreamer was relying
for help and comfort, and there is no doubt that I
stood in that relation to him. Moreover, the way in
which the patient’s son intervened points to my being
definitely regarded by the dreamer as a protection
against his being drawn back to Medicine, about which
again there was no doubt. If we accept this inter-
pretation, we have to discover why the outcome of the
dream should have been that the dreamer turned
away from the help which I was then offering to him.
It is necessary for this purpose that I should explain
more fully the nature of my relation to the dreamer
at this time. He had been my patient in Scotland,
a fact which may possibly account for the hilly country
with which the dream begins, and was now living in
London where I was also working. At this time he
could hardly be regarded as my patient. I was in
touch with him as with many other of my old patients,
and when I gave him the advice about taking up
Public Health, it was while he was paying me a visit
that I regarded merely as an occasion on which an old
patient had come to talk to me about his plans for the
future. As soon as I knew about the first dream,
however, it became evident that the situation was far
more serious than I had supposed, and I asked the
patient to come to see me regularly, but he did not do
so, and I accepted his own excuse that he knew I was
busy and did not like to trouble me.
The second dream, however, revealed that the
question of coming to see me was the subject of a
serious conflict in the patient’s mind, a conflict, appar-
ently of a deep kind, between one desire to come to
me for help and another desire to stand on his own
feet and rely on his own strength. I need hardly
say that it was a regular part of my treatment to guard
against the process known to the psycho-analysts as
transference. Though in this case there had been
nothing which could properly be called psycho-analysis,
I had obtained a very extensive knowledge of such
parts of the patient’s early experience as were acces-
sible to consciousness without special procedures,
There had at first been rather violent resistance to
this process, followed later by a state in which I had
recognised the danger of transference, and it had
formed an essential part of my treatment to inculcate
independence, “‘ fighting ahead on his own,” to use
the language of the dream. The practical importance
of the dream was that it revealed a tendency to such
transference so strong as to form the subject of a
serious conflict, and that this conflict had acted as
the basis of a dream as painful as that I have narrated.
Let us accept this interpretation, at any rate provi-
sionally, and consider how it bears out the scheme of
Freud. In the first place it is evident that while
the dream readily falls into line as the attempted
solution of a conflict, it is far from as readily capable of
explanation by the simple formula of wish-fulfilment.
If it was the fulfilment of a wish, this wish must have
been that of getting away from my influence. I
have no hesitation in accepting the position that this
wish was present in the patient’s mind and present
to a degree so powerful as to lead to the occurrence
of a dream of this painful kind. At the same time
there was, I think, no question as to the existence
of another wish, also of a powerful kind, to avoid or
lessen his immediate discomforts by coming to me
for help. We seem to have here a case where I believe
it is far more convenient to regard the dream as a
solution or attempted solution of a conflict between
two powerful desires rather than the fulfilment of a
wish, and I hope to show later that the adoption of the
latter point of view has obscured an aspect of the dream
which greatly helps us to understand its nature.
Passing to the thesis that the solution of the conflict
reached or attempted by the dream is one expressed
in regressive form, this dream seems to me to afford
an even better example of it than either of the other
dreams I have related.
My réle in the situation with which the dreamer was
presented was that of one who was protecting him
from the fate of being drawn back to the practice of
his profession ; and at the point which may be regarded
as the crisis of the dream, he was confronted on the
one hand by the symbol of Medicine, so modified as to
bring into prominence the dread of blood, which had
so much to do with his horror of Medicine, and on
the other hand by the chance of escape by following
my advice and putting all thoughts of Medicine wholly
on one side. I am inclined to believe that a large
element in the dream was that he was so under the
influence of his family surroundings that it was almost
impossible for him to follow my advice. At any rate
the later history of the case points definitely in this
direction.
COMPARISON OF THE THREE DREAMS
Having now described and interpreted three dreams,
one of my own and two of another person, let us com-
pare them with one another and see in what points
my dream resembles or differs from the others. In
all three there was such transformation of the latent
meaning of the dream that its meaning was not re-
cognised by the sleeper, but the dreams differed greatly
in the amount of this transformation.
In my patient’s first dream the disguise affected by
the transformation of the dream was almost complete.
The patient wholly failed to realise that the dream
was an expression, hardly veiled at all, of the conflict
which was rendering his life terrible. If it had not
been for the presence of Dr X in the dream, I am
doubtful whether the patient would have recognised
that it bore any relation to suicide. In the patient’s
second dream the disguise was even more complete.
In my own dream, on the other hand, I had no doubt
in the dream that its subject was the choice of a Presi-
dent of a Society, and my act of looking to see who
had been nominated as President was clearly indicative
of my direct interest in the choice, though, owing to
the absence of any clear limit between dream and
interpretation, I am unable to say definitely whether
a desire to see my own name or that of another was the
explicit motive.
One important difference between my dream and
the other two is thus the amount of transformation and
disguise. In the dreams of my patient there was
also far more symbolisation, it being through the ex-
tensive utilisation of this process that the disguise
was effected. In all three dreams there was no dis-
placement, if by displacement is meant a process in
which the central point of the manifest content does
not correspond with that of the latent dream-thought.
I have so far said nothing of one feature in which
the examples I have described differ greatly from
one another. In my own dream there was no affective
accompaniment of any moment. The two dreams of
my patient, on the other hand, were not only accom-
panied by powerful affect while they were in progress,
but when he awoke from the first the dreamer felt ill
and depressed and described the dream as the worst
he had ever had in his life, a strong statement for one
who had been troubled throughout his illness by night-
mares of a fearful kind; while he awoke from the
second dream in so disturbed a state that he vomited.
I propose in a later chapter to consider the problem of
affect in the dream fully, and I must be content here
to call attention to the great contrast in this respect
between the dreams just recorded, which will provide
the material for the discussion of this question,
The solution of the problem which I shall submit is
that the affective character of a dream depends on
whether the conflict which is finding expression in
the dream receives a satisfactory solution. I suggest
that when a dream provides a satisfactory solution
of a conflict, the nature of which is disguised from the
dreamer by a process of transformation, there is no
affect, or one of slight kind, but that when the dream
wholly fails to solve the situation, or still more when
the solution it provides is contrary to the deepest
desire of the dreamer, there is affect, and affect of a
painful kind. I have suggested that the strongest
motive in the conflict which produced my patient’s
dream was the desire for death, or rather for the
peace which death would bring, a desire fitly sym-
bolised by the reference to the Angel of Peace, em-
phasised by Dr X, the dream-representative of suicide.
I have suggested that the highly painful character of
the dream was due to the fact that this deep desire of
the dreamer was frustrated by the social considerations
which found concrete expression in the dream in the
voice of his son. It is this point of view which has
especially led me to be dissatisfied with Freud’s formula
of the dream as a wish-fulfilment. From my point of
view this suicide-dream was not the fulfilment of a
wish, but the direct negation of the wish which was at
the time most prominent in the mind of the dreamer.
THERE can be no doubt that the conditions under
which dreams are recorded and analysed have a great
influence upon the results obtained in the analysis.
Thus, the doctrines concerning dreams held by Freud,
Jung and psycho-analysts generally are greatly affected
by the fact that most of the dreams they analyse and
make the basis of their theoretical views are obtained
in the course of psycho-analysis, 7.e. in the course of
a long-continued process of a complex and peculiar
kind in which there is a special relation, again of a
peculiar kind, between the person whose dreams are
being analysed and the person who is performing the
analysis. Freud has even shown reason to believe +
that some of the dreams of his patients have been the
outcome of a wish on their part that the views on which
their treatment is being based should be shown to be
wrong. If factors, such as resistance to the views of
the analyst, which enter into the process of psycho-
analysis can have an effect of this crude kind, we can
be confident that influences of a far more subtle kind,
influences less easily detected, must be continually in
action, and that, on the whole, the influence of psycho-
analysis will be to produce dreams which will tend to
confirm the views of those conducting the analysis. We
* This chapter was read at a General Meeting of the British
Psychological Society on 23rd July 1921, and published in The
British Journal of Psychology (Medical Section), Vol. II, Part 2,
January 1922, the Editor of which has kindly consented to its
reproduction here.
t+ Die Traumdeutung, 5te Auflage, Leipzig and Wien, IgI9, pages
104 and 106 (Brill’s translation, page 127).
oo
can have little doubt, for instance, that an analyser
who believes, or who is generally supposed to believe,
that all psycho-neuroses, if not all dreams, are due to
disturbance of the sexual instinct will through this
belief, or supposed belief, influence the dreams of his
patients and, if he is known to hold this belief, he will
produce this effect even if he is careful not to refer to
sex in any way in the course of his analysis. It is
therefore by no means strange that such a physician as
Stekel, who believes that the context of nearly all
dreams is sexual * and evidently discusses this belief
with his patients, should find sexual motives so pro-
minent in their dreams. We can also be confident that
one who is believed by his patients, or his prospective
patients, to hold this belief will have a similar effect
even if he says or does nothing wittingly during the
analysis to confirm the belief. At the same time the
converse must be true. There is the similar danger that
analyses of dreams which take place under the dominant
influence of one who disbelieves, or is supposed to dis-
believe, in the influence of sex will tend to give results
in accordance with this attitude, or supposed attitude,
of the analyser.
Again, if wishes concerning the truth or falsity of a
theory can have the effect on the dreams of patients
which Freud supposes, how far-reaching must be the
effects which such wishes must have upon the dreams
of one who has formulated a theory or has adopted
with fervour the theory of another. The self-analysis
of dreams must be exposed in equal or even greater
measure to the possibility of influences tending to
produce dreams which support, or can be utilised in
support of, the theory which is dominating the dreamer.
Equally important must be the conditions under
which dreams are analysed after they have occurred.
It must make a great difference whether the dream is
* Die Sprache des Traumes, Wiesbaden, 1911, page 13.
analysed at once or after an interval of hours or days ;
whether the analysis is carried out by the dreamer
himself or by another; whether the incidents of the
dream are remembered and recorded before the analysis
begins or whether they are only brought to light in
the course of the analysis; whether the associations
with the dream are left wholly open, whether they start
from different selected elements of the manifest content,
and whether they are assisted by some special process
of word-association. Lastly, and perhaps most im-
portant of all, it must make a great difference in the
case of analysis by other than the dreamer to how
great an extent the analyser intervenes in the process
of analysis and tends, perhaps even unwittingly, to
direct the course of the thoughts to which the analysis
leads.
If dream-analysis is exposed to all these sources of
error, and we may take it as certain that their influence
cannot be excluded, it becomes of the utmost im-
portance that one who utilises dreams in the study of
psychological problems should make it his business
to record as fully as possible the conditions under
which the dreams he studies have been experienced,
recorded and analysed. It becomes equally important
that those engaged in the study of dreams should con-
sider fully different methods of record and analysis and
should seek to discover procedures which will at least
reduce to as small proportions as possible the various
sources of error to which dream-analysis is open.
As I am at present engaged in such an attempt to
utilise an extensive record both of my own dreams and
of the dreams of others, I propose to employ this oppor-
tunity in giving an account of my own procedure
together with a criticism of the procedure now in vogue
among psycho-analysts as a means of producing
criticism of my own procedure and counter-criticism
of my remarks on the procedure of others.
In describing my own procedure it is necessary to
begin with a feature of my own general psychological
experience which has an important bearing on my
method of analysing dreams.
For many years I have been the habitual subject of -
an experience in which, as soon as I become aware that
I am awake, I find that I am thinking, and have for
some time been thinking, over some problem, usually
in connection with the scientific work upon which
I am at the time engaged. Many of the scientific
ideas which I value most, as well as the language in
which they are expressed, have come to me in this
half-sleeping, half-waking state directly continuous
with definite sleep. When I began to analyse my
dreams I frequently had a similar experience in which
as soon as I was awake I found that I was already
having, and had for some time been having, thoughts
about a dream, the dream itself being still clearly
inmy mind. In some cases it was difficult to say where
the dream ended and the unwitting analysis had begun,
but a distinction was usually possible owing to my lack
of imagery when awake.* I could be confident that so
long as the experience was accompanied by definite
imagery it was that of a dream or of a dream-like state,
while the period when imagery was absent was one in
which I was no longer dreaming, though I had not
yet realised that I was awake.
This peculiarity of my experience of the process of
awaking introduces a special feature into the records
and analyses of my own dreams. There can be little
question that the ideal condition for an irreproachable
analysis of a dream is one in which the dream is fully
recorded before the analysis begins. In this case all
danger is avoided that elements derived from, or
suggested by, the analysis may be incorporated into the
tissue of the dream. In many cases in which I awoke
* See Instinct and the Unconscious, Cambridge, 1920, page II.
from a dream more or less suddenly I was able to fulfil
this ideal condition, but in the frequent cases in which
the dream passed insensibly into the half-waking, half-
sleeping and unwitting process of analysis, the danger
to which I have referred cannot be excluded. The
comparison of dreams so analysed, or partially so
analysed, with those where the act of awaking was
sudden shows, however, that there is little or no
difference between them, and I am inclined to regard
my unwitting or partially unwitting method of analysis
as one especially likely to lead one to the real thoughts
and emotions forming the latent content of the dream.
In other cases, after having fully awaked and re-
corded the dream, I would fall into the half-waking,
half-sleeping state, and not infrequently it was in this
state that the thoughts came which furnished the ex-
planation of the dream. In more than one case this
later period of sleepiness passed into one which must
be regarded as sleep, for the clue to the nature of the
dream came as a definite image. In these cases we
may regard the interpretation of a dream as having
been furnished by a second dream even though, as
matter of fact, this second dream may have consisted
only of a single image.
Where the solution of the dream failed to come in
this more or less spontaneous way, I adopted the more
usual procedure of turning my attention to different
elements of the manifest content, allowing any associa-
tions so aroused to pass through my mind. I also
searched the experience of the day or two before the
dream which could have taken part in determining
the nature of the manifest content and in some cases
found that the experience which had determined the
manifest content was of distinct service in the process
of finding the deeper meaning of the dream. When I
had reached what seemed to me to be the interpreta-
tion of the dream I wrote out the analysis as fully as
possible and except in a few cases, the exceptions being
definitely noted in my records, the complete analysis of
the dream had been made and recorded before break-
fast on the morning immediately following the dream.
When features of the dream come to mind during >
the process of analysis I am accustomed to indicate
their late coming to mind by enclosing them in brackets,
and similarly when elements are added to the analysis
after it has been first written out, this is indicated in
a similar manner.
So far as I am aware, we have few records of the
methods adopted when dreams have been analysed by
the dreamers themselves, but so far as can be judged
from chance remarks, the method appears in general to
be similar to that by which it is customary, and usually
necessary, to analyse the dreams of others. At some
period of the day following the dream, the dreamer
takes different elements of the manifest content and
allows his thoughts to rove freely from these starting-
points and notes the images and ideas which come into
his mind. In other words he imitates as closely as
possible the method of free association which it is
customary to employ when analysing the dreams of
others. We are not told whether the dream is written
out before the analysis begins and any further additions
clearly distinguished from those already recorded,
though it is occasionally mentioned that a feature of
the dream only came to mind during the process of
analysis. This point is of great importance in relation
to the category of secondary elaboration of which so
much use is made by Freud in his theoretical discussions
of the dream.
I can now pass to the methods which I have adopted
in analysing the dreams of others I have rarely
adopted the usual psycho-analytic procedure in which
the patient is made to lie down in the presence of the
analyser and started by him upon the process of free
association, for I believe that in the majority of persons
a state of a hypnoidal kind is thus set up which greatly
assists the occurrence of a process of morbid trans-
ference. In some cases where I was already well
acquainted with the special desires and anxieties of the
dreamer the main lines of analysis were already clear
as soon as the dream had been related. In such cases
I endeavoured by means of guarded inquiries, carefully
avoiding leading questions, to ascertain whether this
interpretation was justified, and frequently these
conversations led me to discover new wishes and
anxieties or modifications of those with which I was
already acquainted,
In other cases in which the dreamer has adopted a
procedure on waking, similar to that followed by
myself, I have obtained valuable clues to the meaning
of a dream. My method in these cases has been to
instruct the patient as far as possible in my own pro-
cedure and to make the analysis a matter in which
the patient and I are partners.
Before proceeding further I may say that in the
majority of cases this process of analysis has led me to
wishes, anxieties and conflicts arising out of recent
experience which have served to explain, not only the
general features of the dream, but alsoits details. I am
ready to acknowledge that a deeper and longer analysis
would in many cases have led to earlier and deeper
experience, while there can, in my opinion, be no doubt
that when the experience of early years has been
brought to the surface, or is in course of being brought
to the surface during an analysis, desires and conflicts
arising out of this experience contribute to the full inter-
pretation of the dream. It seems to me, however,
necessary that we should distinguish carefully between
certain differences in the subject-matter of dreams
which are often confused.
In dealing with this subject I will begin by con-
sidering how far the material reached by the customary
process of free association can legitimately be held to
have taken a necessary part in the causation of the
dream. The assumption which underlies the whole
construction of Freudian dream-analysis is that the
process of free association, starting from an element of
the manifest content of a dream, will lead to the dis-
covery of experience which enters into the chain of
causation by which the dream has been produced.
I am quite ready to acknowledge that this process
leads the analyst to experience which enables him to
understand the state, morbid or otherwise, of the person
who is being analysed, and since in many cases this
state may have taken part in determining the nature
of the dream, the process will, in these cases, give valu-
able indications of the conditions by which the dream
has been produced. It is, however, a purely arbitrary
assumption to suppose that every element of experience
to which one is led by the process of free association
has had a share in the production of the dream except
in the very broad sense that behaviour at any moment,
waking or sleeping, is determined by the sum total
of the experience of the behaver, Every feature of
experience to which one is led by the process of free
association may have contributed to the causation
of the dream, but it is a pure assumption, and one
which needs far firmer foundations than have been
provided by the psycho-analysts, that the experience
to which free association leads has the importance
universally attached to it by the psycho-analytic
school.
Except for the practical reason already mentioned,
I have no fault to find with the process of free associa-
tion as an instrument of diagnosis and treatment, or
as a means of contributing to the better understanding
of the mind or behaviour of the person whose dreams
are being analysed, but I need far more evidence than
we possess at present to satisfy me that the process
of free association starting from an incident of a dream
necessarily leads one to experience which has taken
any direct part in the causation of the dream, and
these doubts become all the stronger, the greater the
interval between the dream and the analysis.
I am ready to acknowledge that the special condi-
tions under which dreams .are utilised by psycho-
analysts should lead to some degree, and perhaps to a
considerable degree, of relation between the elements of
a dream and experience to which one is led by the
process of free association starting from those elements.
When the practice of psycho-analysis is in progress
from day to day, it is only natural that elements which
enter into the causation of dreams should also enter
into the chains of association which emerge when an
element of a dream is taken as a starting-point. I
wish to make clear that I am not objecting to the use
of associations starting from an incident of a dream as
a process of diagnostic value, while I concede that the
special conditions under which dreams are usually
analysed by psycho-analysts will probably lead to
the presence of a relation, if not a directly causal rela-
tion, between an incident of a dream and experience to
which the dreamer, starting from that incident, is led
by free association.* My point is one of scientific
rather than of practical method. I am objecting to
the view that experience reached by free association
starting from an incident of a dream has any neces-
sary connection with the dream, and I believe that the
chance of any such connection is especially slight
where only a single dream is analysed, or where the
interpretation of a dream does not form part of a long-
continued process of psycho-analysis.
The criticism which I am now making of the cus-
* In this case the time-interval between dream and analysis will
be of no great importance.
_ tomary psycho-analytic method of dream-analysis has
been foreseen and answered by Freud,* but the answer
seems to me far from satisfactory. It reveals a failure
to appreciate the difference between the value of free .
association as a method of psycho-analysis, 7.e. as
a method of practical diagnosis, and its value as an
instrument in the scientific study of the dream. Freud
answers the objection I am now making by referring to
the congruity of the results reached by the method and
their agreement with the results of the treatment of
hysterical symptoms, in which case he regards the
disappearance of these symptoms as evidence for the
correctness of the procedure. He then launches out
into a defence of his method against a charge, very
different from mine, that the chain of association is
arbitrary and not strictly determined, and he repels
the concept of a chain of thought without a definite
end. He assumes that in the process of dream-analysis,
this end is necessarily that which has determined the
nature and course of the dream.
I have already mentioned one factor which is present
whenever the dream of one person is analysed by an-
other. In this case a person takes a part in determining
the chain of associations who was not necessarily influ-
ential in determining the course of the dream. In
this case I am very far from denying that the process
of free association is strictly determined. I am only
being more thorough in my belief in determinism in
that I am including the activity of the analyser,
whether witting or unwitting, in the process of deter-
mination.
Even when the dream is analysed by the dreamer
himself, in which case this extraneous element in the
process of determination has been excluded, it is
* Die Traumdeutung, 5te Auflage, Leipzig and Wien, 1919, page
393 (Brill’s translation, page 418); also Vovlesungen zur Einfuhrung
in die Psychoanalyse, Leipzig and Wien, 1916, page 108.
wholly unjustifiable to conclude that thoughts reached
by the process of free association have necessarily
taken a part in determining the dream. It is necessary
here to distinguish between two cases, that in which
the associations are formed in the fully waking state and
that in which they occur in the half-waking or hypnoidal
state. In the former case it is evident that factors
will be present during the process of association which
were not present in the determination of the dream,
and these additional factors will probably be the more
numerous and more influential, the greater the interval
between the occurrence of the dream and the time of
its analysis. If, on the other hand, self-analysis
takes place in the half-waking or hypnoidal state, it
becomes far more probable that there will be a relation
between the thoughts reached by the process of associa-
tion and those which have determined the dream, but
even here we cannot be absolutely confident that the
associations will retrace exactly the path which they
had previously followed when, according to hypothesis,
they were determining the dream. If a period of
wakefulness and witting reflection has been allowed to
intervene between th: dream and the process of analysis,
no believer in strict determinism can arbitrarily reject
this period as having played no part in the process
by which the later associations have been determined,
and the chance that this period has had an effect is
the greater, the less free the process of analysis is left
and the more the self-analyser adopts the artificial
method of directing his thoughts to different elements of
the manifest dream. The objection I bring against
( Freud’s method of dream-analysis by free association
is that it neglects factors which must be acknowledged
to play a part if the doctrine of determinism is to hold
good. The thoughts associated with a dream are the
more likely to lead back to those by which the dream
was determined, the more influences of other kinds can
be excluded and the less the degree in which witting
processes are allowed to intervene. It is for that reason
that I believe the orthodox psycho-analytic method to
be unsatisfactory and the method by which I have.
analysed my own dreams to be that best fitted to bring
out the nature of the latent content. I have already
mentioned that this method may fail to reach a solu-
tion and that in such case success may nevertheless
be attained by the use of the method of free association
starting from incidents of the dream. Moreover,
analysis by another person may succeed where self-
analysis has failed. I do not regard my own method
as infallible or of universal application, but as one
which is free from certain sources of error which must
accompany the application of the orthodox psycho-
analytic procedure. The assumption upon which my.
method depends is that the latent thoughts which have. \
determined the nature of a dream during sleep continue
to be active on awaking, especially when this waking
is only partial, and that the period between sleeping /
and waking provides the fittest opportunity for the |
discovery of these thoughts.
\
IT has so far been my object to consider the processes
or, as they are sometimes called, the mechanisms
of the dream, the processes by which mental conflicts,
wishes, anxieties or other states find expression in
sleep. I have described and given examples of such
processes as symbolisation, dramatisation and con-
densation through which these mental states receive
concrete representation in the dream. [ have tried
to find how far we are justified in accepting a process
of displacement as a fourth element in the dream-work,
and have considered how far we can ascribe to this
and the other elements of the dream-work the function
of disguise and distortion in the interests of the con-
tinuance of sleep. The conclusion to which I have been
led is that the special character of the dream is not
due, as Freud supposes, to the activity of a process of
censorship leading to a distortion of the real meaning
of the dream, so that this meaning shall not be recog-
nised by the dreamer, but is the result of the fact that
the dream depends on the coming into activity in
sleep of early modes of mental functioning. I have
regarded the symbolisation and dramatisation of the
dream as processescharacteristic of childhood and youth,
which come into activity in sleep, because more recent
modes of mental functioning have passed into abey-
ance in sleep, with the consequent removal of the control
which in the waking life they normally exert on older
activities.. From this point of view the dream may be
regarded as a regressive state, including under the
word all the earlier phases of mental development.
When the dream is regarded as regressive or in-
fantile, however, something very different from this
is often meant. When we speak of the dream as an
expression of infantile mentality, this may mean two
very different things. It may refer to the infantile
character of the processes of the dream or it may
mean that the dream has an infantile content. Thus
far it is only in the first of these two senses that I
have dealt with the regressive character of the dream ;
it remains to consider how far the content of the dream
is derived from the experience of earlier life.
It has been a striking feature of all the dreams
related and analysed in this book that they have been
concerned with recent conflicts. Their latent content
has not been derived from the early experience of the
dreamer, but has dealt with conflicts active in the mind
of the dreamer at the time that the dream occurred.
Most of the analyses of dreams which we owe to the
psycho-analytic school, on the other hand, take us
back to conflicts or wishes forming the latent content
which are frequently, if not generally, derived from the
experiences of early life. It is necessary to deal
with this discrepancy between the two sets of results.
The first point to note is that the vast majority of
dreams recorded in psycho-analytic literature, and
utilised in support of psycho-analytic beliefs, have
occurred in the course of treatment in which the
attention of the dreamer has been led back to the
experience of early life. Conflicts dating back to
some early period of life have been revived and brought
into great prominence in the waking consciousness
of the dreamer. I have myself recorded dreams
occurring in the course of psycho-therapy which well
illustrate this point. Thus, the patient with claustro-
phobia, whose case I have recorded in Appendix II
97 &
of Instinct and the Unconscious, had several dreams,
the content of which dated back to the period of life
which we were then trying to explore.
If, on the other hand, we turn to such a record of
dreams and their analysis as that given by Freud
himself in the Tvaumdeutung, we find a striking similar-
ity with those which I have analysed with respect to
the recency of the conflicts they reveal, a considerable
proportion referring to situations arising out of Freud’s
professional career closely comparable with those
which have provided the motives of so many of my
own dreams. Moreover, in Freud’s discussion of the
varieties of source upon which dreams depend, the
conclusions which emerge agree with those I have just
stated. If objection is made to my record of dreams
on the ground of the recency of the conflicts upon
which they depend, we have only to go to Freud * for
confirmation, excepting only those cases which must be
regarded as of a more or less artificial kind, in which
dreams occur as incidents in the course of a_psycho-
analysis.
Though dreams going back to early experience as
their source frequently occur under such circumstances,
it is far from necessary that the dreams of patients
under treatment shall have this character. Thus,
the patient’s dreams recorded in Chapter II had as
their source a conflict of quite recent origin which was
raging at the time that the dream occurred. I will
now cite another dream of a patient which also had
recent conflict as its source.
2)
THE ‘‘ ICHTHYOSAURUS ’”’ DREAM
In this dream the patient was being accused of the
murder of two people in Paddington Station, while an
ichthyosaurus was looking on. While being taken
* Die Traumdeuiung, 5te Auflage, 1919, pages 125-6.
away by the police, the ichthyosaurus spat venom at
him, The dreamer was taken to a Court of Justice
where a letter was produced which incriminated him,
but made no mention of his brother who had also been
concerned in the murder. The dreamer awoke fright-
ened and sweating.
The dream was probably an example of a war-dream
in which the war experience had been completely trans-
formed, for the dreamer was still liable occasionally
to dreams of the nightmare kind, of which the content
was actual war experience. I need not go into* the
explanation of the..manifest™ content, the origin: of
which. we»were»able»to»trace: The consideration of
the dream led back at once to events of the previous
day. The patient was an active member of a Com-
mittee which was concerned with the regulation of
games, supply of writing materials and other matters
managed by the patients. On the previous day he had
found that certain changes were being made in the
hospital which involved the temporary loss of the use
of a writing-room, and, in common with another
member of the Committee, he believed that this was
being done by the matron and assistant matron with
the connivance of the steward and behind the back of
the C.O. of the hospital., The dreamer was a business
man who had served through several years of the war.
While on active servicé he had always been especially
concerned for the comfort of his men, and in this con-
nection had repeatedly come into conflict with battalion
quartermasters, so that he had developed what would
sometimes be called a ‘“ quartermaster complex,”
or, as I should prefer to call it, an anti-quartermaster
sentiment, which helped to make him suspicious
of the steward of the hospital, who was virtually its
quartermaster. It seemed clear that the steward
was represented in the dream by the ichthyosaurus,
and that the two people of whose murder he was being
accused were the matron and the assistant matron,
while his brother seemed to have stood in the dream
for the other patient with whom he had been associated
in the matter of the writing-room.., I cite this as an
example of a dream which had a recent experience as
its source, occurring in a patient under treatment,
and one in which the experience was not connected, or
only very remotely connected, with his illness. The
dream arose out of a situation which might just as
well have arisen in any other relation. It had as its
source a quite recent experience, and in this respect
falls into line with the other dreams which I have
utilised in this book.
The anti-quartermaster sentiment of this patient
was well illustrated a few days later by another dream
about a similar situation in which the disguise was less
complete. In this dream he received orders to obtain
rations before marching with his company. He was
in one of the narrow streets paved with cobbles near
the Cathedral in Rouen, and went to the quartermaster-
general’s stores, where he found nothing left but pieces
of smoked salmon hanging from the rafters. After
much discussion, in which the dreamer laid great stress
on his indifference to the exact amount, so long as the
distribution was equal, he went off with two pieces
of the salmon. His men groused badly, and he told
them it did not matter how little they had, so long as
they got their proper share. He said that they had
not been able to get their proper amount this time,
because the quartermaster had favoured other company-
commanders, and that he would see that they had their
proper share in future.
This dream occurred at a time when the food in the
hospital was very inadequate. The patient would not
have minded if he had known that this was due to the
necessity for national economy or to the insufficiencies
of the kitchen staff, but he could not help the con-
viction that the person who was reaping the advantage
was the steward. I might mention that one of the
functions of the Committee, of which the patient
was a prominent member, was to bring any complaints
before the officer commanding the hospital, so that
he had a real cause for anxiety and conflict in the
matter. At the time that these dreams occurred,
nothing was being done to bring the early life of the
dreamer into the focus of attention or to arouse early
conflicts. The dreams thus confirm the conclusions
reached by myself and implied in Freud’s own classi-
fication of the sources of the dream. Unless some
process is taking place which tends to arouse early
experience and bring it into prominence, dreams deal
with situations in the recent life of the dreamer.
The view generally held by the psycho-analytic
school, and widely accepted by others, that the content
of dreams is so frequently experience derived from
early life does not, however, rest solely on the fre-
quency of early experience as the motive of dreams
taking place in the course of psycho-analysis. The
typical dreams of Freud are believed also to point in
this direction. Thus, the dreams of nakedness or scanty
clothing experienced by so many persons are ascribed
to impulses of exhibition which are common in child-
hood, and the equally frequent dreams of the death
of dearly loved persons are led back to the frequent
wishes of children, ill acquainted with the implications
of death, that their parents or other relatives should die.
It is a feature of most dreams of this kind that they
are recurrent and occur again and again, sometimes
in precisely similar form, and when they have this
recurrent character, it is probable that they go back,
at any rate in some measure, to early experience. I
shall return to this topic when considering typical and
recurrent dreams in a later chapter, and shall only
deal here with dreams of this kind when they occur
IOI
sporadically, choosing for illustration the dreams
that dearly loved persons are dead.
Such dreams have naturally formed an obstacle to
_ the acceptance of Freud’s view that every dream is
a wish-fulfilment, an obstacle which has been partly
overcome by the reference of many of these dreams
to the recurrence of early wishes of childhood. Freud
has also shown, however, that wishes for the death of
dearly loved relatives may occur in adult life and act
as the motive of dreams. In one well-known and
striking example * he records a dream of this kind,
in which the desire for the death of a nephew is inter-
preted as the result of a wish to meet an old lover, a
meeting which would naturally take place at the
funeral of the nephew who died in the dream. When
the thought that if the nephew died the lover would
come to the funeral came to mind, we must suppose
that it was at once repressed, but that the conflict
so aroused only remained below the threshold, to
become again active in sleep, owing to the absence of
restraining influences derived from adult modes of
thought, the wish for the death of the nephew being
then given full rein. The dream agrees exactly with
the view that in the dream infantile modes of thought
come into activity, though the actual motive of the
dream was a quite recent wish for an opportunity
of a much desired meeting. I have met with several
cases in which dreams that relatives were dead, or
had suffered misfortunes, have been explained in a
similar, though perhaps rather simpler fashion, and I
will relate two examples.
DREAMS ARISING OUT OF RECENT EVENTS
One of my patients came to me much distressed
because in a dream of the previous night he had shot a
* Traumdeutung, 5te Auflage, page 107 ; Interpretation of Dreams,
page 128.
younger brother of whom he was especially fond.
The dreamer had had a very trying time in France,
under the strain of which he had broken down. The
brother whom he had murdered in the dream was
being trained for active service, and it transpired that
the dreamer was so greatly worried about his brother
and the trials awaiting him in France, that he had
allowed himself to think it better that the brother
were dead rather than that he should be exposed to
such experiences as those he had himself undergone.
This wish for the death of the brother was naturally
repressed in the waking state, but found expression
through the act of a dream, when sleep had removed
the activity of the restraining influences derived from
the social attitude of our society towards wishes for
the death either of others or ourselves.
Another patient, whose wife was shortly expecting a
child, had several dreams by which he was much dis-
turbed. In one he visited his wife in a nursing home,
and she upbraided him severely for her pregnancy.
She said she did not wish to have a child, and told her
husband that she wished never to see him again. On
another occasion he dreamed that his child had been
born and that it was a kind of cross between a, rabbit
and a monkey, but that his wife was so delighted
with the child that she ran about clapping her hands.
In reality his wife was very pleased at the prospect
of becoming a mother and was showing no anxiety
about her approaching ordeal, but the patient was
greatly worried about his financial position. More
than once he had found himself wishing that he were
not about to have a child in his present circumstances,
but these wishes had been at once repressed.
The aim of this chapter has been to show not only
by means of facts collected by myself, but also through
the evidence of Freud himself, how frequently dreams
arise out of situations in the recent life of the dreamer.
Excepting the case of recurrent dreams, it is probable
that dreams always arise out of recent situations,
unless something has taken place which has aroused
ancient conflicts and brought them again into pro-
minence in the mind of the dreamer. The special
aim of the process of psycho-analysis is to bring the
experience of early life into such prominence, and
it is therefore natural that this procedure should have
obscured the importance of recent conflicts. It is
intelligible that those whose experience is chiefly
derived from the psycho-analytic study of the dreams
of their patients should have laid so great a stress on
the importance of infantile experience as the source
of the dream-content.
COMPARISON WITH FREUD’S VIEWS
The close agreement between most of the dream-
_ analyses of Freud and my own, in so far as concerns
the recency of the conflicts upon which dreams depend,
raises the question why there should be so widespread
a belief among psycho-analysts that the source of
dreams is to be found in wishes of early childhood.
One reason, and probably the most important, is
that while Freud used comparatively few dreams of
his patients when formulating his scheme of dream-
formation, the general body of psycho-analysts rely
mainly on such dreams for their evidence, and when they
utilise their own dreams are influenced by the use of a
method of analysis by free association, which they
have come to associate with early experience, so that
such experience tends especially to occur to their
minds. The only passage which I have been able to
find which seems to express Freud’s own attitude
towards the problem raised by the discrepancy be-
tween his own evidence and the view concerning the
importance of early experience is one in which he
regards a conflict between vanity and self-criticism as
having determined the content of a dream, but sup-
poses that it was only a more deeply seated wish of
youth which had made this content possible as a
dream,*
The idea which seems to underlie this opinion is that
a recent conflict will not find expression in a dream
unless a wish of early life is also active. So far as I
can gather from other writings of Freud, it is held
that the function of this early wish is to supply the
energy or drive necessary for the appearance of the
dream, but I cannot say definitely that this is so. My
view is that conflict is quite sufficient.
This seems a suitable place to consider a theoretical
difficulty which stands in the way of the view I am
putting forward in this book, one which might possibly
be met by some such view as that expressed by Freud
in the passage I have quoted. If the special character
of dreams depend on putting out of action the levels
or more recently acquired experience, how does it
come about that recent conflicts, which must be in-
cluded in the levels of recently acquired experience,
should be so active in the dream, and that recent
experience should also supply the motives for the .
details of the manifest content ? If my general position
is to hold good, it becomes necessary to discover how
it is that a conflict which forms part of quite recent
experience should provide the essential motive for a
dream, when the expression of this conflict by means
of infantile symbolism suggests that it is early modes
of mental functioning which are mainly or even wholly
in action. My hypothesis is here met by a very serious
and it might be thought insuperable difficulty. Before
considering it, let us state clearly the chief factors
entering into the problem. We have found that dreams
are the expression of recent conflicts, a conclusion
* Tyvaumdeutung, 5te Auflage, page 324 (Brill’s translation, page 379).
T05
confirmed by Freud himself, at any rate in so far as
the determination of the content of the dream is
concerned, and that by universal consent the manifest
content is determined by recent experience. Next
we have found that most dreams consist of imagery,
symbols, similes, etc., which, at any rate in some
cases, do not form part of the mental furniture of the
adult life of the dreamer but belong to earlier periods
of his life, this being especially striking in such a
person as myself, from whose adult mental life images
have almost completely disappeared for many years.
In order to explain the second fact, I have hitherto
been content to adopt the hypothesis that the conflict
finds expression in this form because the infantile
modes of mental functioning are alone available when
the higher or more recently acquired modes of mental
functioning have been put out of activity in sleep.
We now have to deal with the difficulty that according
to the hypothesis in this crude form the recent con-
flicts which find expression in the dream, as well as
the experience determining the manifest content, being
part of recent experience, should have been put out
of activity, so that they could not function in the
way supposed. It is evident that the proposition
that in sleep different levels of experience are put
out of action successively in chronological order is
only a crude statement of the case, and that this part
of the hypothesis needs more exact expression. The
solution of the problem evidently lies in a more exact
statement of the nature of sleep, and to this subject
we must therefore turn.
In my chapter on sleep in Instinct and the Unconscious
I have considered at some length the power of selec-
tive attention which is possible in sleep. There are
many facts which demand the existence of a high degree
of discriminative activity on the part of a sleeping
person in relation to certain kinds of external stimuli.
In the chapter cited I quote especially the awakening
of the doctor by his night bell while he is not disturbed
by the crying of his infant to which his wife immedi-
ately responds. Such facts make it evident that sleep
is not a process which puts out of action different
levels of mental activity and mental experience in
chronological order, but that certain parts of recent
experience remain active even in deep sleep.
In my book I have regarded the conditions which
awake a person as determined by special systems
within the personality of the sleeper, and it is not
difficult to see how this view can be extended, so as to
explain the activity of a recent conflict in sleep. We
must regard this conflict as being, or forming part
of, a special system within the personality of the
sleeper, which still remains active after the process
of sleep has put out of action other recent experience
and modes of mental functioning.
We must suppose that when experience is the subject
of a mental conflict, or is more or less intimately associ-
ated with such a conflict, it fails to undergo the process
of suppression which is one of the chief elements
of the process of sleep, but remains active, ready to
find expression in a dream. Two subsidiary diffi-
culties attendant on this point of view have to be met.
The first is that in order to explain the occurrence of
incidents from recent experience as elements of the
manifest content, we have to suppose that these inci-
dents are not trivial and indifferent, but are in some
way connected with the conflict, so that they form
part of the system which remains active after other
recent experience has been inhibited in the process
of sleep. I have already dealt with this topic and
have shown reason to believe that the incidents deter-
mining the manifest content have not the trivial char-
acter ordinarily supposed, but can often be shown to
stand in an intimate relation to the subject-matter of
the conflict which is finding expression in the dream.
We need far more observations on this point. There is
a tendency at present unduly to neglect the manifest
content, probably as a reaction against the exclusive
interest of so many of the older students in this aspect
of the dream. But if we are to understand the dream,
we cannot neglect any of its aspects, and the theo-
retical position now put forward requires a careful
inquiry into the exact nature of the relation between
the incidents which have determined the manifest
content and the conflict which forms the latent content
of the dream.
The second difficulty is that if certain elements of
recent experience remain active in sleep, we should
expect these elements to influence the general character
of the dream. We should expect that the dream in
general would not show an exclusively regressive
form of mentality, but that there would be features of
the dream which would reveal a mentality resembling
that of the period of life at which the dream is experi-
enced. I would meet this difficulty by saying that,
as a matter of fact, the dream shows just such variety
as we might expect to follow from the retention of
activity of certain kinds of recent experience. Thus,
to take only one instance, while the suicide dream
recorded in Chapter II shows on the whole an infantile
mentality, the representation of suicide by the image
of Dr X, who had himself recently committed suicide,
was just such an example as would be utilised by the
adult, and had actually influenced the thoughts of
the dreamer. Moreover, it is significant that this
representation, derived from recent experience, which
was prominent in the dream, was intimately con-
nected with the conflict which was the chief source
of the dream. If certain streaks, as it were, of recent
experience remain active after the greater part of
this recent experience has been put out of action in
sleep, many features of the variegated character of the
dream become explicable, which wholly fail to fit in
with the simple view that the higher levels of mental
activity are wholly inhibited in sleep.
When, therefore, I speak of the dream as an expres-
sion of regressive mentality, this must only be taken
to apply to the general character of the dream, and
that the non-infantile features which are often present
are due to the persistent activity of such elements of
experience as are closely bound up with the conflict
which forms the active source of the dream. The
system which is active in the dream comprises two
parts. One consists of such levels of early activity as
still remain in action with the depth of sleep which is
present ; the other of such portions of the total body
of recent experience which, on account of the con-
nection with a conflict and consequent recent excita-
tion, still continue active after the rest of the levels
embodying recent experience have been put out of
action by the inhibition of sleep.
In considering the nature of the dream-content I
have so far dealt only with its time-aspect, with the
question how far the conflicts determining dreams are
derived from recent experience and how far they date
back to earlier periods of life. The general tendency of
my argument has been to emphasise the importance of
recent conflicts and to assume that, when early con-
flicts form the sources of the dreams, this is because
they have been revived in waking life and again brought
into prominence, the most frequent instances of this
revival at the present time arising out of activity of the
psycho-analysts.
Time, however, forms only one aspect of the topic of
dream-content, and this seems to be a convenient
moment to consider briefly the nature of the experience
involved in the conflicts upon which dreams depend.
I am the first to recognise that my own material
is of a special kind. It is derived from two sources:
one, the dreams of soldiers suffering from the effects of
war experience, with active conflicts arising out of this
experience; the other, my own dreams, where sexual
conflicts might perhaps hardly be expected to be as
active as in the dreams of younger people. Moreover,
most of my own dreams which have been analysed
occurred at a time when, owing to the extreme interest
of my work and my absorption in it, I was far more free
than usual from the sexual conflicts which are generally
believed to be active in dreams. Many of the dreams
which I analysed at this time could be referred to
conflicts connected with my work, while another
very interesting series, of which I have not yet given
you an example, seemed to be explained by certain
conflicts arising out of my attitude towards the war.
So far as my positive evidence goes, sexual conflicts
find expression in my own dreams with relatively
little transformation and disguise, and it is only
rarely that I have been able to explain a dream devoid
of manifest sexual aspects as a conflict of a sexual
kind. It is quite possible, of course, that when such
conflicts are in action, there is an unusually great
resistance, and that this resistance accounts for my
not infrequent complete failure to analyse a dream.
But even if this be the case, it must be remembered
that the conditions under which my own dreams
occurred were in many ways exceptional, and that
sexual conflicts, transformed so as to be unrecognisable
at first sight, would almost certainly be far more
frequently active in a younger person and one less
absorbed in special forms of mental activity. Because
my own dreams can be referred comparatively rarely
to conflicts of a sexual kind, it must not be concluded
that sexual conflicts are not frequent, probably even
the most frequent, sources of dreams. I am inclined
to believe that it is just because the dreams I have
analysed happen to be so largely independent of sex
that they furnish examples especially suited for the
purpose of demonstration. If they had dealt with
sex-conflicts the analyses would probably have been
full of passages which a natural reticence would have
driven me to withhold or garble, thus interfering
with the cogency of the demonstration. Moreover,
in addition to such witting and clearly recognised
obstructions, there would probably have been also
others of an unwitting kind dependent on the resistance
for which Freud has adopted the, in my opinion,
unsuitable simile of the censorship. It is, I think,
natural that this resistance should show less activity
in the case of such comparatively innocent conflicts
as those to which I have referred my dreams than
might be expected if the conflicts had been con-
cerned with sex.
DISPLACEMENT
On several occasions in this book I have referred to
difficulties connected with the process of displace-
ment which, according to Freud, forms a prominent
element of the dream-work, and is one of the chief
agencies, if not the chief agency, in disguising from
the dreamer the real nature of the thoughts to which
his dreams are due. If by displacement we only mean
the process by which elements of the latent content
find expression in a symbolic or other form, which
prevents the recognition of their true nature by the
dreamer, the dreams which have been recorded and
analysed in this book afford numerous instances of
its occurrence, but it is clear that Freud means some-
thing more than this. /According to him displacement
is a process in which the interest attaching to a pro-
minent element of the latent content is not transferred
to the element or elements of the manifest content
III
by means of which it is symbolised, but is displaced
so as to become attached to some other insignificant
image of the dream. The image which is most pro-
minent in the manifest dream is not regarded as a
symbol of the leading wish or other element to which
the dream is due, but is an image of an indifferent
kind to which the prominence has been displaced.
Displacement of this kind occupies a very prominent
position in Freud’s scheme, because to this process is
especially ascribed the distortion which the latent
content of a dream is believed to undergo in order that
it may elude the vigilance of the censorship. ‘There is
little question that it is the weight laid by Freud on
the necessity for distortion and disguise which has
led him to take so great an interest in, and attach so
much importance to, this process.
In the dreams of my own and of other persons which
I have analysed I have been unable to confirm the
presence of displacement in this sense. Thus, in my
own “‘Presidency”’ dream the prominent element in the
latent content was certainly the wish to be President
with the conflict connected with this wish, and the
prominent element in the manifest dream was with
equal certainty the occurrence of the name of “S.
Poole,’ who had been nominated as President by the
dream-consciousness. In the suicide dream of my
patient the prominent element of the deeper content
was undoubtedly the impulse to suicide, and few would
hesitate to accept the incident in which the dreamer
took up the revolver to shoot his dream-surrogate
as the outstanding feature of the manifest dream.
In my own “ cup and saucer’ dream the outstanding
feature of the latent content was the disturbing patient,
for with him were connected the egoistic elements
which really determined that the rearrangement of
rooms should become the subject of a dream, and the
cup and saucer by which he was symbolised in the
IIz2
dream formed the outstanding feature of the manifest
content. In the three dreams which expressed my
wish to go to London, the matter is less simple, but
the prominent objects in all three manifest dreams
were directly connected with the lectures, the in-
formation about which had acted as the immediate
means of strengthening this wish.
My own evidence having thus failed to confirm one
of the most important parts of Freud’s scheme of the
process by which wishes or other forms of mental
content find expression in the dream, let us turn to
Freud’s own record and inquire into the nature of the
dream and dream-analyses upon which he has founded
his conclusions. I will begin with the dream of the
botanical monograph with which Freud starts his
consideration of displacement.* This dream is very
short, so that it can be given in full:
‘““T have written a monograph upon a certain plant.
The book lies before me, I am just turning over a folded
coloured plate. A dried specimen of the plant is
bound with every copy, as though from a herbarium.”’
After considering certain incidents which had deter-
mined the manifest content, Freud was led by the process
of free association to the complications and conflicts
that result from services rendered among colleagues,
which put them under obligations to one another, and
from these he was led to the reproach that he was
accustomed to sacrifice too much to his hobbies. He
regards ‘‘ botanical’ as the central point of the mani-
fest dream, and finds no place for this element in the
nucleus of his dream-thoughts.
Only one such connection could be found, viz.,
that as botany was not one of his favourite studies,
* Traumdeutung, 5te Auflage, page 118 (Brill’s translation,
page 142).
+ Ibid., page 209 (Brill’s translation, page 284).
113 H
there would have been an antithetical relation between
the central point of his dream-thoughts and the element
“botanical,” which he regards as the outstanding
feature of the manifest dream.
Let us now examine the dream and its associations
for ourselves. The first point to be noted is the pro-
minent place taken in the associations by the fact
that Freud had once himself written a _ botanical
essay (Aufsatz). Moreover, this essay on the coca
plant had called the attention of K. Koller to its
anesthetic properties, and Freud himself clearly recog-
nised in his analysis that, if he had been more thorough,
he might himself have made the discovery which
Koller made as the result of reading Freud’s essay.
It is evident that this early essay of Freud was of
very great importance, and if, instead of picking
out “botanical’’ as the central point of the manifest
dream, Freud had regarded “ botanical essay ”’ as this
central point, this nucleus would have been closely
connected with an incident of Freud’s life of great
importance. One cannot help suspecting that the
reproaches concerning hobbies which were reached
in Freud’s analysis were not altogether disconnected
with his failure to discover the possibilities connected
with the anesthetic properties of cocaine.
Let us now turn again to Freud’s analysis. In the
evening before the dream Freud had had a long con-
versation with Dr Koenigstein, an eye-specialist,
in which subjects were considered which touched
Freud closely and awakened memories revealing
the most diverse feelings of his inner self. We are
told that among the subjects touched on in this con-
versation were cocaine and Freud’s preference for
monographic studies. But had it also included, or
even touched, such a topic as Freud’s position in
the world as a psychiatrist, there would have been
another definite connection with the essay on coca,
II4
for if this work had led Freud to discover the practical
value of cocaine as an anesthetic, it would have had
an enormous influence upon his career. If he had
been known to the world as the discoverer of cocaine
his psychological doctrines would have had far greater
chances of acceptance. Even if the conversation
with the eye-specialist did not directly touch this
aspect of Freud’s life, the mere fact that his friend
was an eye-specialist would have been enough, for
there is no branch of medical practice in which cocaine
is more important than in ophthalmology.
After considering his conversation with Dr Koenig-
stein Freud sums up the analysis by assigning to the
dream the meaning. ‘I am the man who has written
that valuable and successful treatise (Abhandlung)
on cocaine.’ One cannot help suspecting that a
process by which the word “ Abhandlung ”’ (treatise)
was substituted for ‘‘Aufsatz’’ (essay), when Freud was
writing, was responsible for obscuring the meaning ;
and that if this substitution had not taken place, Freud
might have been quicker to recognise that ‘ botanical
essay” rather than “botanical’’ was really the central
point of the manifest content.
I have not finished. Freud was not able to analyse
this dream until the evening of the day following
the dream, but during the morning of this day he had
a kind of day-phantasy. According to my point of
view such a phantasy is far more likely to lead to the
essential content of the dream than the method of
free association, which (especially after the interval of
a whole day’s experience) is likely to introduce a
number of irrelevant topics. It is therefore of great
interest that this day-phantasy dealt explicitly with
cocaine and with the share which Freud had had in
its discovery.
I suggest, therefore, that the very first dream cited
by Freud as an example of a process of displacement
of the deeper meaning to an unessential element of
the manifest content not only fails to confirm his
conclusion, but provides definite evidence (so far as
it is possible to obtain such evidence from the re-
examination of a published analysis), that there was
no such displacement.
In this re-examination of Freud’s analysis .the only
- new factor which I have introduced is the great effect
which his fame as the discoverer of cocaine would have
had on the acceptance of Freud’s psychological doc-
trines; which is by no means essential to the analysis.
In every other part of my re-examination I have only
slightly altered the stress laid on facts definitely
recorded by Freud himself, and by this alteration of
relative stress have brought out the fact that under-
lying the image of a botanical monograph, which was
the central feature of the manifest dream, there lay
a system of reproaches and regrets arising out of a
botanical essay written by Freud in early life,
Chapter VIII
In the history of my attitude towards Freud’s theory
of the dream, which I gave in the first chapter, I related
how a sceptical tendency was overcome by the experi-
ence of a dream arising out of a latent desire to be
President of a Society. One result of this dream was
to make me a temporary convert to the view that the
dream expresses the fulfilment of a wish. It was not
long, however, before I had other dreams which fitted
less easily with this formula, and I was led by them
to the view that instead of the dream being always
the fulfilment of a wish, it might be the expression
of any other affective state. At this time it seemed
to me probable that dreams were so often the expres-
sion of desire, because desire is so frequent and so
prominent among our affective states: Other experi-
ences, and especially the occurrence of dreams referable
to anxiety, which not only came into my own experience
but were still more prominent in the minds of my
patients, led me to the view that dreams might be
the expression of any affective state of which the
dreamer had been the subject during the preceding
day.
During the time when this view was forming in my
mind I had a dream which seemed at first sight to
give it striking confirmation. I propose to devote
the greater part of this chapter to a consideration
of an unusually complicated analysis of which this
dream has been the subject.
,
The earliest feature of this dream, which occurred at
Craiglockhart about 2.15 A.M. during the night of
20th—21st March 1917, that I could recall is that I was
reading a letter from a Cambridge friend. On waking
I could not remember the details of the letter, but its
general purport was to reproach me for my political
views. In accordance with the real habit of the
writer, the letter was in an allusive style, only referring
indirectly to the grounds for his displeasure, but
these grounds seemed quite obvious to me in the dream,
and the highly reproachful character of the communi-
cation was evident. I did not reach the end of the
letter and was not aware on waking that I had seen
the signature, though I had no doubt about the identity
of the writer. I passed insensibly from reading the
letter to the consideration of its subject-matter. The
political views with which my friend was reproach-
ing me were connected with the general European
situation at the time. The thoughts to which I passed
from the reading of the letter dealt particularly with
the theme that the misfortunes of the Entente powers
had been due to lack of co-ordination among its
members. One of these thoughts which stood out
especially clearly in my mind when I had become
definitely awake was that the lack of co-ordination
among the members of our own Government, which
had come to light a short time before in the Dardanelles
Report, would certainly have been present in even
greater degree when the co-ordination needed had
to be between the rulers of different countries, About
this phase of the experience there came to my mind
the list of the new French Ministry which had appeared
in the paper the day preceding the dream. I saw
this list clearly in just the visual form in which it had
appeared in the newspaper. I believe that I saw the
whole list in the paper of the dream, but on waking
I could only remember the names of Ribot, Viviani
and Thomas, and the absence of the name of Briand.
The sight of this list started a line of speculation con-
cerning the reasons for the change of Ministry. I
wondered how far it indicated a diminution in the
Strength of the jusqu’ au boutiste element in France,
and proceeded to think about the possible influence
of the change on the conduct of the war.
About this point I became aware that I was awake
and that I had had a dream. I wrote down at once
all that I could remember.
On proceeding to the analysis it was obvious that the
experience was a characteristic example of the process
which I have described in Chapter I, in which the
dream proper had passed insensibly into thoughts
of the half-waking state. The experience resembled
exactly that which, as I have stated, has produced
so much of my scientific work, with the difference
that the subject-matter of the half-waking thoughts
was the political situation of the moment instead
of the scientific problems which usually form the object
of such thoughts. There was no clear dividing line
between the reading of the letter with which the dream
began and the speculations at the end when I was
clearly half-awake, but at the point in the experience
when I saw a definite visual image of the list of the
French Ministry, I was certainly nearer the sleeping
than the waking state.
Though it has taken some time to describe the general
nature of this experience of sleep, the process of classi-
fying it was very rapid in reality, and I proceeded
almost at once to consider any events of the previous
day which could have determined the manifest content.
I remembered clearly reading the list of the new
French Ministry in the newspaper of the preceding
11g
day, and that I had been especially interested in the
absence from it of Briand’s name. During the day
I had met an old Cambridge man who had asked me
about the state of the University during the war,
and this conversation would have tended to arouse
the memory of the friend whose letter I had read in
the dream. On the previous day I had also received
the Cambridge Magazine of 17th March, containing an
account of the attack which was being made on the
Magazine at the time and of the measures by which
the attack was being met, and at intervals during the
day I had read extracts from the foreign journals
which formed the especial feature of the paper at this
time. I had been especially struck by the line taken
by certain French journalists that the economic
crippling of Germany was incompatible with the
extraction of any indemnity from her in case of a
successful conclusion of the war. This material seemed
to have been utilised in the dream and to have influ-
enced my speculations concerning the probable effects
of the change of Ministry in France.
The day before the dream had thus provided plenty
of material which would have determined the general
lines of the sleeping experience. Much of this experi-
ence, however, was only very doubtfully of the nature
of a dream. The part of the experience which was
certainly a dream was reading the letter from my
Cambridge friend, and therefore I turned my attention
especially to this feature. As I have said, I could not
remember its contents clearly, but the two points
which stood out most prominently were its reproachful
tone and the fact that the reproach was directed to my
political views.
Several other dreams about this time seemed to have
been determined by anxieties connected with my
hospital work, and at this point in the analysis I turned
to the medical experience of the previous day to find
whether I had had any experience which could have
made reproach the dominant affective element of the
dream.
I had begun the previous morning feeling very tired
and unfit for work, and had had an exceedingly busy
day, through which I had only been carried by the
interest of several cases and the belief that on the
whole I had been able to deal with them successfully.
The success of the day had, however, been marred
by an incident at its close. Late in the evening I
had been asked by a colleague to deal with a case of
a very difficult kind, involving a disciplinary aspect.
The situation was one of peculiar difficulty, and I
had succeeded in carrying out the purpose desired by
my colleague. But, though my conduct of the case
had apparently been successful, I was acutely dis-
satisfied with it myself, for I had only succeeded through
the application of a somewhat violent procedure, where
milder measures might have been sufficient if I had
shown more patience and forbearance. A successful
day had thus ended with a feeling of dissatisfaction,
and I had definitely reproached myself for what I
counted as a failure.
The analysis thus led me to refer the reproachful
character of the dream-letter to an affect of reproach
which had been present in my mind shortly before
going to bed. I was content with this interpretation
and had not attempted to continue the analysis.
At this time I had reached a point in the development
of my views concerning the psychology of the dream
when any confidence in Freud’s views concerning the
role of wish-fulfilment, which had been due to the
“Presidency ”’ dream, had been seriously undermined
by later experience. I had been coming to the view
that desire was not the only affective state by which
a dream could be determined, but that dreams might
be the expression of different affective states, such as
12a
fear, anxiety, shame, grief, etc. The especial interest
of the dream to me at the moment was that the out-
standing affective element of the manifest content had
been reproach, and that reproach had been the out-
standing feature of the experience of the period imme-
diately preceding sleep. This dream had thus seemed
to furnish striking confirmation of the view to which
I was already being led, that dreams are attempts
to express in sleep the affective state which is pro-
minent in the dreamer’s mind before going to sleep.
At that time I had not formulated the view which I
am adopting in this book, that dreams are the attempted
solutions of conflicts.
Let us now turn to consider this dream and see how
far it can be explained as a solution or attempted
solution of a conflict. As I have already indicated, I
regarded the political setting of the dream as having
been determined by the contents of the Cambridge
Magazine on the previous day. Taking the experience
as a whole, I was inclined to regard it as an expression
of a reproach arising out of my medical work, and
was content to regard the difference in political opinion
between my dream correspondent and myself as merely
a feature of the manifest content by which the reproach
had found expression.
If, however, we regard the incident of reading the
letter as the dream proper, and the whole of the rest
of the experience as half-waking, half-sleeping thoughts,
to which we must look for the meaning of the dream,
we are driven to conclude that the real factor deter-
mining the dream proper was a conflict arising in some
way out of my attitude to the war. At the time I
did not consider the dream from this point of view,
for I was satisfied with the interpretation by which its
content was referred to grounds for reproach arising
out of an incident of my medical work. If, however,
I am to adhere to the general principle of interpretation
upon which this book is based, that the thoughts
present in the half-waking state following a dream
provide the clue to the thoughts by which the dream
has been determined, we must regard a conflict con-
nected with the war as the essential factor in the
production of the dream. I was therefore driven to
depart from my usual procedure and to undertake a
new analysis when writing this chapter. In order to
estimate the value of this analysis it must be remem-
bered that it was made more than four years after the
dream had taken place, and it is doubtful whether I
should have thought it worthy of publication if the
new analysis had not been made under conditions
which are themselves of interest and illustrate the value
of the thoughts immediately following a dream.
This chapter, up to the beginning of the last para-
graph, was written on the morning of 29th July 1921,
after which I proceeded to attempt a new analysis.
In this I referred the dream to a conflict which I
supposed might have been going on in my mind con-
cerning the continuance of the war. At the time of the
dream (1917) I was manifestly adopting the orthodox
attitude, and any such pacifist tendency as might
have been aroused by reading the Cambridge Magazine
would have been repressed, thus providing exactly
the conditions by which such a dream as that with
which we are dealing would have been produced. I
regarded the element of reproach as the affect which
would naturally have come into action if in the dream-
conflict the crude patriotic attitude had gained the
advantage. During the following night (29th—3oth
July) I had a long and confused dream, of which,
when I awoke, I remembered clearly only that I was
going to my bedroom to have a siesta after lunch,
taking with me books to read. On waking from this
dream I found myself thinking about the problem of
the day before, and then remembered clearly what I
had then completely forgotten, that I had had a definite
conflict in my mind at the time (t.e. March 1917)
whether I was right in subscribing to the Cambridge
Magazine. The conflict was between the view that
it must be right to know the truth, to know what the
people of other nations, enemy or allied, were thinking,
and the view that in time of war nothing should be
done to make people doubtful about the absolute
justice of the cause for which they were fighting. In
such a conflict there would be little question that the
former attitude would appeal more to my adult in-
telligence, while the second point of view would have
appealed more to me in youth. If I am right in
supposing that in the dream infantile or youthful
attitudes find expression, owing to the removal of
higher restraining influences, the reproach which was
the prominent affective feature of the dream would be
natural to the youthful attitude which was finding
expression in the dream.
The thoughts immediately following a dream which
occurred four years after the analysis of another
dream have thus led me to revise this analysis and to
refer the earlier dream of reading the reproachful letter
to a conflict arising out of the war, in place of regarding
it as the expression of a reproach arising out of my
medical work.
A: question which remains is whether this professional
reproach took any part in the causation of the dream,
and whether the affect of reproach, which was mani-
festly present in my mind shortly before going to sleep,
can have contributed to the reproach of the dream.
The possibility that this may have been so, must
certainly be kept in mind, though I do not think it is
possible at present to form a decisive opinion. We
need further evidence to show whether an affective
state present in the mind of a person before going
to sleep can reinforce or help to determine the occur-
rence of that affective state in a dream. (It must be
noted that in the dream under consideration we have
not to do with the occurrence in the dream of an affect
of self-reproach, but of a reproachful tone on the part
of a dream-personage. Though I was clearly aware
of the reproachful character of the letter, I was not
aware of experiencing in the dream any such state of
self-reproach as clearly existed in the waking state
before going to sleep.)
The analysis which I have just concluded was thus
completed more than four years after the dream, as
the result of half-waking thoughts reached after a
second dream experienced while the later stage of the
analysis was in progress.
I propose now to say something about this dream
though, short as it is, I am unable to analyse it com-
pletely. In this dream I was going to my bedroom for
a siesta, taking with me some books, and I had the
impression that the books which I was taking to my
bedroom were connected in some way with the Cam-
bridge Magazine, though this impression was vague.*
On seeking for an explanation of the manifest content,
I remembered almost at once that I had read in the
paper on the previous day that Mr Lloyd George had
been advised to take a siesta after lunch, and was
deriving great benefit from the practice. Mr Lloyd
George was so intimately connected with the conduct of
the war that it was natural that information concerning
him should have been utilised to express a content in
which the conduct of the war was intimately con-
cerned. A recent experience of my own would also
have tended to give the siesta after lunch a certain
amount of prominence in my mind. A more important
point is connected with the memory of the conflict
about the Cambridge Magazine. In association with
* In connection with this, it may be mentioned that the Cambridge
Magazine undertook the sale of books.
the act of taking these books to my bedroom I had
the idea that it might have been right to read the
Magazine in private, but that it was not suited for
general circulation. This certainly fitted with an
element in the old conflict, according to which it was
thought that such knowledge as was being provided
by the Magazine should be accessible, but that such
accessibility had its dangers, especially in connection
with the army, where it might lead to a lowering of
morale. The bedroom of the dream thus seems to
have served as a symbol for privacy as opposed to
publicity in relation to this publication
This dream of “the reproachful letter’’ and its
somewhat complicated analysis illustrates another
point of great interest which I may consider here.
In an earlier chapter I have mentioned the fact that
according to Freud the wish of a patient to prove or
disprove the views of his physician can provide the
leading motive of a dream, and this suggests the
danger that the theories of the dreamer may influence
his dreams, leading them to provide evidence in favour
of his views. I have had this possibility in mind
from the time that I began to study dream-psychology,
and have frequently made notes of facts which might
help to determine how far this danger is real. In my
original analysis of the dream of the reproachful
letter there is a record of this kind. At the time
that I had this dream I was reading The Interpretation
of Dreams for the second time, and on 19th March
I had read the final chapter of the book on the “‘ Psycho-
logy of Dream Activities.’”’ When reading it, the
thought had occurred to me that the danger of having
his dreams influenced by his theories must be especially
great in the case of one who had formulated so definite
a theoretical position as that of Freud. I had wondered
whether it might be possible to find evidence for such
influence in any dream of mine. The sleep of the
following night was, so far as I could tell, free from
dreams, but the dream of the reproachful letter occurred
on the following night. As I have already stated, I
was at that time coming to question Freud’s view
that the dream is always a wish-fulfilment, and was
coming to believe that it might be the expression of
any affective state. At the end of my original analysis
I comment on the fact that according to this analysis
this dream was determined by an affect of self-reproach,
and thus furnished confirmation of the theoretical
view to which I was already inclining. The dream
and its analysis thus seemed to support the view that
the course of a dream might be determined by the
theoretical interests of the dreamer. The result of
the later analysis undertaken in this chapter, however,
has been to show that the early analysis was wrong, or
at least very incomplete. The reproach arising out of
my medical work has been shown to have taken only a
secondary place, the real motive being just a conflict
of a political kind, such as was implied in the dream-
letter. Ifthe later analysis is accepted, any influence of
my theoretical bias at the time had been on the analysis
rather than on the dream itself. I have no doubt
whatever that it was only my theoretical interest
in the view that the dream might be the expression
of any kind of affective state which led me to be satisfied
with an analysis which referred the dream to a state of
self-reproach, and led me to pay no attention to the
conflict which was revealed four years later by the
thoughts following another dream. I suggest, there-
fore, that, so far as this dream is concerned, it shows
clearly how the theories of a dreamer may influence his
self-analysis, but provides no evidence that they
influence his dreams. The dream and its analysis have
more bearing on the methodology of the self-analysis
of the dream than on the theory of the dream itself, and
reveal clearly one of the dangers of such self-analysis.
CONSTRUCTIVE FUNCTION OF THE DREAM
There is little question that problems may be solved
in sleep which either have not previously been the
object of serious attempts at solution or may even
have been beyond the powers of the sleeper when
awake. In such cases it is often difficult to obtain
any light upon the nature of the process by which
the problem was solved. As often happens, cases in
which the constructive function is less obvious and less
complete may be of more value in enabling us to recog-
nise the kind of process by which such results are
obtained.
A good example of a constructive function of this
kind is provided by the “cup and saucer’? dream
reported in Chapter III, in which a problem con-
cerning the distribution of patients in the different
rooms of a hospital was suggested by a dream, the
dream-consciousness having apparently utilised a piece
of information, the importance of which had not been
realised in the waking state. The dream-consciousness
had formulated, though only in symbolic form, a
solution of which the waking consciousness had not
been capable.
THE ‘‘ HIDDEN SOURCES’ DREAM
I propose now to relate a dream of my own
which illustrates the kind of way in which the con-
structive function is exerted. In this dream, which
occurred during the night of 24th-25th March 1917, I
was reading a paper in what I took to be the Southern
Cross Log, the monthly publication of the Melanesian
Mission, in which a missionary was writing about the
people of some island, either in the Banks group or
the New Hebrides. He was referring to the fact that
THE *“‘ REPROACHFUL LETTER” DREAM
the natives of this island were quite ignorant of any
such history of the origin of their stonework as I had
put forward in my book The History of Melanesian
Society. The writer spoke of this with regret, owing
to its seeming failure to support the value of “ hidden
sources,’ to which, in common with myself, those
working in Melanesia were coming to attach so much
importance. I had the idea in the dream that “ hidden
sources ’’ referred to survivals. The writer then passed
on to regret that my views concerning such matters
were practically dead.
In this dream I saw the print distinctly, but not the
whole page. At the same time there was a distinct
visual image, which appeared to be detached from the
printed page, of a pattern of lines which I took to
represent stonework. The stones had sharp outlines
as if carefully carved and placed in close apposition
to one another, so that in some respects the image
resembled a design for weaving or plaiting rather than
a representation of stonework. It was certainly very
different from any stonework found in Melanesia. I
woke from this dream more or less suddenly, without
any obvious half-waking stage, and wrote down the
dream before the analysis began.
The first thought which came to me was that during
the preceding evening I had read a paper on “ Tiiba-
tulabal and Kawaiisu Kinship Terms,” by E. W.
Gifford,* which had reached me on that day from
America. In the paper there had been several refer-
ences to the dependence of kinship nomenclature upon
forms of marriage in which I am especially interested.
These references had been brief and one was of a kind
which, though probably not intended by the author,
might have been regarded as contemptuous. I may
have been annoyed by this, but what had interested
* University of California Publications in American Archeology
and Ethnology, Berkeley, U.S.A., Vol. XII, page 219, 1917.
129 I
me far more was that, failing to recognise the depend-
ence of kinship terms upon forms of marriage as only
part of the much wider thesis of regarding these terms
as an expression of the social organisation, the author
had paid no attention to facts which seemed to me to
afford striking evidence in favour of my views. I had
therefore finished the paper highly pleased at having
been provided with evidence in favour of my views—
evidence all the more satisfactory in that it could not
be due to any bias on the part of the collector of the
information, for he had completely missed its bearing.
Between reading the paper and going to bed I had
been subjected to one or two annoying experiences and,
being very tired, my general mood was depressed on
going to sleep. Consequently, when the analysis was
made, I was inclined to regard the reference to my
views being practically dead as an expression of an
attitude of depression connected with my anthropolo-
gical work, and of my annoyance at the real nature
of my views concerning the relation of kinship and
social organisation having been misunderstood.
I could recall no special event during the preceding
day which would have called my attention to Melanesia,
but the peculiarity of nomenclature which had especi-
ally interested me in Gifford’s paper was characteristic
of certain Melanesian systems of relationship, and
would certainly have taken my thoughts in that
direction. Moreover, a copy of the Southern Cross Log
was lying on a table in my room and had probably
been observed during the day.
The feature which stood out with especial prominence
when I recalled the dream was the reference to ‘‘ hidden
sources.’ I had the idea clearly in the dream that
this expression referred to survivals, and it was only
at a late stage of the analysis that it occurred to me
that it was an unusual way of regarding survivals
to speak of them as “ hidden sources.’’ The doctrine
of survival is very prominent in my anthropological
work, the whole of my theoretical construction based
on the nomenclature of kinship resting upon the idea
that kinship terms are survivals of earlier forms of
social organisation. There would thus be a definite
connection between “ hidden sources ”’ and the thoughts
aroused by reading Gifford’s paper.
It then occurred to me that “hidden sources ”’
would also be an appropriate expression for facts
prominent in my mind at the time through my growing
interest in the work of Freud that the unconscious
is a store of “ hidden sources”’ of knowledge. So far
as I am aware, it had not previously occurred to me
that there was any similarity between the “ survivals ”’
of anthropology and the unconscious experience
which bulks so largely in the Freudian psychology.
It had never occurred to me that a kinship term
used by a people who had no idea that it reveals their
past history might be regarded as a hidden source of
knowledge comparable with a piece of unconscious
experience. Though the resemblance implies nothing
more than an analogy, it is one of those analogies
which enables us the better to understand the two
kinds of experience brought into relation with one
another. The analogy of a social survival with a
fossil is one with which I was already familiar, and
a fossil is pre-eminently a “ hidden source” of know-
ledge, but that a social survival might be regarded as a
“hidden source’’ of knowledge had not previously
occurred to me.
So far I have been content to explain the occurrence
of the “ hidden sources’ of the dream and have sug-
gested that this expression points to a resemblance
or analogy between two very different things which
had not occurred to me when awake. I may now
consider this dream from another point of view, with
the aim of discovering whether we can discern the kind
of process by which the dream-consciousness reached
this construction. The dream occurred at a time
when I was coming to the conclusion that dreams
might be the expression of any affective state pro-
minent in the mind of the dreamer at the time. It
occurred four nights after the dream of the reproachful
letter, which seemed to me at the time to provide such
good evidence for the truth of the view which was
then being formulated in my mind. It was therefore
natural that I should have been content to regard
the conclusion expressed at the end of the dream
that my views were practically dead as due to the
state of depression present before I went to sleep.
At that time I had not reached the view that dreams
are attempted solutions of conflicts. Let us now
inquire how far it is possible to look upon this dream of
“hidden sources ’’ from this point of view.
Though I made no reference to the fact in my
original analysis, there is no question that at the time I
was the subject of a definite conflict between interests
in ethnology and psychology. During the earlier
part of my medical service during the war, my main
intellectual interest continued to be in ethnology,
and until the beginning of 1917 my spare time was
devoted to work on that subject. It was only after I
began work in Scotland that my growing interest in
the psychological problems suggested by war-neurosis
began to compete and conflict with my interest in
ethnology. I believe that this conflict formed a
definite factor in the “ pacifist ’’ dream, and my desire
to return to my ethnological work took an important
part in the egoistic motive which led to my wish that
the war should end at all costs. If, as I can be con-
fident was the case, this conflict was present at the
time, there is no question that it would have been
stimulated by reading Gifford’s paper. This paper
contained facts which were not only of great interest
in themselves, but they also provided important
arguments in favour of my views concerning the
scientific problem which forms perhaps my most
important contribution to ethnology. Moreover, there
was a special motive of an egoistic kind which would
have led me to wish to carry on the line of work sug-
gested by Gifford’s paper. At this time several
American ethnologists were disagreeing with my
views and especially with their applicability to
American society. Common to all of them was a
misunderstanding of an important part of my position,
which, although clearly stated in my book, had been
neglected. Gifford’s paper, on the day preceding the
dream, had provided evidence in my favour, and the
fact that it had been provided by an American worker
who obviously disbelieved in my position, provided a
controversial opportunity which one would be sorry to
miss. Nevertheless, I knew that I could only avail
myself of this opportunity by withdrawing from my
psychological work the small amount of spare time for
writing which was then available. I do not think that
it requires much imagination to see how strong such a
conflict would be and how naturally, if my general views
are correct, it would become the groundwork of a dream.
Let us now consider the dream in more detail to
discover how far it provides a solution, successful or
unsuccessful, of the conflict. If my interpretation is
right, the dream forms a good example of condensation.
The expression “ hidden sources’ was found to point
to the recognition by the dream-consciousness of a
similarity between a kinship term and a fragment of
unconscious experience. The expression brought into
relation with one another the two interests which were
conflicting with one another. It affords a good example
of a compromise-formation in which the dream-con-
sciousness pointed the way to a means of reconciliation
which had not occurred to me in the waking state.
It was only later that I came to see that there was no
real conflict between ethnology and psychology, but
that the two studies are mutually helpful, and that
such knowledge of the two as had come to me formed
an opportunity to be utilised, and later in the year I
prepared the lecture Dreams and Primitive Culture,*
which forms the first of a series of papers in which I
have dealt with the extensive border-region between
psychology and ethnology.
If I am right, this dream was an example of the con-
structive function of the dream in that the expression
“hidden sources ”’ refers to a resemblance or analogy
which had not presented itself to the waking con-
sciousness. J must now inquire whether we can
discover any reason why this analogy should have
occurred in sleep rather than in the waking state ;
why in this respect the state of sleep should have shown
itself superior to the waking life. I do not think it is
difficult to find the answer. In sleep the conflict be-
tween ethnology and psychology was free and open.
There was no process of repression in activity to keep
the conflict out of sight and restrain one or other of
the two contestants. The egoistic motive which
urged me not only to go on with my ethnological
work, but also to avail myself of an opportunity to
demolish opponents, was not checked and thwarted
by the more altruistic motive that it was now my
business to understand and apply the principles of
psycho-therapy. The two interests had equal play,
so that the imagination could apply itself without
restraint to find a solution for the conflict.
One other element may be discerned in the solution.
The expression ‘“ hidden sources”’ refers only to an
analogy. In my adult state I distrust analogies, and
the mere fact that the resemblance suggested by the
dream is nothing more than an analogy would, in the
* Bull. John Rylands Library, 1917.
adult waking state, have aroused distrust and conse-
quent repression. It is probable that this forms
another motive for the occurrence in sleep of a means
of solving my conflict which had not occurred to me
when awake.
I have dealt with this case at length because, though
the problem attacked and solved by the dream-con-
sclousness is comparatively trivial and unimportant, I
believe that it points the way to the explanation of the
more serious constructive accomplishments, of which
sleep may be the scene. In this case the consciousness
of sleep succeeded in pointing the way to a mode of
reconciling two conflicting interests, partly because
there was no inhibition or repression, partly because
the solution was of the nature of an analogy which
was not acceptable to the scientific attitude of the
waking state. I suggest that these two factors, and
especially the former, may be responsible for those
cases in which, in sleep, people have written poems
or accomplished other works of art. This suggests
that poems composed in sleep, and such accomplish-
ments, as the solving of mathematical or other problems
in sleep, should be more carefully scrutinised than has
hitherto been customary, with the object of discovering
whether the sleeping consciousness has not utilised
processes, such as analogy and simile, which would
have been distrusted in the waking state.
One other feature of the dream must be considered.
The dream ended with an expression of regret on the
part of the dream-writer that my views concerning the
stonework of Melanesia were practically dead. In my
original analysis I took this to be an expression of
the depressed mood present before I went to bed.
The dream not only ended with the statement that my
views were dead, but it also expressed regret that my
views concerning “hidden sources’’ were not con-
firmed, These parts of the dream seem to suggest
that in spite of its constructive effort the dream was,
nevertheless, a failure of solution. When considering
the dream of the reproachful letter I mentioned the
possibility that, though this dream could be explained
as the result of a conflict, the affect which was dominant
in it may have been due to the attitude of reproach
present before going to sleep that had taken so pro-
minent a place in my first attempt at analysis. The
despondent tone of the present dream seems to point
definitely in the same direction. It suggests that
though dreams are the attempted solutions of con-
flicts, the nature of the solution is largely determined
by the affective attitude dominant before going to
sleep,
Chapter IX
UnTIL now I have been considering the psychology
of the dream, quite apart from its relation to other
products of mental activity. I propose in this chapter
to deal—it can only be very briefly—with some of
these relations. The dream, or perhaps more correctly,
different varieties of the dream, occupy an _ inter-
mediate position between certain forms of mental
activity universally regarded as pathological, and
others which are not only regarded as normal and
healthy, but as products of the human mind, so valu-
able that they might be regarded as supernormal,
rather than subnormal or abnormal. I propose now
to consider the relation of the dream to certain patho-
logical mental processes on the one hand, and to the
products of artistic and religious activity on the other
hand.
It has been one of the chief arguments of this book
that dreams are attempts to solve in sleep conflicts
which are disturbing the waking life. I have referred
the character of the dream, at any rate in so far as
its emotional aspect is concerned, to the degree in
which this attempted solution is successful. Those
who have read my book Instinct and the Unconscious
will have recognised that I have been trying to bring
dreams within a formula closely comparable with that
by which I have in that book explained the psychoses
and psycho-neuroses. These are regarded as attempts,
successful or unsuccessful, so far as the patient’s
comfort is concerned, to solve conflicts which are dis-
turbing the normal course of life. When the solution
is successful, as in the state which I have taken as
the characteristic example of hysteria, there is no
affect. When the solution is wholly unsuccessful, as
in anxiety-neurosis, there is affect and of a painful
kind. Moreover, just as it is possible to consider many
forms of dream as the simple fulfilments of a wish,
in a symbolic form which satisfies the level of the
mind that is active in the degree of sleep in which
the dream occurs, so is it possible to regard the hysteri-
cal paralysis or mutism as the unwitting fulfilment of a
wish for some occurrence which will remove the subject
of a mental conflict from the scene of that conflict.
We may even, in many cases, regard the paralysis
or mutism as having a symbolic nature, as being a
symbol of the more complete suppression of all move-
ment of which I have supposed the hysterical dis-
ability to be a manifestation. Attempts have been
made to show an even closer similarity between the
dream and hysteria, and to find processes in the pro-
duction of the hysterical symptom that correspond
to those by which the latent dream-thoughts find
expression in the manifest dream. Thus, as I have
already indicated, even the simple hysterical paralysis
may be regarded as an example of symbolisation, and
this character is still more obvious in many cases of
civilian hysteria where, in place of the crude paralysis
or anesthesia, the symptoms are of a more elaborate
kind in which they symbolise, or seem to symbolise,
the situation from which the patient wishes to escape.
The next character, that of dramatisation, is more
obvious. Hysteria may be regarded as a prolonged
drama, in which the sufferer leads, perhaps for years,
a life of an artificial kind, by which he or she escapes
from a conflict with a situation of real life. In this
mode of solving the conflict, the element of make-
believe enters in a manner closely comparable with
that which forms an essential part of a dramatic
situation. Hysteria may be regarded as an unwitting
simulation, and thus resembles the simulation of
situations of real life, which is an essential part of the
drama. Condensation again is often evident in the
production of the hysterical symptom. Factors of
the most various kinds, which enter into the conflict,
may find their expression in a mutism or other simple
form of hysterical disability.
“Displacement again occurs in a form closely com-
parable with that to which Freud assigns so important
a place in the production of the dream, so closely,
indeed, as to lead one to suspect that the weight laid
upon displacement by Freud, in his theoretical con-
sideration of the dream, was suggested by his experi-
ence with hysteria, for it must always be remembered
that the whole of Freud’s construction starts from
hysteria, and that a tendency can always be discerned
in his work whereby this is the pattern to which other
mental mechanisms, normal or abnormal, are made to
conform.“
These various characters are even more strikingly
present if we compare the dream with the disorder
known as compulsion-neurosis. In this disease the
sufferer has an overwhelming drive to perform certain
acts, sometimes of a simple kind, but often very com-
plex, which, while they satisfy a craving if carried
out, give rise to the most intense discomfort if their
performance is not allowed.
In this case psycho-analytic investigations have
shown clearly that the compulsive acts are of a de-
finitely symbolic kind. They are symbolic acts whereby
a person satisfies wishes or cravings in an unwitting
manner. This is especially clear in the ritual, often of
a highly complex kind, which, in many persons, may
accompany the act of going to bed. The various acts
of arranging the bed and bed-clothes in a certain manner
or other features are almost certainly symbols by means
of which a conflict is unwittingly satisfied. Their dram-
atic quality is still more obvious, and they may be equally
regarded as examples of condensation and displace-
ment. In these two cases of hysteria and compulsion-
neurosis, the conflict of the real life is satisfied by these
symbolic expressions, and so long as the hysterical
manifestation or the performance of the compulsive
act is not interfered with, the painful affect natural
to the conflict is absent, though the solution itself is
liable to produce new conflicts by its incompatibility
with the social surroundings of the sufferer.
While in these two examples the solution is, or may
be, so successful as to lead to absence of affect, psycho-
neurosis may be accompanied by painful and even
highly exaggerated affect, just as the dream may be
so accompanied.
In the discussion of ‘‘ Affect in the Dream ”’ (Chapter
V), I have regarded the nightmare and other such
painful dreams as those of my suicidal patient (Chapter
II) as failures to solve the conflict upon which the
nightmare or dream depends, and that I ascribe the
painful character of the affect to this failure. I
believe that the case is exactly the same in the disorder
we call anxiety-neurosis. This is a psycho-neurosis,
accompanied by painful affect, and there is every
reason to believe that the special features of the
disease depend upon a conflict, present in the patient’s
mind, which wholly fails of solution. There is the
further striking feature that prominent among the
symptoms of anxiety-neurosis are nightmares and
unpleasant dreams. The close similarity between the
unpleasant dreams and states of anxiety-neurosis is
well illustrated by a dream of my own, which occurred
during the last year of the war, when I was living
within a hundred yards of the great gun at Hamp-
stead. One night I awoke with the report of the gun,
I40
and while listening to the varied sounds of the raid,
thought that I distinguished one which might have
been caused by the bursting of a bomb. Then I found
myself in a room, sitting by a bed, with my head, face
downwards, pressed against the bed. I was aware
that there was the danger of a bomb and that the room
was near the roof, and I looked up with definite appre-
hension. I was reproaching myself for showing fear
in an air-raid, when I realised that the room in which I
had just been present was not my own and that the
experience had been a dream. The apprehension had
either gone as soon as I awoke, or went as soon as I
realised that I had been dreaming, and I became at once
extremely interested in the experience through which
I had just passed. I recognised it as fitting in a
beautiful manner with my theory of the role of repres-
sion in connection with the nightmare. There can be
little doubt that when I distinguished the sound
which I took to be that of a bursting bomb, I had had
a tendency towards fear, which I had repressed, and
that on going to sleep this fear, repressed in the waking
state, had found expression in the apprehension of
the dream. On going into the details of the dream I
remembered an occasion on which I had looked up-
wards during an earlier air-raid. I had sat through a
performance at the Coliseum during an air-raid, and
on looking upwards had noticed that I was sitting
immediately under the dome, with its obvious sugges-
tion of possibilities. During this speculation about
the nature and causes of my apprehension I went to
sleep again and had a second dream, the details of
which I remembered clearly when I awoke, but rapidly
forgot, as I did not record them at once. The important
point, however, is that it was wholly free from any
unpleasant affect. I then went to sleep again, and
slept through the rest of the raid without waking.
The interest of the first dream is that it may be
regarded as a miniature psycho-neurosis lasting only
a minute or two and cured completely, also in a minute
or so, by the procedure I was accustomed to employ
in treating cases of anxiety-neurosis. I have no
doubt that if on waking I had been ashamed, as indeed
I was for a moment, and had repressed the fear and
shame, and had tried to persuade myself that I had
not been afraid, I should have had a second dream of
which the nightmare character would have been more
definite, or I might even have started an anxiety-
neurosis, for at that time all the conditions, such as
fatigue and impaired physical health, which would have
predisposed to the occurrence of a psycho-neurosis,
were definitely present. Instead of this, the occurrence
of fear in sleep became at once, on awaking, an object
of scientific interest, and this interest removed at once
all danger of repression and all occasion for the occur-
rence of shame. My attitude provided an admirable,
though as a matter of fact unwitting, example of the
psycho-therapeutic principles which at that time I
was seeking to formulate. I was at the time so inter-
ested in the réle of repression in the production of the
symptoms of psycho-neurosis that on thinking about the
dream only this aspect occurred to me. The dream
also fits in with the formula that dreams are attempts
to solve conflicts; in this case an unsuccessful solution,
as indicated by the accompaniment of unpleasant
affect. In this connection I must refer to a condition
of a conflict which I have not so far mentioned. There
were many people living in the house, all of whom, with
the exception of myself, were in the habit of getting up
whenever there was an air-raid, and assembling in one
of the lower rooms of the house. I believe that when
I thought on this occasion I had detected the sound
of a bomb, I may have been tempted to follow the
general example.
The chief interest of this dream is that it illustrates
so well the resemblance between a dream and a psycho-
neurosis that it may be regarded as a miniature psycho-
neurosis, the whole course of which, including its
successful treatment, lasted only a few minutes. It
not only illustrates the part taken in the, production
both of dreams and psycho-neuroses by repression,
as well as the mechanisms common to both, but it
also serves as an example of the general principle that
both are the attempted solutions of conflicts, as well
as of the further principle that the nature and intensity
of the affect depends upon the degree in which the
attempted solution is successful.
Another general formula put forward in this book
is that the dream is an example of regression. Here
again the formula corresponds exactly with one which
holds good for psycho-neurosis. In Chapter XVIII of
Instinct and the Unconscious I have considered many
forms of psycho-neurosis and psychosis from this
point of view, and have tried to show that all their
manifestations can be regarded as regressions to earlier
forms of mental functioning and to instinctive reactions,
many of which never become manifest in healthy
adult life.
Another feature of the dream upon which I have
tried to insist in this book falls closely into line with
one which, according to my belief, holds good of the
psycho-neuroses. All the dreams which I have analysed
have been referred to recent conflicts in the life of the
sleeper. Though many dreams and many features
of dreams require for their complete explanation
conditions going back to the early life of the dreamer,
states determined by heredity, and even happenings
with which the dreamer as an individual has had
nothing to do, it has been possible to explain every
feature, even of long and complex dreams, by the
nature of conflicts in the recent experience of the
dreamer. / The conclusion has been drawn that Freud
| 143
and the psycho-analytic school generally have greatly
exaggerated the part taken by infantile experience in
the causation of the dream. The view put forward
in this book is that while the dream is essentially a
mode of regressive mental functioning, a regression
to the ways of early life, the experience which is
embodied in the dream, upon which the dream-
processes act, is derived from the recent experience
of the dreamer. ;
I believe that an exactly similar situation holds
good of mental disorder, and that in this department,
as in the psychology of the dream, the importance of
early experience has been greatly exaggerated by Freud
and his followers. Evidence seems to be accumulating
that the special “complexes,’’ or other special forms of
infantile experience, to which so great a réle has been
ascribed in the causation of the psycho-neuroses,
belong to the mental make-up of everyone. If they
are the essential causes of mental disorder, we have to
explain why some people suffer from psycho-neuroses
and others escape. Factors universal in mankind
cannot be regarded as the essential causes, though they
may take their part in determining the special forms
which mental disorders in general take. The tendency
of the psycho-analytic school to accentuate the im-
portance of the early factors, and the accompanying
neglect of the part taken by recent conflicts, seem to
me to be of exactly the same order as the attitude of
the same school towards the dream. In both cases
we have to distinguish a highly complex chain of
causation. The recent history of the study of both
dream and psycho-neurosis seems to reveal a similar
tendency to lay undue stress on early factors and a
relative neglect of recent conflicts, which I believe to
be far more influential in the production of both
dream and psycho-neurosis than is now usually
supposed.
DREAM AND MYTH
I can now turn to the relation of the dream to artistic
and religious activity. If I am right in regarding the
dream as a regression, it is evident that we must seek
for its points of resemblance with artistic production
to the earlier and cruder forms of this activity. Though
it is possible, if not probable, that even in the highest
developments of artistic production there are points
of resemblance with the dream, it is with the earlier
forms of these activities, such as the myth, that we
should expect to find the resemblance especially
definite and far-reaching. It is therefore not surprising
that the relation of the dream to the myth is a subject
which has already been frequently considered by the
psycho-analytic school.
In the numerous writings on this subject, which we
owe to Freud and his followers, far more attention
has been paid to the content of the myth than to the
processes by which the myth comes into being. Follow-
ing the general trend of psycho-analytic writings, the
chief aim of workers has been to prove that just as
most dreams and all psycho-neuroses are believed to
have a sexual basis, so are sexual motives believed to
play the chief, if not the only, part in the origin and
development of myths.
The mechanisms of myth-production have, however,
been by no means neglected, and here again, following
Freud, it has been customary to regard myths as the
fulfilment of wishes. Thus, according to Karl Abraham,
one of the first to follow Freud in this region, the myth
contains in disguised form the wishes of the childhood
of the race. This disguise is believed to be effected
by processes of condensation and displacement exactly
comparable with those of the dream-mechanism,
while the concept of the censorship is freely drawn
145 K
upon in the attempts to show how these processes
have been in action.
It is impossible within the limits of this book to
attempt to treat this subject adequately, and I propose
to content myself with a few points of resemblance
between the dream and the myth, as illustrated by
dreams already related or referred to in this book.
One of the most general features of early mythology is
the tendency to personify natural objects, and to regard
these objects, such as hills, rivers, trees, etc., as having
such human characteristics as the power of speech.
It is therefore of interest that in what I have called
the transference dream of my patient, narrated in the
second chapter, the river sang to the dreamer to
swim on his journey and take courage, an incident of
a kind which repeatedly occurs in the myths of primi-
tive peoples. We have reason to believe that in the
dream this human behaviour of the river was directly
connected with the identification of the natural objects
with a human being, that the river of the dream was
the symbol or representative of a person, and it is
probable * that, at the stage of social development,
of which myth-formation is especially characteristic,
there is a similar identification, and that every natural
object to which man’s attention is especially directed |
is thought of as having human characteristics, and is
* If Dr Rivers had been able to prepare the manuscript of this
book for publication it is unlikely that he would have left these
statements concerning the comparison of dreams and myths in their
present form. His attitude toward the general problem is clearly
expounded in his Presidential Address to the Folk-lore Society
(‘‘The Symbolism of Rebirth,” Folk-love, March 1922); and after
having formulated his views so definitely it is inconceivable that he
would have permitted the crude animism to which he seems to
subscribe on this page to have gone forth as his real opinion. Nor
do I think he would have left his statements concerning the sexual
factor in the development of myths (page 152) in their present form
without further explanation and qualification. Therefore I have
added a brief note (Appendix II) calling attention to certain con-
siderations which he might have set forth if he had revised his
manuscript himself.—G. E. S.
endowed with such human characters as the power of
speech and the capacity for locomotion. That animals
should talk is just as natural to the man of lowly culture
as it is natural to the dream-consciousness of the most
highly civilised of mankind.
Another feature of the same dream may be noted.
I will quote the part of the dream to which I have
already referred: “‘ The river was friendly and sang
to me to continue on my journey and take courage.
I did so, and felt happy, and could take powerful
strokes with ease.”
The point to which I wish to call attention here is
that nothing is said in the account of diving or other
means of getting into the river, but it is natural to
the dreamer that he should at one moment be walking
by the river bank and at the next taking powerful
strokes. Transitions of this kind are in my experience
habitual in the narrations of the people we call savage,
especially in their myths. At one moment a narrator
will be talking about a man and at the next moment he
will speak of his settling on the bough of a tree, as if
it were a perfectly natural thing to do, it being quite
unnecessary to make any reference to the transforma-
tion into a bird which, from our point of view, is needed
to make the action of the story intelligible. Everyone
who thinks of the natural and easy transitions of his
dreams from one situation to another cannot fail to
recognise the probability that such transitions are
equally natural to man in the mythopeeic stage of his
development.
Another interesting point of similarity between the
dream and the myth or other product of the savage
mind is the composite nature of their objects. One
of the most common experiences of the dream is the
appearance of a composite image of a person in which
it is possible to distinguish two or more different
personalities. Thus, in a dream of my own (reported
in Chapter X), which depended on a conflict concerning
a pacifist attitude, there is a good example of such a
composite personality of two professors, each of whom
personified an aspect of the conflict, that character
predominating which was in agreement with the
nature of the solution which was being expressed by
the dream. Similar composite creatures are very
prominent in early myth and belief, though composite
animals or creatures made up of man and animal are
more frequent than in the dream of the civilised
person. An excellent example of such a composite
creature is the dragon, which resembles in many respects
the composite formation of a dream.*
DREAM AND POEM
While many may be ready to acknowledge the
similarity of dream and myth, the proposition that the
mechanism of the production of poetry is closely
similar to that of the dream will awaken more opposi-
tion. There is little doubt, however, that this simil-
arity exists. It is possible to take the images of
the manifest content of a poem and discover more or
less exactly how each has been suggested by the
experience, new or old, of the poet. It is also possible,
at any rate in many cases, to show how these images
are symbolic expressions of some conflict which is
raging in the mind of the poet, and that the real under-
lying meaning or latent content of the poem is very
different from that which the outward imagery would
suggest. Moreover, it is possible to show the occurrence
of a process of condensation by means of which many
different experiences are expressed by means of a
simple image. There is also a striking resemblance
with other products considered in this book in that the
* G, Elliot Smith, The Evolution of the Dvagon, Manchester, 1919.
poem may come in a state closely resembling a dissocia-
tion from the experience of ordinary life.
I cannot give you direct evidence for this, for the
obvious reason that, unfortunately, I am not a poet.
Just as I believe that a really satisfactory analysis
of a dream is only possible to the dreamer himself or
to one who knows the conflicts and experiences of
the dreamer in a most unusual way, so do I believe
that only when poets and other artists have set to
work to analyse the products of their artistry can we
expect to understand the real mechanism of artistic
production.
In this comparison of the poem with the dream, one
fact must be emphasised. The poem as we read it
is very rarely the immediate product of the poetic
activity, but has been the subject of a lengthy process
of a critical kind, comparable with that which Freud
has called the secondary elaboration of the dream. It
is only through the study of the immediate unelabor-
ated product of the poet’s mind that we can expect
to understand the part of the process of artistic
production which is comparable with the formation
of the dream.
CONTENT AND MECHANISM
In the consideration of the psychology of the dream,
of which I have attempted a brief sketch in this book,
and in the still more brief consideration of other
products of mental activity, which I have attempted
in this chapter, I have been dealing especially with
the mechanisms or processes by which these different
products of mental activity come into being. I have
said little about the nature of the material upon which
these mechanisms or processes work, and build it
up, it may be, into the airy and fantastic dream ;
or into the equally fantastic if less airy behaviour of
the subject of a compulsion-neurosis ; or into the mea-
sured imagery of a poem.
Before I close I should like to say a word about the
content of these different forms of activity.
The dreams which I have related in this book have
been carried back to contents of various kinds. In
one dream this content was concerned with the con-
flicting emotions generated by doubts concerning the
acceptance of an honour; in another was deeply
involved the instinct of self-preservation as brought
into action by the presence of a situation so terrible
that to the subject of the conflict there seemed no
remedy but suicide; in another dream the conflict
was between a simple wish for change and for the
satisfaction of interests which, though taking the
guise of science, were really nothing more than mani-
festations of the instinct of curiosity on the one hand,
and social sentiments of duty towards others.
» These dreams conflict with the opinion generally
ascribed to Freud and his followers that dreams have
usually or always a sexual content.“ That dreams
may have such a content, and have such content
very frequently, stands beyond all doubt, but for
obvious reasons one does not choose them when the
object is to illustrate the mechanisms and processes of
dream-production. I trust that the dreams I have
related will be sufficient to show that all dreams have
not this content, and that any conflict which is capable
of disturbing the even tenor of Man’s life may serve
as the motive of a dream. I should like further to say
that in this opinion I am in agreement with Freud
himself. Not only do most of the dreams he relates and
~analyses depend on other than sexual motives, but in
the last edition of the Tvaumdeutung, he states expli-
citly that neither in that edition nor in any earlier
edition will the reader find any support for the view
that dreams are wholly determined by motives of a
sexual kind. That extravagance is only one among
the many extravagances which we owe to indiscrimi-
nating zeal with which the followers of Freud have
outrun their master, and thereby brought a great
contribution to knowledge into disrepute.
In the similar views concerning the nature of the
factors which underlie the production of psycho-
neurosis Freud himself cannot be acquitted from blame,
though such a mistake is not unnatural if attention
be limited exclusively to the disorders customary in
the ordinary life of civilised society in which the
sexual instinct is more than any other the subject of
unregulated repressions and suppressions. The ex-
perience of the war has now, however, convinced
most students of the subject that the equally funda-
mental, or even more fundamental, instinct of self-
preservation must be put side by side with the sexual
instinct as the starting-point for the development
of psycho-neurosis, and it is probable that, when
attention is directed to it, the instinct of self-preserva-
tion will be found to play a far more important réle
in the production of the neuroses of civil life than most
psycho-analysts are yet ready to recognise.
Mythology and magical or religious rite already have
a history long enough to allow a forecast of what we
may expect to happen in other branches of mental
activity. Anthropology has already passed through
the phase in which to every strange rite and belief
of the different peoples of the earth was ascribed a
sexual, or, as it was called, a phallic, motive. This
was followed by a later phase in which, perhaps as a
reaction against the sexual interest, students ascribed
all myths to an interest largely of an intellectual kind—
the interest in the movements and changes in appear-
ance of sun, moon and stars, and especially in Germany
many mythologists came to believe exclusively in
these motives as others had believed as exclusively in
motives of a sexual kind. Strangely enough, it is
only since the war, and as the result of the discovery
of the great part which the instinct of self-preservation
plays in the production of mental disorder that we
are beginning to recognise the vast part which this
instinct has taken in the determination of savage
belief and custom. We are now coming to see to how
great an extent uncertainties concerning the supply
of food, and especially the need for rain as the necessary
condition of an abundant food supply, have taken
in the determination of the magical and religious
beliefs and practices of mankind. In all the early
civilisations, in Asia, in Africa, in Oceania, and in
America, a foremost place was given to magical and
religious rites for the production of the rain which is so
essential to the satisfaction of the instincts of nutrition.
Again, under the leading of Elliot Smith * we are
coming to believe in the enormous importance of the
desire for the lengthening of life as a motive for some
of the most striking beliefs and customs of mankind.
It is possible, perhaps probable, that our interest in
these and other motives has led us to neglect the part
which motives of a sexual kind have taken in the
growth of mythology and religion. These motives
are quite clearly to be discerned in some of the more
advanced religions, and are especially obvious in
certain of the developments of the religions of India.
It may be that in the study of the ruder beliefs and
customs of mankind, the pendulum has swung too far,
and that sexual factors have been more important
than we now suppose. t
/ * The Evolution of the Dragon, Manchester, 1919.
/. t Itisimportant to discriminate between the sexual act and the
' process of reproduction or life-giving. The earliest religious ideas
are associated with the concept of life-giving, not merely in the
literal sense of birth or rebirth, but also of prolonging life, renewing
youth, averting death, or attaining success in love and sport. In
other words, the motive underlying the most primitive form of
religion, which is preserved in myth, is the worship of the Great
I need not refer here to the varied nature of the
content of poetry and of other products of artistic
activity. All the forms of activity which have been
brought into relation with the dream agree with it in
being capable of arising through the action of any
agencies which may set up a conflict in the mind.
The dream is just as little determined solely by motives
arising out of sex as motives of this kind are solely
responsible for the morbid processes of psycho-neurosis
and for the products of artistic and religious activity.
PRACTICAL VALUE OF THE STUDY OF DREAMS
If I am right that the dream affords a guide to the
nature of psycho-neurosis, and that the study of the
dream confirms the importance of recent conflicts
in the production of psycho-neurosis, it will follow
that in psycho-therapeutic treatment especial atten-
tion should be paid to recent conflicts by facing these
conflicts and learning the means by which they may
be solved. We may acknowledge that for a complete
understanding of the conflict, and of the personality
of the patient as an essential element in the conflict,
a deeper analysis may be necessary, but there are many
cases in which, for reason of time or money or other
cause, the acquisition of such deeper knowledge is
not practicable, and much can be done by a more
Mother or Giver of Life; and it is an expression of the instinct of
self-preservation rather than that of sex. But once the organs of
reproduction came to symbolise the life-giving powers, and especially
when the phallus replaced the female organ as the more important
religious symbol, it was inevitable that its potency as a life-giver
should be overshadowed by its attributes as the instrument of sexual
gratification. What I want to emphasise here is that the réle of the
sexual instinct in the development of religion, myth and folk-tale,
is not primary but secondary to the craving for a life-giving elixir.
The recognition of this unquestionable fact destroys the foundations
of the speculations of Freud, Jung and their followers. In his zeal
to build a bridge which will bring the Freudians and the ethnologists
together, Dr Rivers has used ambiguous phrases, which suggest views
that are contrary to his real beliefs.—G. E. S.
complete dealing with the recent conflict which serves
as the immediate cause of the morbid state. Even in
a very small experience I have met with cases in which
it has seemed to me that in their enthusiasm for the
discovery of factors dating back to childhood, psycho-
analysts have neglected obvious recent conflicts, or
have not given them sufficient weight.*
I do not propose here to say anything about the value
of the dream in psycho-analysis proper. There is no
doubt that the dream and associations arising out of
the dream can provide the means of getting back to
early experience and to morbid elements of this experi-
ence. I propose here to consider only the clinical
value of dream-analyses of the kind I have described
in this book. I shall only deal with the question
whether dream-analysis has value when one is content
with getting back to the recent conflicts which are
serving as the immediate conditions of dream or
psycho-neurosis, or both. |
It might seem at first sight that such analysis of
the dreams of others as I have utilised in this book
may be of little clinical value. If I am right that one
is only justified in using the dreams of others as material
for the scientific study of dreams, when one has exten-
sive knowledge of the personality of the dreamer
and of the conflicts by which his life is being disturbed,
it might seem that the dream can be of little use
practically. It is necessary, however, here to distin-
guish between value as scientific evidence and clinical
value, two very different things. I have given you
one striking example of the clinical value of the dream
* Dr Rivers had intended to compare this tendency in psycho-
logical practice with the recent history of ethnological speculation,
and to refer especially to the way in which the true and obvious
meaning of certain groups of facts has so often been overlooked by
those who were intent on discovering some more elusive explanation
in the mistaken belief that they were interpreting the evidence in
accordance with the principles of evolution.
in what I call the suicide dream. NHere I was able
to analyse the dream at once, owing to my knowledge
of the dreamer, and it may be useful to inquire exactly
in what the utility of that dream consisted. I already
knew about the conflicts of the patient. The dream
contributed practically nothing novel in that respect.
What it did was to enable me to estimate the severity
of the conflict and judge just what effect it was having
on the patient. In this case the special value of the
dream was that it showed the dreamer was tending
towards a special solution of his conflict, and since,
in this case, the solution was suicide, with all the vastly
important consequences which this solution would
bring, the value of the dream was obvious. But,
though less striking, the dream always has this value
in helping the exact estimation of the personality
of the dreamer and of the forces internal and external
which are acting upon him. Thus, the two dreams of
my patient with what I call the anti-quartermaster
sentiment arose out of quite subsidiary and temporary
conflicts, and had little immediate or direct importance
in his treatment, but, nevertheless, they were of distinct
value in enabling me to estimate the character of the
dreamer. They enabled me to estimate the patient’s
mode of reaction towards the minor worries of life,
and his perhaps overstrong sense of responsibility
in his dealings with his fellow-men. They defi-
nitely assisted an exact diagnosis of his personality.
A deeper analysis might have shown that the quarter-
master was a surrogate for some other person, perhaps
his father, and knowledge of this kind might possibly
have helped the patient to readjust his life. If he
had broken down as the result of the ordinary strains
of civil life, some such deeper analysis would perhaps
have been desirable. I mention this case here only
to illustrate how even dreams dealing with minor
temporary conflicts have their value in that estimation
of personality which helps towards the successful
treatment of psycho-neurosis.
The point I am trying to make now is that even when
the physician is already well acquainted with a patient
and his conflicts a dream may have a definite value
in helping him to weigh the relative importance of
different elements of a conflict, and to estimate more
exactly the nature of the personality by which the
conflict has to be solved. One value of the kind of
analysis which I have been considering in this book
is that it enables the more exact estimation of the
finer shades in the diagnosis of the situation with which
it is the business of patient and physician to deal.
In this book, dealing primarily with the scientific
aspect of a problem, or set of problems, I have so far
only recorded dreams where an extensive knowledge
of the dreamer has allowed me to utilise his dreams
as evidence. I propose now to give a few examples
of dreams related by patients of whom I knew com-
paratively little, in order to illustrate their value in
diagnosis of a cruder kind.
I will begin with a dream related by a young pilot
in the R.A.F. He had flown and fought for many
months in France, and as the result of the strain was
suffering from a mild anxiety state with unpleasant
dreams which could, however, hardly be called night-
mares, and were certainly not battle-dreams of the
ordinary kind. Apparently there was not much wrong
with him, and as was customary with my patients in
the Air Force, I was only trying to make sure that he
was not the subject of any special conflict, or, if he
was, that he was dealing with it in the right way
before sending him away for a holiday as a preliminary
to return to duty. I failed to detect the existence
of any youth conflict. He seemed the usual, cheerful,
irresponsible kind of youth with whom one was accus-
tomed to deal in the Air Force, very different from the
man weighed down by responsibilities and anxieties
with whom I had been accustomed to deal in the
army. Though the generally unpleasant nature of
his dreams made me suspect the existence of some
conflict, none could be discovered. One morning,
however, he related the following dream :
He was in gaol. He did not know and could not
find out what offence he had committed, but he was
sure of his innocence.
On inquiry into the incidents of the previous day he
related that he had received a letter in the evening
from a favourite uncle who was in prison as a con-
scientious objector. He was especially fond of this
uncle, who had had much influence with him, and early
in the war the patient had tended to sympathise with
his uncle’s views, so that there had been at one time
a certain amount of conflict about enlisting. After
joining, any doubts about the justifiability of war had
completely disappeared, and, as I have already said,
he had had a successful career as a pilot. As a result
of the strain of active service, however, his doubts
had reappeared. We had a conversation about the
situation which hitherto he had not really attempted
to face. Three days later his dreams had become much
less disturbing, and a week later he was not only very
much better in every respect, but he was having no
dreams at all.
The dream I have described certainly put me on
the traces of a conflict which was apparently so slight
that the patient did not himself attach much import-
ance to it. It is very improbable that he would
have told me about it if I had not been put on its
track by a dream. (I may mention that two days
after the first dream he had another dream, from
which he awoke feeling natural and comfortable,
which appeared to depend on another minor conflict
concerning uniform. In this dream he saw a balloon
which came down, and a dozen strange-looking men
got out of it. He went up to them and asked them by
what authority they were in civilian clothes. Instead
of answering they disappeared, and then he noticed
that he was wearing an old tunic which did not belong
to him.)
The dreamer was very young and looked even more
youthful than his years. On the previous day he had
been out in a new uniform and had noticed people
looking at him. He had supposed that they were
thinking that he had only just got his commission.
In the dream he exerted authority and was wearing an
old tunic.
In this case a dream led me to a conflict which I
should probably otherwise have missed, chiefly because
it seemed to the patient too trivial to be worth mention.
In another case the conflict was more serious, and
probably I should have discovered it sooner or later
without a dream being needed. The patient held a
commission in the Air Force, and had had severe
concussion in a crash under painful circumstances
in that his companion was killed. He was suffering
from severe nightmares, from which he awoke sweating
and frightened, of falling over cliffs and burning in
his aeroplane, which is, of course, the chief dread of
nearly every flying man. He was repressing vigor-
ously and could not stand being in the dark, because
the thoughts of flying repressed during the day then
came into his mind. As usual in such a case my
treatment was directed to enable him to deal with
his crash and its consequences, as with any other
experience of life. Owing to his leaving the hospital,
I did not see him for some time, and when we met
next he told me of a very painful dream, which had
recurred on three successive nights. In this dream he
was “‘ carting about ’” a dead body wherever he went.
He had a horror of the body and a dreadful feeling of
anxiety because it was always with him. The dream
ended by his going home and putting the dead body
under his bed. The body was always in the same atti-
tude, with hands over the shoulders, so that the palms
were exposed. The body was that of a very big man
with thick wrists and a greenish skin.
The patient had been in the army before he joined the
R.F.C., and after some thought he remembered a day in
1916 when he had tried to jump a trench, and failing
to clear it had unearthed a partially buried German,
exposing the whole body. The hands of the corpse
were in just the attitude of the dream, and there was
also agreement in its general appearance. The chief
feature of the manifest dream was thus accounted
for. It remained to discover the deeper meaning,
which was soon clear. Four days earlier he had dis-
covered, after suspecting for some time, that he had
acquired syphilis. He had much knowledge of this
disease and was acquainted with the relation between
it and general paralysis. At the same time he was
engaged to be married. His immediate conflict was
concerned with his relation to his fiancée, as he believed
that there would be a danger of his incurring general
paralysis as long as he lived. We discussed the matter
fully. I naturally laid much stress on the necessity
for thorough treatment and minimised the danger of
any lifelong influence if this was undertaken.
On the following night he did not dream, and though
the dream had previously recurred three nights running,
he never had it again.
I have cited this dream for its practical value, but I
cannot resist relating an element of the analysis of
scientific interest. JI was anxious to discover why the
body of a dead German only seen momentarily two
years earlier should have acted as the symbol of the
syphilis with which he believed he was to be encum-
bered for the rest of his life. At first he could think of
T59
nothing which would connect this sight with any
element of his conflict, until at last it occurred to him
that just about the time he unearthed the German he
had heard that the girl who had later become his
fiancée, whom he had known for many years from
childhood, had become engaged to someone else.
He was very much upset and had become thoroughly
reckless, but matters had gone better later, for she had
broken her engagement and had become engaged to
him. There was thus a definite association between
his fiancée and the experience with the German with
upturned palms.
THE DREAMS OF CHILDREN AND ANTARCTIC EXPLORERS
So far, I have been considering dreams to be at-
tempted solutions of conflicts; but now I must refer
to certain types that appear at first sight to be obvious
cases of wish-fulfilment, into which the element of
conflict either does not seem to enter at all, or at any
rate to be an obtrusive feature. One of these cases
is that of the simple dreams of children, in which they
attain in their dreams desires formed during the day.
Having had no experience in the investigation of the
dreams of children, it would be of little value to deal
with this matter at length; but I may note that the
records of such dreams * show that the desires attained
in them are often those, the satisfaction of which has
been forbidden by parents or others during the day,
where there are obvious grounds for the presence of a
conflict. The same is probably true of the simple
dreams of adults, which seem to be simple wish-ful-
filments. Thus, the frequent dreams of soldiers in
France that they were on leave were probably some-
thing more than the result of the natural and obvious
* See, for example, those recorded by Dr Kimmins in his book,
Children’s Dreams.
desire to be on leave. It is evident that in such cases
there would be scope for conflicts arising out of the
incompatibility between these desires and sentiments
connected with military duty. One would like to
know something about the character and general
mental attitude of those who had dreams of this kind.
A third type of dream which raises greater difficulty
is that presented by the dreams experienced by members
of Arctic and Antarctic Expeditions, especially dreams
in which they enjoyed the pleasures of the table.
Dreams of this kind have been recorded by Otto
Nordenskjéld. Thus he writes: *
“ Very illustrative of the direction of our innermost
thoughts were our dreams, which were never more
vivid and numerous than now. Even those of us
who otherwise dreamed but seldom, had long stories
to tell in the morning when we compared our latest
experiences from this world of fantasy. All of our
visions concerned the outer world, which now lay so
distant from us, but were usually applied to our present
circumstances. One of the most characteristic dreams
was that where one of us fancied he had gone back
to his school-bench in order to learn how to flay minia-
ture seals, which were of a size just suitable for use in
instructing a class. But meat and drink were usually
the centres round which our dreams revolved. One
of us who made a speciality of going to banquets in his
visions was highly pleased one morning when he could
relate that ‘last night I managed to get through
three courses.’ Naturally, we were also busied in our
visions with more impossible things, but the want of
fantasy in almost all the dreams I had, or those which
I heard related, was most apparent; still, I think it
would have been of great psychological interest had
all these dreams been taken down.”
* Antarctica, Otto Nordenskjold and Gunnar Andersson, London,
1905, page 290.
161 L
Similar dreams have been frequent among the
members of recent British Antarctic Expeditions,
and I am indebted to Mr R. E. Priestley of Christ’s
College for much valuable information about them.
In his experience dreams of this kind fell into two
classes, those in which the dreams were satisfied by
a dream-meal, and those in which food only formed the
subject-matter of the dreams. The meals enjoyed
or only contemplated would vary from a mere snack
to a twelve-course City dinner.
It is natural to regard dreams of this kind as simple
wish-fulfilments. It seems natural that men whose
dietary was confined to limited amounts of monotonous
fare should have strong desires for food of a different
kind, and that the dreams were simply the fulfilment
of these desires. Mr Priestley tells me, however, that
the desire for food was far from being always satisfied
in these dreams. Several members of his party had
dreams in which they imagined that there was a shop
behind the hut in which they were living, which they
had only to visit in order to obtain ample supplies of
food. The dreamer would make his way out of the
hut by the same laborious means as those necessary
in real life, only to find on reaching the shop that it
was early closing day. If the dreams were determined
by wishes for food, these wishes were thus by no means
always satisfied in sleep.
Another fact cited by Mr Priestley is very important
in relation to the thesis which I am putting forward
in this book. Mr Priestley tells me that in his opinion
nothing was more the subject of conflicts during these
expeditions than food. Dreams of the kind we are
considering were especially frequent and definite when
he was with a party whose food had to be very severely
rationed. There were frequent occasions for conflict
in connection with food, such as those arising out of
finding a fragment of biscuit which had fallen during
the process of distribution, or the opportunities pre-
senting themselves while cooking. His evidence shows
that during waking life there were present just those
conflicts connected with food which on the hypothesis
put forward in this book would have made food the
natural subject of a conflict in sleep.
In all three of the special kinds of dream, which seem
at first sight to furnish difficulties for the view that
dreams depend on the activity of conflicts in sleep, it
has been found that there are present the conditions
necessary for conflict. It is a question, however,
whether all wishes do not imply some degree of conflict.
There would be no occasion for a wish if there were not
an obstacle of some kind to the attainment of the end to
which the wish is directed. It is possible to speak of a
dream as determined either by a wish or a conflict,
and my objection to Freud is not so much to his ex-
pression of the purpose of a dream in terms of desire
as to his view that dreams are necessarily the fulfilment
of desire. I have not only tried to show that in many
dreams wishes are not fulfilled but frustrated, and
that in such cases the fate of the desire has a most
important bearing on the nature of the affective aspect
of the dream. The formula I propose has not only
been made wider than that of Freud, in order to
include every kind of dream, but, still more important,
because it enables us to explain certain features of
the affective aspect of dreams before which Freud’s
simpler formula is quite inadequate, if not indeed
wholly helpless.
I may take this opportunity of giving an account of
a dream related to me by Mr Priestley which admirably
illustrates the main thesis of this book. Among the
members of the Scott Expedition there was a Norwegian
who was naturally divided in his wishes concerning
the race to the South Pole by his having the same
nationality as Amundsen, their rival. This Norwegian
had a dream in which he was in the streets of Chris-
tiania when a telegram was put into his hands. On
opening it he found a message, signed by Amundsen,
saying that he had reached the Pole. We have here
an almost perfect example of a dream as a solution of
a conflict in accordance with the deeper wishes of
the dreamer. During the day the Norwegian was an
apparently whole-hearted adherent of the Expedition
to which he belonged, and apparently really desired the
success of his adopted country in the struggle upon
which they were engaged, but in his sleep the youthful
attitude reasserted itself, so that not only did his
native country form the setting of the dream, but his
countryman was the victor in the contest.
Chapter X
THE ‘‘ PACIFIST’’ DREAM
TuIs dream consists of two parts: an earlier, of which
my recollection on waking was vague, though not
perhaps more vague than my usual memory of dreams ;
and a later part which I recollected with unusual
definiteness.
Part I. I arrived at a place near the sea by train, and
went to the house of a married friend, who seemed to
be the composite image of two people, one of whom
was a professor of physiology and the other a professor
of another science. I will call the physiologist V and
the other W. When I was packing up to go away,
I put two numbers of a journal with a yellow cover
in my Gladstone bag. I had the impression that these
were numbers of the Austrian anthropological publica-
tion Anthropos. On the journey I had left things in
the train, and on seeking them found a hard bowler
hat and an umbrella in the rack of a railway carriage.
I left the house for the train to go away, driving with
my host and hostess. At a turning into a street I
got out of the carriage in which we were driving. I
do not know how I was dressed in this part of the dream.
Part II. I was in the house with the same friends,
and went out of their front door into a large court-
yard. I was told by my host to turn to the left, but
instead of doing so I turned to the right. I did not
find the door I expected. I was turning away when my
host, whose personality had in this phase of the dream
changed in nature so as to resemble V more than W,
called to me that I had gone the wrong way and must
go to the left. I went to the left and found a small.
door in a corner of the courtyard on which was written
‘““ Physiologisches Practicum.” I entered and went up
a flight of stairs, at the top of which I was met by a
man whom I could not identify with anyone I knew
or had known. He was bandaged and had one arm
in a sling. He greeted me and asked me if I was in
practice. I said that I was working temporarily in
the army, whereupon he asked after Professor Z,
another English physiologist, and spoke about the
work he had been doing. Though the man spoke
English he was definitely thought of in the dream as
‘a German professor. He was in civilian dress, while
I had the impression that J was in uniform, though
on waking I could not recall an image of myself in
this dress.
On thinking over the dream, I recalled a number of
events of the previous day which would have helped
to determine the manifest content. I had lunched
_with Mrs A, with whom I[ had travelled to Australia
just before the outbreak of the war. During lunch
she had reminded me of a pamphlet with a yellow
cover which had been lost on the voyage. This
pamphlet was on an anthropological subject, and I also
had two numbers of Anthropos with me on the voyage.
This journal also has a yellow cover. We had talked
about Professor and Mrs W, who had been fellow-
travellers.
Professor V has a German name and lives at a place
which had been mentioned in the course of a conversa-
tion during the evening preceding the dream.
One of my patients, whom I will call B, had been a
fellow-guest at lunch. He had been to see me during
the evening preceding the dream, and among other
subjects we had talked about Germany, and I had
told him of some of my experiences in that country
as a student, when my interests had been largely
physiological. The combination of dwelling-house and
laboratory, which is unusual in England, frequently
occurs in Germany, and I had been especially familiar
with the combination in Heidelberg, where I had been
the guest of Professor Kiihne. Heidelberg was one
of the places especially mentioned during the con-
versation in the evening.
During the day I had received a letter from Dr C, of
New York, an American physician with a German
name, of whom I had not previously heard. He had
written to me about a paper I had published, entitled
“ Freud’s Psychology of the Unconscious.”” The strik-
ing feature of my correspondent’s letter was his pleasure,
tinged with wonder, at what he called my courage in
venturing to deal with a topic which was at the time
the object of so much contempt and obloquy in England.
I remembered that the German name of my corre-
spondent had led me to consider whether his pleasure
was only due to the general character of my article,
or whether he might have been influenced by its final
words, which mentioned the Austrian nationality
of Freud. These words had reference to the fact that
several recent writers in the English medical press
had regarded Freud’s nationality as good evidence
for the worthlessness of his views.
I have here put together facts which serve to explain
various features of the manifest content, but long before
this survey was concluded I had found my thoughts
led to matters which pointed to the existence of a
definite mental conflict. B, the patient who had been
my fellow-guest at lunch, with whom I had had the
conversation in the evening, was not suffering from any
form of psycho-neurosis, but was in the hospital on
account of his adoption of a pacifist attitude while on
leave from active service. During the afternoon I had
finished reading Under Fire, the translation of Bar
busse’s Sur le Feu, and during the evening I had looked
through the English Review for the month, which
dealt with problems of peace and war, and had put the
magazine down in the middle of an article by Gorki.
My general reading at this time was leading me towards
a belief that the economic position of Germany was
creating a situation which made peace by negotiation
possible, and one article in the English Review had put
this point of view in so striking a way that I had found
myself in a frame of mind more favourable to peace by
negotiation than I had ever known before. I had
read this journal, as well as Barbusse’s book, on the
recommendation of B, partly in order to help me to
understand his position. During the analysis I re-
membered quite clearly that when I was reading the
Review I had thought of the situation that would arise
if my task of converting a patient from his “ pacifist
errors’ to the conventional attitude should have as
its result my own conversion to his point of view. My
attitude throughout the war had been clearly in favour
of fighting until Germany recognised defeat, and though
the humorous side of the imagined situation struck
me more than its serious aspect, there can be little
doubt that there was a good opening for conflict
and repression. Though my manifest attitude was
definitely in favour of war to the finish, I had no doubt
about the existence of a very keen desire that the war
should end as soon as possible for the egoistic motive
that I might get back to my proper studies, which had
been interrupted by the war. I have no doubt that
this egoistic motive was always active beneath the
surface. J was aware that if I had been acting solely
in my own immediate interests I should have wished
the war to come to an end at once, regardless of future
consequences. There were thus the grounds for a
definite conflict in my mind between a “ pacifist ”
tendency dictated by my own interests on the one
hand, and, on the other, opinions based partly on
reasoned motives, partly on conventional adherence
to the views of the majority, in favour of a fight to
the finish. The article in the English Review may be
assumed to have reinforced the egoistic side of the
conflict by providing the rational support that, owing
to the supposed economic ruin of Germany, peace by
negotiation had become possible. The conversation
with B must also have served to stimulate the conflict,
though it is not easy to say which side of the conflict
would have been strengthened.
The general character of the dream being thus
referable to a conflict arising out of my attitude towards
the war, it remained to discover how the various
features of the manifest imagery of the dream formed
an appropriate expression of the conflict. In the first
part of the dream the incident which stood out most
clearly in my memory was the search for certain lost
articles and the finding of a hat and umbrella in the
rack of a railway carriage. These two articles may be
regarded as symbols of the civilian, the umbrella
particularly being an article which is absolutely tabooed
while in uniform. Finding them in the dream may be
regarded as a symbol of the return to civilian dress and
habits which the end of the war would bring.
The chief feature of the second dream was that,
though it was not explicitly recognised while I was
dreaming, I was evidently visiting a German laboratory,
and the inscription on the door makes it clear that it
was a physiological laboratory. My reception in the
laboratory was of just such a kind as I had frequently
experienced on visits to Germany about twenty years
before, when, as I have already mentioned, my interests
were largely physiological. The dream thus reproduced
a state of affairs which formed an appropriate repre-
sentation of peace with Germany. The incidents of
this part of the dream not only implied peace, but also
the restoration of the friendly relations between the
scientific men of the two countries which existed
before the war and was still more definite in the student
days twenty years ago, which the dream reproduced.
The appearance of the journal Anthropos in the first
part of the dream was significant, for though edited
and published in Austria, it has an international char-
acter, and publishes its articles in French, Italian and
English, as well as in the German language. This
journal thus forms a fitting symbol of international
peaceful relations.
A feature of the dream, which stood out very clearly
in my recollection afterwards, was that I was directed
by my host to turn to the left, but went instead to
the right, and only found the laboratory when I was
recalled and obeyed the original directions. It seems
highly significant that Professor V, who now definitely
dominated in the composite personality of my host,
was a physiologist with a German name and ancestry,
who would thus fittingly symbolise the reconciliation
of the two nations in science.* It may be noted that
before the war I had a firm belief in the value of scien-
tific co-operation as a step towards international friend-
ship, and that the war had given a rude shock to this
belief. The dream thus revived an attitude which
had been strong before the war.
_ Still more significant was my change of direction in
the dream. If my going to the left, as directed by
my host, had symbelised my movement in the pacifist
direction, it would have been a movement contrary
to all my opinions since the outbreak of the war, which
had been definitely of the “ fight to a finish”’ kind.
The incidents of the dream thus symbolised a move-
* IT have some reason to believe that Professor W, the other
element of the composite host of the dream, would be a fitting
symbol of the ‘‘fight to the finish”’ attitude.
ment, directed from without, in the pacifist direction,
to which I failed to respond at first in the dream, and
only obeyed after the application of a second stimulus
from the dream-personage who symbolised the re-
sumption of friendly relations with Germany.
One image of the dream which remains to be con-
sidered is that the German professor was bandaged and
had his arm in a sling. I suggest that this was a
symbol of a belief that Germany had been severely
damaged by the war, so much so as to be no longer
dangerous to the world. The idea that Germany
was ruined economically had been prominent in my
mind during the evening preceding the dream as the
chief condition which made peace by negotiation
possible.
Another feature of the dream which may be signifi-
cant is that during the analysis I was uncertain whether
I had been in uniform, although I was sure that the
German professor was in civilian dress. The interest
of my being in uniform or not was that it had a definite
connection with the conflict which I suppose to underlie
the dream, and especially with my relation to the
patient B. So long as I was an officer of the R.A.M.C.,
and of this my uniform was the obvious symbol, my
discussions with B on his attitude towards the war
were prejudiced by my sense that I was not a free
agent in discussing the matter, but that there was the
danger that my attitude might be influenced by my
official position. As a scientific student whose only
object should be the attainment of what I supposed
to be truth, it was definitely unpleasant to me to
suspect that the opinions which I was uttering might be
influenced by the needs of my position, and I was
fully aware of an element of constraint in my relations
with B on this account. So long as I was in uniform
I was not a free agent, and though no one can be a free
agent during a war, it was a definite element in my
situation at the time that my official position might
be influencing the genuineness of the views I was ex-
pressing in my conversations with B. On the other
hand, there was the much cruder satisfaction at being
in uniform during the war which, in common with
most people, though in general below the surface, I
detected in myself at times. It is perhaps significant
in relation to this conflict that, though the question
whether I was in uniform or not was definitely present
in the thoughts immediately following the dream, it
was not a question which I was able to answer.
Not only does this dream as a whole thus serve to
express a complex conflict which was going on in my
mind at the time, but there is not a single important
element of the manifest dream which fails to form
a suitable symbol of some element of the conflict.
Especially prominent were the symbols of the wish
for the restoration of peace, which I suppose to be
the most powerful motive in the conflict. There is
no question that the egoistic drive was in favour of
peace, and that the effect of the article which I had read
during the evening preceding the dream had been to
reinforce this egoistic impulse by motives of a rational
kind in the direction that existing conditions, and
especially the battered economic state of Germany,
now made a peace by negotiation possible.
One interest of the dream I have just interpreted is
‘that it had a number of features which illustrate its
regressive character, and in this case it is possible to
date the regression more or less accurately to about
twenty years earlier. The hat which I found in the
first part of the dream was of the kind known as a
bowler, which I had not worn for at least fifteen,
probably twenty, years. I can date the regular use
of a Gladstone bag exactly to twenty years earlier
(1897). My visits to the laboratory in Heidelberg,
which were clearly recalled during the analysis, took
place in 1896. Iam therefore able in this case to assign
several of the symbols utilised in the dream to a definite
period about twenty years before the occurrence of
the dream. Moreover, though Professor V was still
alive, and I had seen him not long before, he occupied
a much more important place in my life twenty years
ago than at the time of the dream. Most of the
symbolism of the dream thus belonged to young adult
age, when my aspirations after the international
scientific relations, which found expression in the
dream, were especially strong. If my position be
accepted that the dream is an attempted solution of a
conflict in accordance with the attitude proper to the
level of mental development which is active at the
existing depth of sleep, the dream was expressing,
by means of the imagery and modes of thought of
twenty years, a desire for peace which formed one
side of the conflict to which the dream was due. An
egoistic wish that the war should end had been strongly
reinforced during the evening preceding the dream
by motives of a rational kind. Thoughts of renewed
scientific relations of an international kind had found
expression in the dream by means of imagery from a
period of life when interest in such international
relations had been especially strong. The young
adult whose personality was finding expression in this
dream underwent in it experiences which meant the
fulfilment, not only of the manifest desires of this
time of life, but also the deeper craving for peace of
the older man whose personality was the actual subject
of the conflict.
The special interest of this dream is that the whole
experience has a striking unity. Every feature of its
manifest content can be brought into definite relation
with the conflict which I suppose to underlie the dream.
Most of the incidents of the dream are definitely con-
nected with the friendly relations between the scientific
men of Germany and Great Britain which would again
become possible with the peace, the desire for which
was the essential leading motive. The dream has, in
addition, several minor points of interest.
In the first place, I may mention that though I have
recorded the dream as one, it consisted definitely of two
parts, and might possibly be regarded as two distinct
dreams, the first of which was recollected indistinctly
on account of its earlier occurrencé. If this view be
taken, we should have another example of the reference
of two dreams occurring in one night to a common
content. A second feature of interest is that the dream
affords a very good example of a composite personality.
As I have mentioned, there is some reason to believe
that the two persons who formed the composite image
represented different sides in the conflict upon which the
dream depended, and it is of especial interest that the
element in the compound, which certainly represented
the international as opposed to the national side of the
conflict, should have become more evident at the phase
of the dream when the international aspect was being
so clearly satisfied, and that he should have taken so
important a part in the proceedings which led to this
satisfaction.
Another point of interest is that this dream affords an
example of the occurrence of right and left, to which
so great a significance is attached by psycho-analysts.
It is noteworthy here that the direction which sym-
bolised a movement towards peace and international
relations should be towards the left, while right was
the direction which was taken when the dreamer dis-
obeyed instructions and turned away from that part
of the courtyard which contained the building which,
according to the general character of the dream, would
seem to symbolise the strongest desire. If we are to
follow the psycho-analytic school in their belief that
right always symbolises good and left bad, we have to
suppose that to the dream-personality peace and inter-
national relations were regarded as bad. It seems
far more likely that in this case “ right’ and “left ”’
had reference to the customary means of denoting
Conservative and Liberal tendencies, especially on the
Continent. I was especially familiar at the time with
the use of these expressions in the extracts from foreign
journals published in the Cambridge Magazine, which I
read regularly, and a movement to the left in such
journals is a regular symbolic expression for Liberal
tendencies. There can be no question that the move-
ment towards international relations is especially
characteristic of the Liberal parties of the world, and
hostility to such aims occurs in association with Con-
servatism. If this explanation does not appeal to
the psycho-analytic school, I can only suggest that the
situation with which the dream-personality was dealing
in this dream was too complicated to be viewed from
the “ simpliste’”’ ethical standpoint from which they are
accustomed to regard the dream.
SYMBOLISM
A striking feature of the dream which I have con-
sidered is its exemplification of use of symbols. The
return to civilian life was represented by a hat and
umbrella ; the return to international friendship by a
journal which publishes papers in four languages,
and also by an English scientist with German name and
ancestry ; Germany in a state of peace but severely
damaged through the war by a German professor
bandaged and with his arm in a sling. Moreover,
these symbolic expressions are of exactly the same
kind as others recorded in this book. They are of
the same kind as the representation of a person in
an incongruous situation by a cup and saucer, an
object in a game of billiards; of rowing as a symbol
of return to life in Cambridge; of an ichthyosaurus
as a symbol of a rapacious quartermaster.
At the same time the interpretation of these objects
as symbolic differs very greatly from that which would
be given by the psycho-analytic school, and I propose to
conclude with a brief consideration of this difference.
Both Freud and Jung with their respective schools are
coming to agree closely in their acceptance of certain
symbols as common to mankind, by means of which
it is often possible to interpret dreams without the
necessity of resorting to free association or other
methods of analysis./ According to Freud, the hat
and such long articles as an umbrella are universal
symbols of the male genital organ, and I am perfectly
aware that my search for these articles in the “ pacifist ”’
dream will be interpreted by many of my readers on
lines very different from those which I have myself
followed. Similarly, there will doubtless be many
who will interpret the snake in the two dreams of my
suicidal patient on the lines that the snake is a universal
phallic symbol, and will explain the dreams in a way
very different from that which I have adopted.
‘In considering this subject I will begin by saying
that I am prepared to-go far towards accepting the
view that there is an extensive agreement in the
use of certain objects as symbols of certain other
objects. Thus, there are obvious reasons why the
male genital organ should be represented by a long
object and the female genital organ by one of a rounder
form, and I am also prepared to agree with Freud
in the view that sexual objects and processes are
especially likely to be represented in the dream sym-
bolically rather than directly. I am therefore quite
prepared to find a widespread tendency to symbolise
the male sexual organ in dreams by long objects and
the female organ by round objects.~ It is a long step
from this, however, to the universalisation of this use
of symbols which is discernible in Freud’s recent work
and has become definite among his disciples, here,
as usual, far less critical than their master. Here,
again, as usual, we are asked by the psycho-analysts
to accept this universal symbolism merely on their
word and with very little evidence. “One of my reasons
for publishing my own dreams is to provide evidence,
which seems to me of some degree of cogency, that
the symbols to which a universal sexual significance is
attached, may at least in some cases bear a meaning
of a different kind.
Evidence derived from the dreams of some of my
patients has led me to believe that in many cases the
symbols to which a universal sexual significance is
attached by Freud often have this meaning, and I
propose now to accept this position and inquire into its
meaning. Accepting provisionally the view that the
snake is frequently the symbol of the male sexual organ,
let us inquire how this association between the two
objects has come about. Freud seems definitely
inclined to regard the association as innate, and that
it is a universal among mankind, because we inherit
it from our ancestors. In other words, according to
Freud, the association is to be classed with the instincts
and other forms of inherited capacity. Such a view
implies an extraordinary neglect of the mental com-
plexity of childhood, a neglect which is the more
extraordinary in those who have done so much to reveal
this complexity. There is no question that the mind of
a child is extraordinarily receptive and that it absorbs
vast amounts of unsuspected knowledge. We need
far more exact observations about the nature of the
childish environment of those whose dream-symbolism
is studied before we can accept either the universal
or the instinctive character of any form of this sym-
bolism. To Jung and to the disciples of Jung this
universality of symbolisms is even more important
177 M
than to Freudians, for it is upon this belief that there
is founded the concept of the collective unconscious
which plays so great a part in their system.
-~ Both Freud and Jung and their disciples are now
accustomed to support their views concerning innate
symbols by evidence derived from the comparative
study of belief and custom, but their examples are
chiefly drawn from Indo-European culture where we
know of the existence of a common tradition’ The
possibility cannot be excluded that this common
tradition reaches the individual in infancy, childhood
and youth through the intermediation of parents,
nurses, school-fellows, the overhearing of chance con-
versations, and many other sources. If, however,
symbolism of the universal kind exists, it should be
universal among mankind, and of this Freud and Jung
and their disciples have as yet given no evidence.
Indeed, such work as they have published on this
subject has been fragmentary and uncritical. I
once asked one of the leading disciples of Jung in this
country for an example of some universal belief which
could be taken as an example of Jung’s primordial
thought-image and he chose the representation of
good by right and of evil by left. He was wholly
ignorant of the fact that there is no evidence whatever
of the association among most peoples of the earth,
and that a vast number of their languages are wholly
devoid of words for right and left, orientation which we
perform by means of these concepts being effected by
means of the direction of prevailing winds or other
crude methods of a kind similar to our orientation by
means of the points of the compass. Even so near at
home as Scotland the concepts of right and left are so
vague, or have so little interest, that it was not long ago
customary to orientate by means of points of the
compass. A person was not said to part his hair on
the right or left, but to the east or west.
If I had myself to answer the question I put to the
_ disciple of Jung, I could have chosen better instances.
~ There are many facts of ritual and belief which point
to the very wide distribution of certain forms of
symbolism, but it is a question whether this wide dis-
tribution is not directly due to a far more extensive
spread of the traditions present in Indo-European
culture than is generally supposed. ~ Certainly, there
are many features of distribution which point to such
diffusion. Thus, in Melanesia, many of the symbols
which have a wide distribution are not common to the
whole community, but form part of a secret ritual,
known only to specially initiated persons, and not
common to the general body of the community. Ihave
shown reason to believe * that these secret rituals are
those of bodies of immigrants from elsewhere who were
led by certain motives to practise their religious or
magical rites in secret. The nature of their symbols
are no more evidence of universal thought-images than
a piece of information given by me here, taken by one
of you to Australia or America and there handed on,
is evidence that the idea thus conveyed is innate
and has welled up from the collective unconscious
of the Australian or American. To such an argument
the disciple of Jung may reply that even if it can be
proved that the use of a symbol has been transmitted
from one place to another, say from Egypt to Melanesia,
we have still to explain why it should have taken root
in its new home and become part of the mental endow-
ment of the people to whom it was transmitted. They
will argue that there must have been something in
the mental structure of the people to whom it was
transmitted which led to this acceptance, and the
disciples of Jung will say that this acceptance was due
to its compatibility with the content of the collective
unconscious. There might be something to be said
* History of Melanesian Society, 1914.
in favour of this point of view, and perhaps there would
be much to say for it if the transmitted belief were
universally accepted by whole populations: but when
we find such transmitted beliefs confined to the few,
and only imparted to individuals, perhaps at relatively
advanced periods of their lives, the need for innate
ideas compatible with those which have been intro-
duced becomes less strong. We need far more evidence
concerning the nature of the transmitted symbols,
before there can be established even a probable case
for innate symbolism or for such a state as the collective
unconscious of Jung.
Appendix I
In the Freudian scheme of the psychology of the dream
the main biological function of the dream is to protect
the sleeper from being awakened either by external
stimuli to his senses, or by the internal stimuli provided
by unpleasant thoughts or emotions. In the case of
unpleasant stimuli to the sense-organs it is supposed
that it is the function of the dream to transform the
sensations which these stimuli would occasion in the
waking life into images devoid of such tendency to
awake. On the other hand, it is supposed that un-
pleasant thoughts and affects are similarly trans-
formed, and thus deprived of that character which
would lead the sleeper to awake. The dream is regarded
as the guardian of sleep and not its disturber. It is
believed to act as a kind of safety-valve to the un-
conscious. *
AsI have pointed out elsewhere, there is much reason
to believe that in many of the forms assumed by the
dream in man, it has come to have this function, but
there are certain features of the dream, and certain
forms of dream, which can hardly be reconciled with
this view of the biological function of the dream.
Especially is this the case with the nightmare. The
occurrence of this form of dream in the young, and
as part of the regression of psycho-neurosis, makes it
probable that this is the primitive form of the dream,
* Die Traumdeutung, 5te Auflage, Leipzig and Wien, 1919, pages
163 and 429.
+ Dreams and Primitive Culture, Manchester, 1917.
and that the pleasant or indifferent dream of the healthy
adult is a modification of this primitive form of the
psychologising process.
If now we turn our attention to the nightmare or
similar form of dream, which has a more or less sudden
awakening as one of its most definite characters, we
find that a pronounced feature is exaggeration of
affect. The nightmare shows a degree of affect alto-
gether out of proportion to the external or internal
stimulus by which the dream has been set up... Is
it possible to discover any biological conditions which
would have made this exaggeration of affect service-
able to the animal ?
In considering this problem let us deal first with the
isolated individual. It is evident that with the bio-
logical-function of sleep as the means of physiological
recuperation, there must have been associated a con-
siderable degree of danger. For hours at a time
and at a period of the day when his enemies may be
especially active, an animal is accustomed to pass
into a state of passivity and immobility which must
seriously prejudice the success of its normal reactions
to danger. As I have pointed out elsewhere,* there is
reason to believe that with this passivity and immo-
bility there goes a considerable degree of sensibility
to the stimuli to which it would react in the waking
state. There is even some reason to believe that there
may be some heightening of the sensibility which is
present in the waking state, but even if there be such
heightening, the animal would be seriously prejudiced
by the loss of time occupied in the process of awakening,
by the business of adapting the limbs and other parts
of the body to the appropriate mode of action and
by putting the process of reaction into practice. It is
evident that the reaction of the animal to danger
would be greatly assisted if there were present in
* Instinct and the Unconscious.
sleep some kind of mechanism by which the animal
began to adapt its behaviour to danger while still
asleep. If this mechanism also helped to awaken, it
would still further increase its helpfulness to the sleep-
ing animal. I suggest that the dream has such func-
tions. That, whatever may be the function of the
dream in man, its function in the lower animals is to
awaken in the presence of danger and to set in action,
even while the animal is still asleep, the process by which
it will be enabled to meet the danger in the appro-
priate manner. Thus, if the appropriate reaction is
that of aggression, with its accompanying affect of
anger, it would be highly serviceable if the affect of
anger arose with its appropriate bodily setting in
sleep and thus adapted the animal, even while still
asleep, to those aggressive movements which it would
normally adopt as soon as possible after waking.
If, on the other hand, the reaction appropriate to the
animal were flight, with its affective accompaniment of
fear, the dream would take that form of fear which
would normally be associated with the disposition
of the body to the movements adapted to remove the
animal as speedily as possible from the source of danger.
If now we pass from the individual animal to the
herd, we find a motive not only for the presence of
affect in the dream, but also for its presence in an
exaggerated form, a form for which there is no adequate
motive in the case of the individual creature. If
the member of the herd which reacts most speedily
to the sensory indications of danger does not merely
react, but begins before waking to utter cries or growls,
or to give other indications of danger, its behaviour
will awaken the whole herd and serve to put it on
its guard more speedily than if it had to wait till its most
sensitive member had been itself awakened before it
could give the warning signal. The association of
animals in herds would provide a biological motive
for the dream, even if no such motive could be found
for its usefulness to the individual animal.
It is not possible to prove that the dreams of animals
have this useful function. We know far too little of
the behaviour of animals in sleep to provide evidence
of any great value for or against the hypothesis I have
put forward. The sleeping behaviour of the dog does
not, however, contradict it. There is little doubt that
the dog is an animal which normally reacts to danger
by means of the instinct of aggression. However
larger or more powerful an approaching dog may be,
the first and immediate reaction is one of aggression
with its characteristic growl, and it is only when this
form of reaction has been shown to be wholly inappro-
priate that the animal resorts to the alternative reaction
of flight. It is therefore of interest that when a dog
suggests by its behaviour in sleep that it is dreaming,
the reactions seem always to take the form of growls,
similar to those by which it responds in the waking
state to the presence of another of its species.
In the absence of evidence it would be little profit
in speculating further on the biological function of
dreams in animals, first as an agent to awaken the
animal, and secondly to adapt it even while still
sleeping to the behaviour it would normally adopt on
waking. It will be of interest, however, to consider
how this early function of dreams has been in man
modified to so great an extent that it has been possible
to regard the dream not as an instrument of awaking,
but as a guardian of sleep.
In considering this subject it will be natural to begin
with the nightmare, or other similar form of dream, the
occurrence of which in childhood and psycho-neurosis
has led me to regard it as the primitive form of the
dream.
The difficulty with which we are here confronted
is that in the nightmare there is an excess of affect,
and of physiological reactions accompanying the affect,
which would make the dream of little or no value if
it were produced by an actual danger. The pallor,
coldness, and sweating of a characteristic nightmare
are such as would not only deprive the dreamer of all
possibility of putting into action the movements by
which the danger might be avoided, but it might even
obstruct the reaction by flight. The whole reaction
is of a kind associated with the unserviceable reaction
by collapse to which mankind seems to be especially
liable when his normal modes of reaction fail.
We are here brought up against the same problem
as that with which we are faced when we consider the
existence of collapse as one of man’s modes of reaction
to danger.* In the case of the dream, however, it
is possible to suggest one way in which the excessive
reaction of the nightmare may be explained. In the
case of the animal considered in the earlier part of this
chapter the reaction which occurs in sleep is that
habitual to the animal. I have supposed that in the
dream the animal is only experiencing an affect and
exhibiting behaviour which are habitual to it in the
waking state. In man, on the contrary, the affects
and reactions present in the nightmare are not only
not habitual, but they have in most persons been the
objects of a life-long suppression, a suppression so
successful that in a state of health the subject of the
nightmare may have been repeatedly exposed to danger
without experiencing even in a slight degree the re-
actions which show themselves in the nightmare. There
is much reason, however, to believe that the excessive
reactions of the nightmare of the adult are not due to
the removal of this suppression, but are the result of a
different though allied process of witting repression.
It is thus possible to bring the nightmare and other
crude forms of human dream into relation with the
* Instinct and the Unconscious.
hypothesis that the primary function of the dream is to
awaken an animal and adapt it to the appropriate
form of reaction to danger. It remains to consider
how the dream has been modified so as to present the
highly varied forms and apparently very different
functions which it seems to exhibit in the eres
adult human being.
I may remark at once that if the view here put
forward is valid, there is an intimate relation between
the dream and the instinct of self-preservation.
According to this view the dream is primarily the means
by which the animal is assisted to react successfully
to danger even while asleep. Let us now turn to
inquire whether there is any other way in which the
dream might be useful to an animal, and let us begin
with the parental instinct. Here we have not only
the function of protecting the young from danger
which would act in much the same way as the reaction
to danger of the animal itself, especially in so far
as the reaction by aggression is concerned, but we have
to consider the needs of the young forfood if the relation
between parent and child is such that the young will
only thrive if frequently supplied with food by the
parent. In the case of mammals the function of the
mother in connection with lactation would provide a
possible motive for the dream. If in a suckling mother
dreams of being suckled were aroused by the cries of
her young, it would be possible for the young to obtain
what they need without awaking the mother. A
suitable dream would enable the suckling mother to
adjust her movements to the needs of her young with-
out waking. We have here a motive opposed to that
which serves to produce the reaction to danger whereby
the dream would act as the guardian of sleep exactly
as it is supposed to act by Freud. At the same time
it will be of the utmost importance that the mother shall
react in a wholly different way if danger threatens her
young and herself. In this case the dream would
act as an awakener or as a guardian of sleep according
to the nature of the stimulus by which the dream has
been produced. C
As I have shown elsewhere,* one of the characters of
sleep is that it is a state in which the sleeper is not only
able. to react to sensory stimuli, but is capable of
discriminating between those which call for activity
and those of an indifferent kind. If an animal which
had acquired the power of dreaming as a means of
being awakened, and of being adapted to danger
even while still asleep, were to dream and awaken at
every sound or smell, the dream would soon lose its
useful function, or would have such secondary effects
in frequent disturbance of sleep as would more than
counterbalance the useful function. It would be essen-
tial that the animal should at the same time acquire
the power of discriminating between sensory stimuli
indicative of danger and those which had no such
significance. The power of sensory discrimination in
sleep would be a necessary accompaniment of the
dream if the serviceable nature of this process were
not made useless by excess. When, therefore, the
mammalian mother found the dream useful as a means
of guarding sleep, there would already be present that
power of discrimination between stimuli of different
kinds which the double character of the dream would
make necessary. Instead of leading to activity adapted
to meet danger, stimuli of a certain kind would pro-
duce dreams which would help to maintain instead of
disturbing sleep.
If now we turn from the parental instinct to that of
sex, we find a still more definite motive for dreams of a
protective kind. There is reason to believe that sensa-
tions of smell are especially powerful as stimuli to
instinctive sexual reactions, and where animals con-
* Instinct and the Unconscious.
gregate together during sleep these stimuli would
continue and would tend to awaken. If these stimuli
acted in the manner customary in the waking life,
sleep would be disturbed and a similar disturbance
would also be produced by stimuli to the sexual organs
produced by fleas or other parasites. Some kind of
process by which stimuli of these kinds would be
deprived of their awakening effect would be highly
serviceable to the animal as guardians of sleep. I
suggest that we have here the biological motive for the
transformation of the dream, which is a feature of the
most characteristic dreams of man. I suggest that as
man developed from being something more than a
creature dominated by his crude instincts, this trans-
forming function of the dream was utilised in the
interest of other factors which would tend to disturb
his sleep, but that the original character of the dream
as an awakening agent still persisted to show itself
in childhood and in the pathological regressions of
psycho-neurosis.
If it be one of the most frequent functions of the
dream in man so to transform the results of sexual
stimulation, external or internal, that they do not
awake the sleeper, this would only be in direct con-
tinuity with a biological function which has been ser-
viceable as a guardian of sleep in all those animals
whose sexual activity is developed on the same lines
asinman. Moreover, the need for such transformation
would become especially great when the sexual function,
in place of being limited to certain seasons, came, as
has happened in man, to be more or less continuously
active. Ifthe transforming function of the dream came
into existence as a means of protection against too
frequent stimulation of the sexual instinct in sleep, it
is natural that this instinct should serve as one of the
most frequent, if not the most frequent of, occasions
for the process of transformation. |
Appendix II
THE comparison between dreams and myths in Chapter
IX is so brief that it is likely to give rise to miscon-
ception. Moreover, it cannot be regarded as a true
expression of the views of Dr Rivers. This is revealed
in his statements on symbolism in Chapter X of this
book and his Presidential Address to the Folk-lore
Society (Folk-lore, March 1922). Hence, I am sure
that if he had lived to prepare his manuscript for
publication he would not have allowed the following
passage in Chapter IX to appear in this form: “It
is probable that, at the stage of social development,
of which myth-formation is especially characteristic,
there is a similar identification, and that every natural
object to which man’s attention is especially directed
is thought of as having human characteristics and is
endowed with such human characters as the power
of speech and the capacity for locomotion. That
animals should talk is just as natural to the man of
lowly culture as it is natural to the dream-consciousness
of the most highly civilised of mankind.” But in
the particular dream used by Dr Rivers for the purpose
of this comparison, one of his patients personified
certain rivers and attributed to them human powers of
sympathy and speech simply because these streams
were identified with Dr Rivers himself, for the specific
reason that he happened to have the name “‘ Rivers.”
During the last seven years Dr Rivers repeatedly
discussed with me the late Sir Edward Tylor’s concept
of animism, belief in which he had abandoned long ago ;
and during the last three years he had come more and
more fully to accept the view, which Mr W. J. Perry
and I have been urging, that there is no evidence to
prove the personification of any natural object or to
attribute to animals or plants human qualities or
powers except when some specific factor, such as led
the patient to personify “rivers’’ in his dream, came
into play to cause confusion between the inanimate
object (or animal or plant) and some human being.
In fact, the patient’s dream about the personified
“rivers”? is an exact illustration of what ancient
literature reveals concerning the origin of myths.
Osiris was identified with the river Nile, or, in other
words, his originally human qualities and powers were
confused with the river’s. In this way the river became
personified. Osiris was the dead king who devised
irrigation: the story of his beneficence as the con-
troller of the life-giving water became transformed,
after frequent repetition by story-tellers, into the belief |
that the dead king himself was the life-giver, and he
became identified with the river, which bestowed the
vitalising powers attributed to the dead king. This
brought about not only the personification of the river,
but also the apotheosis of the dead king, who became
the god Osiris. The explanation of the process of
personification of so many natural objects, and the
attribution of human qualities to so many animals,
is now known to be due to similarly arbitrary and
specific causes that one is justified in doubting whether,
in fact, “‘ every natural object to which man’s attention
is specially directed is thought of,” by relatively
primitive people or by any people, “as endowed with
such human characteristics as the power of speech and
the capacity for locomotion.”” In my book The Evolu-
tion of the Dragon I have collected some evidence in
opposition to this view. I refer to the matter here
because I do not think Dr Rivers consciously intended
Igo
to put forward a claim which does not really help his
argument, but exposes it to destructive criticism such
as he himself would have brought to bear upon it.
Dr Rivers has stated in this book that he “ dis-
trusts analogies.””’ No experiment of this nature has
proved more disastrous than the attempts of Freud,
Jung, and their followers, to institute analogies between
dreams and myths, for the sexual symbolism which
plays so prominent a part in the former (though not
in the way Freud and his followers assume) is alto-
gether unimportant in myth. The fundamental motive
underlying myth is the search for the elixir of life,
prompted by the instinct of self-preservation, and
not by the conflicts arising out of the desire to gratify
the sexual instinct, as so often happen in dreams.
The phrase “the stage of social development of
which myth-formation is especially characteristic ”’
and the reference to composite animals are so out of
harmony with the whole conception of this book that
I feel sure Dr Rivers would have modified or completely
deleted these passages, or made clear that he intended
to convey ideas vastly different from the manifest
content of the phraseology. It is misleading to speak
of a myth-making phase in man’s history, since
myths have been developing ever since the first human
beings acquired the power of speech. That certain
myths survive while millions of others are merely
ephemeral depends upon (1) the nature of the appeal
particular stories make to man’s instinct of self-preser-
vation; and (2) the restraining influence which the
growth of knowledge and the definition of critical
insight impose upon the development of phantasy.
I think Dr Rivers would have defined his ambiguous
phrase to mean that there was a certain phase in man’s
social development when most of the really persistent
myths of world-wide distribution arose. But this was
not due to any mental idiosyncrasy or stage of psychical
I9I
evolution. At a particular stage the growth of know-
ledge seemed to encourage the belief that a real elixir
of life might be discovered, and the fame of this possi-
bility made a universal appeal to man’s deepest instinct,
which was not restrained by a comprehension of
natural phenomena. In later times myths continued
to develop; and the present age is certainly as prolific
in such phantasies as any earlier period: but the fuller
knowledge of natural phenomena and the critical
insight that such knowledge gives tend to cut short the
careers of most modern myths.
The problem of composite animals I have discussed
elsewhere, and Dr Rivers accepted my views. Hence,
I do not think he would have attached any real im-
portance to the analogy he tentatively suggested (on
page 148) between the composite creatures that figure
in the dragon myth and the composite formations of
_ dream-symbolism.
Gd ela §